SECRETARY OF LABOR,
Complainant,
v.
HARRISON FURNITURE MANUFACTURING COMPANY,
Respondent.
OSHRC DOCKET NO. 80-0325
ORDER
The Commission approves the parties' settlement agreement.
FOR THE COMMISSION
RAY H. DARLING, JR
EXECUTIVE SECRETARY
Dated: March 20,1987
WILLIAM F.BROCK, Secretary of Labor,
United States Department of Labor,
Complainant
v.
HARRISON FURNITURE MANUFACTURING
COMPANY, AND ITS SUCCESSORS,
Respondent
OSHRC DOCKET NO. 80-0325
SETTLEMENT AGREEMENT
Come now complainant and respondent and submit the following settlement agreement pursuant
to Rule 2200.100 of the Commission's Rules of Procedure:
1. Complainant agrees to and hereby withdraws all the citations issued to respondent and
the complaint in this cause.
2. Respondent certifies that a copy of this settlement agreement has been served upon the
unrepresented affected employees in the manner set forth in Rule 2200.100 of the Rules of
Procedure, by posting same on the 3rd day of March, 1987.
3. Each party hereby agrees to bear its own fees and other expenses incurred by such party
in connection with any stage of this proceeding.
GEORGE R. SALEM
Solicitor of Labor
JAMES E. WHITE
Regional Solicitor
HARRISON FURNITURE
MANUFACTURING COMPANY
JACK F. OSTRANDER
Counsel for Safety and Health
DONALD W. JONES
Attorney
Hulston, Jones & Sullivan
Attorneys & Counselors at law
ALLEN REID TILSON
Attorney
U.S. Department of Labor Office of the Solicitor
Attorney for Respondent
Attorney for Complainant
OSHA Inspection No. L4963-289
Case No. 111663 (SOL)
NOTICE TO AFFECTED EMPLOYEES
NOT REPRESENTED BY A LABOR ORGANIZATION
EACH AFFECTED EMPLOYEE WHO IS NOT REPRESENTED BY A LABOR ORGANIZATION HEREBY IS GIVEN
NOTICE THAT ANY OBJECTIONS TO THE ENTRY OF AN ORDER APPROVING THIS SETTLEMENT AGREEMENT
MUST BE FILED WITHIN TEN (10) DAYS FROM THE DATE THAT THIS SETTLEMENT AGREEMENT IS POSTED.
SUCH OBJECTIONS MUST BE SET FORTH IN WRITING AND MAILED TO HONORABLE STANLEY A. SCHWARTZ,
ADMINISTRATIVE LAW JUDGE OCCUPATIONAL SAFETY AND
HEALTH REVIEW COMMISSION,
WITH COPIES TO COMPLAINANT AND RESPONDENT.
SECRETARY OF LABOR,
Complainant,
v.
HARRISON FURNITURE MANUFACTURING CO.,
Respondent.
OSHRC Docket No. 80-0325
DECISION
Before: BUCKLEY, Chairman, and WALL, Commissioner.
BY THE COMMISSION:
This case is before the Occupational Safety and Health Review Commission under 2.0 U.S.C.
§ 661(j), section 12(j) of the Occupational Safety and Health Act of 1970, 29 U.S.C.
651-678 ("the Act"). The Commission is an adjudicatory agency, independent of
the Department of Labor and the Occupational Safety and Health Administration
("OSHA"). It was established to resolve disputes arising out of enforcement
actions brought by the Secretary of Labor under the Act and has no regulatory functions.
See section 10(c) of the Act, 29 U.S.C. 659(c).
Harrison Furniture Manufacturing Company ("Harrison") was cited for various
violations of the Act following an inspection of its plant in Harrison, Arkansas. The
inspection was conducted under an inspection warrant. Before
Administrative Law Judge John S. Patton, Harrison argued that the Warrant was invalid. and
moved to suppress the evidence gathered during the inspection. Denying Harrison's motion
in part, the judge ruled that the warrant was valid to the extent that it authorized the
inspection of the specific working conditions listed in the warrant application. However,
the judge also concluded that the warrant was overly broad in authorizing a full-scope
(wall-to-wall) inspection of Harrison's plant. In the judge's view, since OSHA sought the
warrant based solely on the complaint of a former employee of Harrison about specific
working conditions at the plant, the warrant should have limited the inspection to those
specific conditions. Based on these rulings, the Judge held that Harrison was entitled to
suppression of some, but not all, of the evidence obtained during the inspection. Both the
Secretary and Harrison sought, and were granted, Com mission review of the judge's fourth
amendment rulings.[[1]]
The two participating Commission members have different views concerning the Commission's
authority to review the decision of a Judge or magistrate to issue an inspection
warrant.[[2]] In Chairman Buckley's view, the Commission, as an agency within the
executive branch, has no authority to review the actions of a judicial officer of a court
created under Article III of the Constitution.E.g., Phoenix Forging Co., 85 OSAHRC ____,
12 BNA OSHC 1317, 1319, 1985 CCH OSHD ¶ 27,256, p. 35,211-12 (No. 82-398)(view of
Chairman Buckley), and cases cited therein. Therefore, Chairman Buckley would hold that
the Commission should not review Harris's arguments for suppression of the evidence which
relate to the magistrate's decision to issue the warrant.
Commissioner Wall concludes that the Commission, in considering whether to suppress
evidence in its proceedings, has the authority to determine whether the inspection warrant
is supported by probable cause. See Pennsylvania Steel Foundry & Machine Co., 86
OSAHRC _, 12 BNA OSHC 2017, 2023-24, 1986 CCH OSHD ¶ 27,671, p. 36,067 (No. 78-638,
1986)(view of Commissioner Wall), pet. for review filed, No. 86-3546 (3d Cir. Sept. 8,
1986). However, a finding that the inspection warrant is not supported by probable cause
does not necessarily require the suppression of the evidence, for the good faith exception
to the exclusionary rule applies to Commission proceedings. Consistent with the Supreme
Court's decision in United States v. Leon, 104 S.Ct. 3405, 3421 (1984), Commissioner Wall
would not suppress evidence gathered by OSHA inspectors in objectively reasonable
reliance, on an inspection warrant. See Synkote Paint Co., 86 OSAHRC ____, 12 BNA OSHC
2036, 2041-42, 1986 CCH OSHD ¶ 279675, p. 36,087-88 (No. 83-2, 1986)(view of Commissioner
Wall).
This case was directed for review before the Supreme Court's decision in Leon. Under
Commission precedent in effect when the case was before the judge, the good faith
exception to the exclusionary rule was held to be inapplicable to Commission proceedings.
Sarasota Concrete Co., 81 OSAHRC 48/A2, 9 BNA OSHC 1608, 1981 CCH OSHD ¶ 25,360 (No. 78-
5264, 1981), aff'd, 693 F.2d 1061 (11th Cir. 1982). Consequently, the parties could not
have been expected to, and did not fully litigate the issue of whether the evidence was
gathered by inspectors in objectively reasonable reliance on a search warrant. For this
reason,
Commissioner Wall concludes that fairness dictates that the parties be given an
opportunity to present evidence on that issue.[[3]]
Although Chairman Buckley concludes that the Commission has no authority to review the
decision of a magistrate to issue a warrant, he agrees with Commissioner Wall that the
most expeditious course of action is to allow the parties to complete the record on the
good faith issue. Receipt of evidence and argument on good faith will facilitate the
Commission's disposition of this case, and will ensure that the record is complete in the
event that Judicial review is sought under section 11(a) or 11(b) of the Act, 29 U.S.C. §
660(a), 660(b). Accordingly, the case is remanded to the Chief Judge for assignment to an
administrative law judge.[[4]]
On remand, the judge shall afford the parties the opportunity to present further evidence
and argument on the good faith question. The parties should address both whether OSHA
acted in good faith in seeking a warrant based on the information set forth in the warrant
application, and whether it acted in good faith in obtaining a full-scope inspection
warrant, rather than a more limited warrant. Further, consistent with the Supreme Court's
decision in Leon, the good-faith inquiry should be confined to whether a reasonably
well-trained OSHA inspector would have known the inspection was illegal despite the
magistrate's authorization. In making this determination, all of the
circumstances--including whether the warrant application had previously been rejected by a
different magistrate--may be considered. See Leon, The judge shall enter findings of fact
and conclusions of law on the good faith issue. The Commission shall retain jurisdiction
of the case pending receipt of these additions to the record.
FOR THE COMMISSION
Ray H. Darling, Jr.
Executive Secretary
DATED: November 21, 1986
SECRETARY OF LABOR,
Complaint,
v.
HARRISON FURNITURE
MANUFACTURING COMPANY,
Respondent.
OSHRC. Docket No. 80-325
AMENDMENT TO DECISION AND ORDER
It appears that errors were inadvertently made in the order served in this cause which is
to be filed on September 3, 1981. It is correctly stated on page 52 of the decision and
order that allegations of violation relating to the finish mill area should be dismissed.
It appears, however, that said items were listed in both the Conclusions of Law and in the
Order part of the decision as items which were sustained. It further appears that Item 18
alleging a violation of Standard 29 C.F.R. § 19160.176(g) is reflected on page 58 of the
decision as a serious violation whereas it should be listed as a nonserious violation.
Item 9 is also reflected on page 33 of the decision as a serious violation although the
parties stipulated that it be designated as an "other" violation.
It is therefore ordered that:
There he and hereby is inserted at the end of the first paragraph on page 28 of the
decision the following:
"In the stipulation, the parties agreed that Item Nos. 7A, 7B, 8, 90 10, 28A(e) and
31 of Serious Citation No.1 should be reclassified as 'other' or 'nonserious' violations.
In the listing of items below, said items are listed as designated in the stipulation
rather than as originally designated in the citation."
On page 54 of the decision, there be and hereby is deleted the following items: 15 e),
16A, 16B, 16C, 17A b), 17B a), 17C a), 18A, 18B, 19 a), b), c), d), 20 a), b), c), d), e),
23 b), 24A d), and 24C g), h), i).
On page 55, there be and hereby is deleted the following items: 17A, 17B, 21 and 26 a).
On page 56, item 28A e) be and hereby is deleted.
On page 59, there be and hereby is added above "Other Citation No. 2" and as a
part of the alleged serious violations which have not been sustained the following:
Item No. | Standard ( 29 CFR) |
15 c) | 1910.213(b)(6) |
16A | 1910.213(c)(2) |
16B | 1910.213(c)(1) |
16C | 1910.213(c)(3) |
17A b) | 1910.213(h)(1) |
17B a) | 1910.213(h)(3) |
17C a) | 1910.213(h)(4) |
18A | 1910.213(k)(1) |
18B | 1910.213(k)(2) |
19 a), b), c), d) | 1910.213(n)(1) |
20 a), b), c), d) | 1910.213(n)(3) |
23 | 1910.213(r)(4) |
24A d) | 1910.219(d)(1) |
24C g), h), i) | 1910.219(e)(3)(i) |
At the bottom of page 60 of the decision there be and hereby is added:
Item No. | Standard (29 CFR) |
17A | 1910.169(b)(3)(i) |
17B | 1910.169(b)(3)(ii) |
Item No. | Standard (29 CFR) |
1910.21300) | |
21(a) | 1910.242(b)) |
28A e) | 1910.309(a) incorporating §250-4-2, NEC, NFPA 70-1971 |
On page 61 of the decision, the following items are deleted:
Item No. | Standard (29 CFR) |
15 c) | 1910.213(b)(6) |
16 A | 1910.213(e)(2) |
16B | 1910.213(e)(l) |
16c | 1910.213(c)(3) |
17 A W | 1910.213(h)(l) |
1-4 B a) | 1910.213(h)(3) |
17c, a) | 1910.213(h)(4) |
18 A | 1910.213(k)(t) |
18D | 1910.213(k)(2) |
19 a), w, c), d) | 1910.213(n)(I) |
20 a) ,b) ,c), d) | 1910.213(n)(3) |
On page 62 of the decision, the following items are deleted:
Item No, | Standard (29 CFR) |
23 b) | 1910.213(r)(4) |
24A d) | 1910.219(d)(l) |
24C g), h), i) | 1910.219(c)(3)(i) |
On page 63, there be and hereby is deleted the following items: 17A, 17B, 21 and26 c).
On page 64 of the decision, there be and hereby is deleted Item 28A e).
On page 67 of the decision immediately above "Other Citation No. 2", and as a
part of the alleged serious violations which are dismissed, there be inserted:
Item No. | Standard (29 CFR) |
15 c) | 1910.213(b)(6) |
16A | 1910.213(c)(2) |
16B | 1910.213(c)(1) |
16C | 1910.213(c)(3) |
17A b) | 1910.213(h)(l) |
17B a) | 1910.213(h)(3) |
17C a) | 1910.213(h)(4) |
18A | 1910.213(k)(1) |
18B | 1910.213(k)(2) |
19 a), b), c), d) | 1910.213(n)(1) |
20 a), b), c), d) | l910.213(n)(3) |
23 b) | 1910.213(r)(4) |
24A d) | 1910.219(d)(I) |
24C g), h), i) | 1910.219(e)(3)(i) |
On page 68 of the decision tit the conclusion of the listing of standards on that p4ge
and. immediately above the date, there be and hereby is inserted the following:
Item No. | Standard (29 CFR) |
17 A | 010.169(b)(3)(i) |
17 B | 1910.169(b)(3)(ii) |
21 | 1910.213(1)(6) |
Item No. | Standard (29 CFR) |
26 a) | 1910.242(b) |
28A c) | 1910.309(a) incorporating §250-42, NEC, NFPA 70-1971 |
Item 18 alleging a violation of Standard 29 C.F.R. § 1910.176(g) be and hereby is deleted
from page 58 of the decision and is inserted at the bottom of page 60 of the decision.
Item 9 alleging a violation of Standard 29 C.F.R. § 1910.107(e)(9) be and hereby is
deleted from the top of page 33 of the decision and there is inserted immediately
following the second new paragraph on said page the following:
"Further included in this classification is Item 9, Standard 29 C.F.R. §
1910.107(e)(9), the designation of which is changed by the stipulation of the parties from
'serious' to 'other'".
Dated this 25th day of August, 1981.
JOHN S. PATTON
Judge
SECRETARY OF LABOR,
Complainant,
v.
HARRISON FURNITURE MANUFACTURING COMPANY,
Respondent.
OSHRC Docket No. 80-0325
APPEARANCES:
Richard L. Collier, Esquire, Office of the Solicitor, Dallas, Texas, representing the
complainant.
Donald W. Jones, Esquire, P. O. Box 1185, Springfield, Missouri, representing the
respondent.
DECISION AND ORDER
This case is before the Occupational Safety and Health Review Commission on the complaint
of complainant alleging that respondent, Harrison Furniture Manufacturing Company, has
violated numerous standards under the Occupational Safety and Health Act (29 U.S.C. §651,
et seq., 84 Stat. 1590, hereinafter referred to as the Act).
The parties executed an agreement stipulating the record in this case and waiving a
hearing. The principal issue remaining for decision relates to the validity of the
inspection warrant.
ISSUES IN THE CASE
It is alleged in the complaint and citations that the respondent committed the following
violations:
29 CFR 1910.23(c)(1): Open sided floor(s) or platform(s) 4 feet or more above the adjacent
floor or ground level were not guarded by standard railings (or the equivalent as
specified in 29 CFR 191O.23(e)(3)), on all open sides:
The opening in the floor of platform on the Carter-Day dust collector between the upper
ladder and lower ladder accesses was not guarded, covered or provided with other means to
prevent employee from falling.
29 CFR 1910.37(f)(1): Exit access(es) were not arranged so that exits were readily
accessible at all times:
The sliding door by the wipe stain booth in the finish room was partially blocked by 55
gallon barrels.
29 CFR 1910.37(f)(2): Door(s) from room(s) to exit(s) or to way(s) of exit access were not
of the side hinged, swinging type:
Two doors used for exits on the west side of the finish room were the side rolling type.
29 CFR 1910.36(d)(2): Fire doors were not maintained in proper operating condition:
The fire door at the wash off room was blocked back and not operational.
29 CFR 1910.106(e)(2)(iv)(a): Flammable liquids were not kept in covered container(s) when
not actually in use:
The dip tank where finish is removed in the wash off room did riot have a cover.
29 CFR 1910.106(e)(5)(i): Adequate fire extinguishment or controls were not provided where
flammable liquids are used:
The dip tank located in the wash off room did not have a self closing lid with fusible
link or equivalent fire extinguishing methods.
29 CFR 1910.107(b)(7): Spray booths were not made with the openings as small as practical
where material is carried into or out of the spray booths by conveyor:
a) The sap and toner spray booth in the finish room did not have the ends enclosed as much
as practical.
b) The west lacquer spray booth located at the south end of the finish room.
c) The final lacquer spray booth located and the north end of the finish room.
d) The east lacquer spray booth located at the south end of the finish room.
e) The sealer spray booth located in the finish room.
g) Toner booth #2 in the finish room did not have the ends enclosed as much as practical.
h) The wipe stain booth in the finish room did not have the ends enclosed as much as
practical.
29 CFR 1910.107(b)(6): Spray booths having metal deflectors or curtains not less than 2
1/2 inches deep installed at the upper outer edge of the booth over the opening:
a) The east lacquer spray booth located at the south end of the finish room.
b) The west lacquer spray booth located at the south end of the end of the finish room.
c) At the #2 toner booth located in the finish mill.
29 CFR 1910.107(c)(5): Electrical equipment not approved for locations containing both
deposits of readily ignitable residues and explosive vapors was present in spraying
area(s):
a) The 4 flourescent light fixtures located inside the front edge of the lacquer booth
(east) at the south end of the finish room.
b) The flourescent light fixture located just inside the front of the #2 toner spray booth
in the finish room.
c) The flourescent light fixture located on the south end of the sealer spray booth in the
finish room had residue buildup.
29 CFR 1910.107(c)(6): Electrical wiring and equipment outside of but within 20 feet of
spraying area(s), and not separated therefrom by partitions, did not conform to the
provisions for Class I, Division 2, hazardous locations:
a) The switch box and the drive motor for the conveyor located at the south end of finish
room.
b) On the final lacquer spray booth in the finish room, a conduit outlet fitting opening
did not have a seal where a cable entered and a conduit outlet fitting on the flourescent
light where the cable enters it was partially open.
c) Conduit was disconnected at the junction box of the north light fixture on the west
lacquer spray booth at the south end of the finish room.
d) A conventional type switch was located on a post near the area where bed rails are
sprayed with edge filler in the southwest corner of the finish room.
29 CFR 1910.107(c)(6): Electrical wiring and equipment not subject to deposits of
combustible residues but located within spraying area(s) was not of the explosion-proof
type approved for Class I, Group D, locations conforming to the provisions of Class I,
Division I, hazardous locations.
The three flourescent lights located inside the front edge of the final lacquer spray
booth in the finish room.
29 CFR 1910.107(c)(7): Electric lamps outside of but within 20 feet of spraying area(s),
and not separated therefrom by partition(s), were not totally enclosed to prevent the
falling of hot particles:
a) Two open bulbs above the rough wiping area by the wipe stain booth in the finish room
b) The three lights located at the front of #3 was coat spray booth in the finish room.
c) There was one open electric bulb near the area where bed rails are sprayed with edge
filler ni the southwest corner of the finish room.
29 CFR 1910.107(d)(2): Spraying area(s) were not provided with mechanical ventilation
adequate to remove flammable vapors, mists or powders to a safe location and to confine
and control combustible residues:
a) The southwest corner of the finish room was used to spray bed rails with edge filler
and no booth or ventilation was provided.
b) Tops of furniture being sprayed from a stand located in the curve of the conveyor
between the two lacquer spray booths in the finish room.
29 CFR 1910.107(g)(1): Spraying was conducted outside of predetermined areas:
a) The operator at the sap and toner spray booth started spraying approximately 5 feet
before the item entered the spray booth.
b) The operator at toner booth #2 started spraying before the item entered the spray
booth.
29 CFR 1910.107(e)(2): The quantity of flammable or combustible liquids kept in the
vicinity of spraying operation(s) exceeded the minimum required for operation:
a) At the southwest corner of the finish room where bed rails are sprayed with edge
filler.
b) The seven 55 gallon drums of flammable liquid stored by the sap and toner booth in the
finish room.
c) The five 55 gallon drums of toners located by toner booth #2 in finish room.
d) The eight 55 gallon drums of various colors of wiping stains all with flammable label,
located in the vicinity of the wipe stain spray booth in the finish room.
29 CFR 1910.107(e)(9): Flammable or combustible liquids for use in spraying operations
were transferred from one container to another without both containers being effectively
bonded and grounded to prevent discharge sparks of static electricity:
a) Flammable liquids were transferred from 55 gallon drums to smaller containers in the
southwest corner of the finish room where bed rails are sprayed with edge filler.
b) Flammable liquids were transferred from 55 gallon drums into smaller cans or paint pots
by the #2 toner booth in the finish room.
(c) Various colors of wiping stain near the wipe stain booth in the finish room.
29 CFR 1910.107(g)(2): Spraying area(s) were not kept free from the accumulation of
deposits of combustible residues:
a) The wipe stain booth located in the finish room had excess amounts of paint on floor,
baffle plater and conveyor.
b) The floor area is sticky and has a buildup of residue where the items exit the wipe
stain booth and are wiped off.
c) The conveyor located in the east lacquer spraying booth at the south end of finish room
had an excessive amount of overspray.
d) The west lacquer spray booth located at south end of finish room had an excess amount
of lacquer residue built up around the exhaust duct and blades of fan.
29 CFR 1910.212(a)(1): Machine guarding was not provided to protect operator(s) and other
employees from hazard(s) created by ingoing nip points, pinch points and rotating parts:
a) The rubber belt on the Karl Hessemann single belt self-feed sander, S/N 106897, located
in the sanding deportment, was not provided with guards at each nip point where the belt
runs onto a pulley.
b) The Onsrud Berthelsen veneer press, Independent Stove Co. #293, located in the veneer
department, had a pinch point at each end as the carrying mechanism for the cowl sheets
reached the end of its travel and either impacted or stopped at the metal posts at the
ends of the frame.
c) A rotating brush heated under the off bearer end of the Salen sander #370 in the
sanding department.
29 CFR 1910.212(a)(i): Fan blade guard(s) were not provided where the periphery of the
blades was 'less than seven feet from the floor or working level:
a) The fan on the air compressor water cooling tower located at the east side of the air
compressor room.
b) The air make up unit located on the west wall of the finish room near the wipe stain
booth did not have a guard across the end and the guard on front was loose at the bottom.
c) Guards were not provided at either side of the squirrel cage type fan located in the
pre-assemble area of the sanding department.
d) The refrigeration unit fan for the cooling unit on the panel flow at the west side of
the rough mill did not have a guard.
29 CFR 1910.213(a)(12): The portion of circular saws beneath or behind the table, where
there was a possibility of contact with the saw, was not covered with a guard or exhaust
hood:
a) On the Wallace 10 inch table saw located in the sample area.
b) The Allispede self feed gang rip saw located on the east side of the rough mitt, did
not have a guard to prevent accidental contact with the saws under the table.
29 CFR 1910.213(b)(5): Positive means was not provided on each machine operated by
electric motors to render such controls or devices inoperative while repairs or
adjustments are being made:
a) The Nash sander, No. 45, located in the sanding department.
b) The Salem sander #370, located in the sanding department.
29 CFR 1910.213(b)(6): Operating treadles on woodworking machines were not protected
against unexpected or accidental tripping:
a) The two Bell Machine Co. sliding cut-off saws, located at north end of the rough mitt,
did not have a guard over the foot treadle.
b) The foot treadle on the Capital 12 ft. veneer clipper, S/N 1594, located in the veneer
department, was not covered.
e) The two feet pedals on the Rye horizontal router, located at the east side of the
finish mill, did riot have a guard over them.
29 CFR 1910.213(c)(2): Hand-fed circular ripsaw(s) were not furnished with a spreader to
prevent material from squeezing the saw or being thrown back on the operator:
The Tannewitz table saw, Independent Stave Co. #241, located in the finish mill, was not
provided with a spreader.
29 CFR 1910.213(c)(1): Circular hand-fed ripsaw(s) were not guarded by an automatically
adjusting hood which completely enclosed that portion of the saw above the table and above
the material being cut:
The Tannewitz table saw, Independent Stave Co. #241, located in the finish mill, was not
provided with a guard on 10/17/79.
29 CFR 1910.213(c)(3): Hand-fed ripsaw(s) did riot have nonkickback fingers or dogs so
located as to oppose the thrust or tendency of the saw to pick up the material or to throw
it back toward the operator.
The Tannewitz table saw. Independent Stave Co. #241, located in the finish mill, was not
provided with non-kickback fingers or dogs on 10/17/79.
29 CFR 1910.213(h)(1): Radial saw(s) did not have an upper hood that completely enclosed
the upper portion of the blade down to a point including the end of the saw arbor, and the
sides of the lower exposed portion of the blade were not guarded to the full diameter of
the blade by a device that automatically adjusted itself to the thickness of the stock and
remained in contact with the material being cut:
a) The DeWalt radial arm saw located at the south end of the rough mill.
b) The DeWalt 16 in. radial saw located next to the ramp in the finish mill.
c) The Multiplex 40-A radial arm saw, Independent Stave Co. #227, located in the sample
area.
29 CFR 1910.213(h)(3): Radial saw(s) were not provided with an adjustable stop to prevent
the forward travel of the blade beyond the position necessary to complete the cut in
repetitive operations:
a) The DeWalt 15 in. radial saw located next to the ramp in the finish mill.
b) The Multiplex 40-A radial arm saw, Independent Stave Co. #227, located in the sample
area.
29 CFR 1910.213(h)(4): Radial saw(s) were not installed in a manner so as to cause the
cutting head to return gently to the starting position when released by the operator:
a) The DeWalt 16 in. radial saw located next to the ramp in the finish mill.
b) The Multiplex 40-A radial arm saw, Independent Stave Co. #227, located in the sample
area.
29 CFR 1910.213(g)(1): Sliding cutoff saw(s) were not provided with an automatically
adjusting hood that completely enclosed the upper half of the saw, the arbor end, and the
point of operation at all positions of the saw:
The two Bell Machine Co. sliding cut-off saws located at north end of the rough mill did
not have a guard that automatically covered the lower portion of the blade.
29 CFR 1910.213(K)(1): Feed chains were not guarded and the upper feed chains had an
inadequate guard which could allow fingers to get caught, on the Challoner double end
tenoning machine at the northwest corner of the finish mill.
29 CFR 1910.213(K)(2): At the rear ends of frames on tenoning machines, over which feed
conveyors ran, sprockets and chains were not guarded at the sides by plates projecting
beyond the periphery of sprockets and the ends of lugs:
At the upper and lower feed conveyors on the Challoner double end tenoning machine located
in the northwest corner of the finish mill.
29 CFR 1910.213(n)(1): Metal guards covering the cutting heads, and saws if used, were not
provided on:
a) The left side cutting head had an inadequate guard over its top and the unused portion
of the bottom cutting head was not guarded on the Woods Machine Co. molding machine in the
finish mill.
b) The two side cutting heads were not adequately guarded over the top of them and the
last cutting head was not guarded at either end, on the Robinson molding machine in the
finish mill.
c) The two side cutting heads were not adequately guarded over the top of them and the
unused portion of the bottom cutting head was not guarded, on the Mattison Machine Works
molding machine in the finish mill.
d) The 4 cutting heads of the Hart Molding machine located in the finish mill, were not
adequately guarded.
29 CFR 1910.213(n)(3): Hoods or suitable guards were not provided to prevent the hands of
the operator from coming in contact with the in running rolls of feed rolls on molding
machines:
a) The three feed rolls on the Woods Machine Co. molding machine did not have a guard over
them.
b) The guard over the feed rolls of the Robinson Molding Machine was not as wide as the
feed rollers, did not cover the sides and was not fastened to the frame so as to remain in
adjustment for any thickness of stock.
c) The guard over the feed roll of the Mattison Machine Works molding machine was not
adjusted low enough.
d) The Hart molding it machine located in the finish mill.
29 CFR 1910.213(p)(4): Belt ending machinery was not provided with a guard at each nip
point where the sanding belt ran onto a pulley, to prevent the operator's hands or fingers
from coming into contact with nip points:
a) The Wysong belt sander located in the sanding department, no identification number
found, one end has no guard where the belt runs onto pulley and other end has an exhaust
hood that needs extended to be adequate.
b) The home made belt sander, Independent Stave Co. #262, located in the sanding
department.
c) The Wysong belt sander, Independent Stave Co. #213, located in the sanding department.
d) An additional section of guard needs installed over the top of the pulley and belt
where the off bearer stands next to the belt guard on the Critz edge sander, located in
the sanding department.
e) The home made belt sander, Independent Stave Co. #266, located in the sanding
department.
f) The horizontal belt sander manufactured by Beach Manufacturing Co., Independent Stave
Co. #303, located in the sanding department.
g) The home made vertical drawer sanding machine located in the cabinet room.
29 CFR 1910.213(q)(2): Veneer clippers had neither automatic feed nor a guard which would
make it impossible to place a finger or fingers under the knife while feeding or removing
the stock:
a) The Capitol Machine Co. 6 ft. veneer clipper located in the veneer department.
b) The Capital 12 ft. veneer clipper, S/N 1594, located in the veneer department.
29 CFR 1910.213(r)(4): Suitable guards were not provided to reduce to ft minimum the
hazard due to the point of operation of veneer edger and female dove tail machine:
a) The cutting head on the veneer edger, Independent Stave Co. #276, located in the veneer
department was not guarded sufficiently by the combination guard/exhaust hood.
b) The 14 cutting knives or bits located on the female dove tail machine, in the finish
mill, are not guarded where they are exposed at the rear of the machine.
29 CFR 4910.219(d)(1): Pulley(s) with part(s) seven feet or less from the floor or work
platform were not guarded in accordance with the requirements specified at 29 CFR
1910.219(m) & (o):
a) The pulleys on the two large air compressors, located in the main compressor room, one
with a GP symbol and the other a Sullivan.
b) The pulleys on the hog blower motor located by the entrance to the boiler room.
c) The pulleys on the hog that grinds scrap for the furnace and located outside the main
compressor room door.
d) The pulleys located at the rear of the Mareen-Johnson double end tenoning machine in
the northwest corner of the finish mill.
e) The pulleys on the motor and fan #3 for the Carter-Day dust collector.
f) The pulleys on the motor and blower that blows dust from the finish mill cyclone to the
dust collector by the furnace.
g) The pulleys on the Samuel Rogers knife sharpener, Co. #337, located in the knife
grinding area.
h) On the squirrel cage type fan located in the pre-assembly area of the sanding
department.
e) The two pulleys on the blower and motor for kiln #1 located in the upstairs room for
kiln #1.
29 CFR 1910.219(e)(1)(i): Horizontal belts which had both runs 42 inches or less from the
floor level were not fully enclosed by guards conforming to requirements specified in 29
CFR 1910.219(m) and (o):
The glue mixer, no identification, located by the panel flow glue machine at the west side
of the rough mill, did not have a guard over the V belt.
29 CFR 1910.219(e)(3)(i): Vertical or inclined belt(s) were not enclosed by guard(s)
conforming to the requirements specified at 29 CFR 1910.219(m) and (o):
a) The two large air compressors located in the main compressor room, one with a GP symbol
on it and the other a Sullivan, did not have guards over the belts.
b) The 4 V belts on the blower motor for the hog located by entrance to the boiler room.
c) The V belts on the hog that grinds scrap for the furnace and located outside the main
compressor room door.
d) The V belts at the motor for the lumber lift in the rough mill were fully enclosed.
e) On the small glue spreader by Bell glue machine in the rough mill.
f) The three V belts located on the out feed end of the Buss No. 55 planer in the rough
mill, were only partially guarded as part of the guard had been cut out.
g) The adjustable type belt located at the rear of the Mereen- Johnson double end tenoning
machine in the northwest corner of the finish mill, was not completely enclosed.
h) The crossed flat belt and the flat belt that drives the feed rollers on back side of
the Hart molding machine, located in the finish mill.
i) The single spindle drill press with Independent Stave Co. #237 on metal tag, located in
the finish mill.
j) The four V belts on the motor and fan #3 to the Carter-Day last collector, were not
guarded.
k) The three V belts on the motor and blower that blows dust from the finish mill cyclone
to the dust collector by the furnace.
l) The guard over the belts on the unidentified table saw, Independent Stave Co. #204,
located in the sample area, had openings too large and did not fully enclose the belts.
m) The V belts under the Capital 12 ft. veneer clipper, located in the veneer department,
were not guarded.
n) The flat belt located on the off bearer end of the Salem sander #370, located in the
sanding department.
o) The existing guard on the Vonnigut head brush sander has opening too large and does not
fully enclose the belt, located in the sanding department.
p) The V belt on top of the Delta Rockwell drill press, S/N 103 440, located in the
maintenance shop.
q) The three V belts located on the Samuel Rogers knife sharpener, Co. #337, located in
the knife grinding area.
r) On the squirrel cage type fan located in the pre-assembly area of the sanding
department.
s) The fear V belts on the blower for kiln #1 located in the upstairs room for kiln #1.
t) The V belt on the small air compressor against the south wall of the upstairs room of
kiln #1.
29 CFR 1410.219(00): Sprocket wheels and chains which were seven feet or less above floors
or platforms were not fully enclosed:
a) The sprockets and chains between the conveyors and another one just below these that
turns the glue roller on the Bell glue machine and conveyors located at the south end of
the rough mill.
b) The guard over the chain and sprocket behind the panel flow glue machine located at the
west side of the rough mill was partially removed and loose.
c) The upper conveyor drive chain of the Bell glue machine, located at the south end of
the rough mill, did not have a guard.
d) A short chain and two sprockets located on the right side of infeed end of the
Allispede self feed gang rip saw located on the east side of the rough mill.
e) The chain and sprockets located on the south end of the two "Rail boys"
located next to the two Bell machine Co. sliding cut off saws in the rough and,
f) The chain and sprocket under the out feed end of the No. 2 Yates American rip saw
located at the east side of the rough mill.
g) The chop saw conveyor has an unguarded chain and sprocket next to the #4 Marion rip saw
in the rough mill.
h) The chain and sprocket under the out feed end of the #4 Marion rip saw located at the
east side of the rough mill.
i) The chain and sprockets on the drive motor for the chop saw scrap conveyor at the south
end of the rough mill was not fully enclosed.
j) The sprocket and chain on the aisle side of the finish strata planer in the rough mill
was not guarded.
k) The two sprockets and chain located on the west end of an auger under the finish mill
cyclone.
29 CFR 1910.219(f)(1): Gear(s) were not guarded by a complete enclosure or by one of the
methods specified in 29 CFR 1910.219(f)(1)(ii) and (f)(1)(iii):
On the small glue spreader by the Bell glue machine in the rough mill.
29 CFR 1910.243(e)(3): Abrasive wheels used on vertical portable grinder(s) (right angle
head grinders) were not provided with safety guard(s) having a maximum exposure angle of
180 degrees and located between the operator and wheel:
The Sioux 7 in. right angle grinder located in the maintenance shop.
29 CFR 1910.309(a) Section 110-17(a), National Electrical Code, NFPA 70- 1971, as adopted
by 29 CFR 1910.309(a): Live part(s) of electrical equipment operating at 50 volts or more
were not guarded against accidental contact by approved cabinet(s) or other form(s) of
approved enclosure(s) or any other approved means:
a) The three energized wire terminals located on the post where the lumber grading
conveyor control switch is located.
b) The electric control box for the water coolant pump located in the back of the main
compressor room, had an open cover.
c) The plastic parts of the 110 volt receptacle located on the column west of the panel
flow was broken and live metal parts were exposed.
d) The toggle switch for the Modine overhead heater located near the time clock in rough
mill did not have a cover.
e) The electric toggle switch located on the wall next to the Greenlee #110 planer in the
rough mill did not have a cover.
f) The two General Electric control boxes on the feed water tank in the boiler room had
pieces of the cover missing which exposed interior live parts.
g) An electric switch box had been left open above the work table on the west wall of the
maintenance shop.
h) An electric timer box was open exposing live parts on the wall of the boiler room at
the kiln.
i) The flexible cord on the unidentified band saw in the weighing room of the kiln had
been poorly spliced and the bare metal parts of the wire had been left exposed.
29 CFR 1910.309(a) Section 250-42, National Electrical Code, NFPA 70-1971, as adopted by
29 CFR 1910.309(a): Exposed noncurrent-carrying metal part(s) of fixed equipment that were
likely to become energized under abnormal conditions were not grounded:
a) The Vonnigut head brush sander located in the sanding department.
b) The home made belt sander, Independent Stave Co. #266, located in the sanding
department.
c) The unidentified band saw, located in the weighing room at the kiln, had only a 2 wire
cord, 2 pin plug and the outlets in the room were all the 2 pin ungrounded type.
d) The gas pump located on the south side of the plant.
e) The home made cord wrapping machine located in the finish mill, did not have a ground
pin in the plug that provided power to the electric motor.
f)The Wallace 10 inch table saw located in the sample area.
g)The Onsrad router, S N 6245, located in the sample area.
h)The Delta Milwaukee band saw, Independent Stave Co. #201, located in sample area.
29 CFR 1910.309(a) Section 250-43(c), National Electrical Code, NFPA 70-1971, as adopted
by 29 CFR 1910.309(a): Exposed, noncurrent-carrying metal parts of the electric equipment
of crane(s) or elevator(s) were not grounded:
a)The electric motor for the lumber lift in the rough mill area operated with 220 volt, 3
phase electric power did not have a ground wire.
b)The motor for fan #3 to the Carter-Day dust collector which operated at more than 150
volts to ground and was in a wet location.
c)The electric motor for the blower located under the finish mill cyclone did not have a
ground wire connected.
29 CFR 1910.309(a) Section 250-45(d), National Electrical Code, NFPA 70-1971, as adopted
by 29 CFR 1910.309(a): Exposed, noncurrent-carrying metal parts of cord and plug-connected
equipment, which were liable to become energized, were not grounded:
a) The unidentified 1/4 in. electric drill located in the bed clamp area of cabinet room
did not have a ground.
b) The Black and Decker electric screw driver located in the bed clamp area of the cabinet
room did not have a ground.
c) The Sioux bench grinder located in the truck maintenance shop did not have ground pin
in the plug.
d) The old cold drink machine used to keep water cold to circulate through the glue
spreader at the south end of the rough mill, did have a grounding wire and plug.
e) The Sioux 7 inch right angle grinder located in the maintenance shop.
f) The Stanley pedestal grinder, S/N 5048MI00043, located in the maintenance shop.
g) The micro wave oven in the break area, ground pin missing from the plug.
h) Dollar bill changed in the break area, ground pin missing from the plug.
i) The Willonborg sandwich vending machine located in the break area, ground pin missing
from the plug and the machine.
j) The soup and chili hot food vending machine located in the break area did not have
continuity between the plug and the machine.
k) The unidentified pedestal fan located in the sealer sanding area in the finish room,
did not have a ground pin on the plug.
l) The 42 inch overhead fan located at the north end of the pack line conveyor, did not
have continuity between the plug and the motor.
m) The heating element used for glueing sanding belts and the Nicholas & Parks skiving
grinder located in the sanding belt assembly area did not have a ground pin
on the plugs.
n) Pepsi Cola machine in the dry lumber shed next to the kiln office had ground pin
missing from the plug.
o) The EXL 20 inch box fan located in the sanding belt assembly area was not provided with
a 3 wire cord and plug.
29 CFR 1910.309(a) Section 250-51, National Electrical Code, NFPA 70-1971, as adopted by
29 CFR 1910.309(a): The path(s) to ground from circuit(s), equipment, and conductor
enclosure(s) were not permanent and continuous:
a) The short shop made extension cord the heating element and the Nicholas & Parks
skiving grinder was plugged into the sanding belt assembly area did not have a
grounding connection.
b) The receptacle on the wall behind Stanley pedestal grinder, test indicated no
ground.
c) The receptacle that the Wittonborg sandwich vending machine was plugged into was of the
2 pin type with no grounding provision, located in the break area.
d) The extension cord used with the Better Pack 555 tape dispenser on the pack line did
not have a ground pin.
e) The wrap cutter machine, located next to the exit from the pack out line, was plugged
into an extension cord that did not have a ground pin in the plug.
f) The receptacle that the Pepsi Cola machine is plugged into in the dry lumber shed by
the kiln office, was not grounded.
29 CFR 1910.213(a)(11): The frames or exposed, noncurrent-carrying metal parts of portable
electric woodworking machinery operated at more than 90 volts to ground, were not
electrically grounded:
The 7 1/4 inch Skil saw, Model 553, located at the weighing room at the kiln, did not have
a ground pin on the plug.
29 CFR 1910.309(a) Section 250-45(b), National Electrical Code, NFPA 70-1971, as adopted
by 29 CFR 1910.309(a): Exposed, noncurrent-carrying metal parts of cord and plug connected
equipment, which were liable to become energized and operated at more than 150 volts to
ground, were not grounded.
The Lincoln are welder, Code 7533-703, that was being prepared for use at the west side of
the rough mill.
29 CFR 1910.309(b) Section 210-21(b), National Electrical Code, NFPA 70-1971, as adopted
by 29 CFR 1910.309(b): Receptacles connected to circuits having different voltages
frequencies or types of current (AC or DC) on the same premises were not designed so that
attachment plugs used on such circuits were not interchangeable:
The 220 volt receptacle that the branding iron, manufactured by Staco, Inc., type 3PN1020,
is plugged into in the middle of the cabinet room is the type 110 volt plug will fit.
29 CFR 1910.309(b) Section 300-4, National Electrical Code, NFPA 70-1971, as adopted by 29
CFR 1910.309(b): Conductor(s) subject to physical damage were not adequately protected:
a) The 3 wire conductor providing electric power to the small glue spreader from the
junction box on the motor of the old Bell glue machine was subject to damage from lumber
carts pushed against it.
b) A wireway has a section of cover missing and 4 control boxes have large electric cables
coming out of them not in conduit or protected from damage by any other method, located at
the main breaker area in the rough mill.
c) The three conductors supplying power to the Buss No. 55 planer, S/N 82-69, located at
the north end of the rough mill.
29 CFR 1910.309(b) Section 300-15(b), National Electrical Code, NFPA 70-1971, as adopted
by 29 CFR 1910.309(b): A box was not installed at each conduct or splice connection
point, outlet, switch point, junction point, or pull point for the connection of
metal-clad cable, mineral-insulated metal- sheathed cable, aluminum-sheathed cable,
non-metallic-sheathed cable, or other cables and at each outlet and switch point for
concealed knob-and- tube wiring:
a)The open wires with twist lock connectors behind the open bulb on the Oakly horizontal
belt sander, Independent Stave Co. #211, located in the sanding department.
b)The electric cable connections below the motor starter next to the outside doorway in
the main compressor room were not installed in a junction box.
29 CFR 1910.309(b) Section 370-18(c), National Electrical Code, NFPA 70- 1971, as adopted
by 29 CFR 1910.309(b): Pull box(es), junction box(es) and fitting(s) were not provided
with cover(s) approved for that purpose:
The latch for the cover of the main switch box on the Greenlee #110 single surface planer
in the rough mill has been broken, which prevents the cover from being securely closed.
29 CFR 1903.2(a)(1): The OSHA notice was not posted to inform employees of the protections
and obligations provided for in the Act:
At the establishment located at N. Walnut St., Harrison, Arkansas.
29 CFR 1904.2(a): The log and summary of occupational injuries and illnesses (OSHA Form
No. 200 or its equivalent) was not completed in the detail provided in the form and the
instructions contained therein:
An injury resulting in amputation of fingers occurred on 8/16/79 and was not recorded on
the OSHA Form No. 200.
29 CFR 1910.22(a)(1): Place(s) of employment were not kept clean and orderly, or in a
sanitary condition:
The floor in the weighing room at the kiln had small wood blocks all over it which created
a tripping hazard.
29 CFR 1910.25(d)(1)(x): Portable wood ladder(s) with defects were not withdrawn from
service and tagged or marked as "Dangerous, Do Not Use":
The 11 foot wood ladder located by the door to the weighing room at the kiln.
29 CFR 1910.26(a)(1)(iii): The spacing of rungs on the metal ladders exceeded 12 inch
centers:
The metal ladder located at the south side of kiln #2 had rungs 20 inches apart.
29 CFR 1910.27(c)(1): The perpendicular distance from the center line of rungs to the
nearest permanent object on the climbing side of ladders did not meet minimum clearance
requirements:
At the top of the ladder that goes from ground level to the platform on the Carter-Day
dust collector the corner angle brace narrows the opening to less than 30 in. clearance.
29 CFR 1910.37(q)(2): Door(s) which were not an exit or way of exit access, and which were
so located as to be likely to be mistaken for an exit, were neither identified by a sign
reading "NOT AN EXIT" or similar designation not identified by a sign indicating
their actual character:
The door at the south end of the finish room that leads to the copying room.
29 CFR 1910.106(b)(3)(iv)(a): Underground tanks storing Class 1 liquids were not provided
with vents:
The tank storing gas located on the south side of the plant.
29 CFR 1910.106(c)(2)(ii)(b)(2): More than 120 gallons of Class 1B, 1C, 11 or 111
flammable or combustible liquids in containers were located outside of inside storage
room(s) or storage cabinet(s):
Five each 55 gallon drums of maple wiping stain was stored at the raw material unloading
dock.
29 CFR 1910.106(g)(3)(iii): A clearly identified and easily accessibly switch or circuit
breaker was not provided at a location remote from the dispensing device to shut off the
power in the event of an emergency:
At the gas pump located at the south side of the plant.
29 CFR 1910.107(e)(5): Containers under pressure, supplying spray nozzles, were not
provided with a visible pressure gauge:
The 30 gallon paint pot near #2 toner booth in the finish room had paint over the pressure
gauge and could not see gauge.
29 CFR 1910.110(b)(6)(1)(b): Readily ignitable material including weeds and long dry grass
were not removed within 10 feet of the containers:
At the 500 gallon butane tank located at the south end of the dry lumber shed at the kiln.
29 CFR 1910.110(h)(6)(ii)(b): Above ground containers were not protected by crash rails or
guards to prevent physical damage:
The 500 gallon butane tank located at the south end of the dry lumber shed at the kiln.
29 CFR 1910.1109h)(12): Conspicuous signs prohibiting smoking were not posted within sight
of customers served at LP gas dispensing areas:
At the 500 gallon butane tank located at the south end of the dry lumber shed at the kiln.
29 CFR 1910.134(b)(60: Respirators were not stored in a convenient, clean and sanitary
location:
The Pulmoson respirators located on the 55 gallon drums near the wipe stain spray booth in
the finish room.
29 CFR 1910.169(b)(3)(i): Compressed air receivers were not equipped with one or more
spring-loaded safety valves:
The air storage tank located behind the French dove tailer in the finish mill.
29 CFR 1910.169(b)(3)(i): Compressed air receivers were not equipped with indicating
pressure gauges:
The air storage tank located behind the French dove tailer in the finish mill.
29 CFR 1910.176(g): Covers and/or guardrails were not provided to protect personnel from
the hazards of open hoist shafts:
The hoist opening at the second floor cabinet room where finishing furniture is placed on
it to lift up to the finish room did not have a door or guardrail across it when the hoist
is lifted.
29 CFR 1910.178(c)(1): High craft rider trucks were not fitted with overhead guards:
The Clark fork lift used for moving lumber at the fitted with overhead guard.
29 CFR 1910.178(p)(1): Powered industrial truck(s) with defect(s) or in any way unsafe had
not been withdrawn from service until restored to safe operating condition(s):
a) The 12,000 lb. towmotor fork lift used in the kiln yard did not have an audible warning
device.
b) The Yale fork lift, S/N AC043209, used in the raw materials storage area did not have
an audible warning device.
c) The Clark fork lift used in the rough mill area did not have an audible warning device.
d) The exhaust pipe was broken or disconnected under the hood of the Yale fork lift, S/N
AC043209, located in the raw materials storage area which caused fumes to be exhausted
from all around engine compartment.
29 CFR 1910.213(1)(6): Operating treadles on mortising machines were not covered by guards
to prevent accidental tripping:
a) On the multi head Bell mortising machine located in the finish mill.
b) On the single head Wysong mortising machine, #284, located in the finish mill.
29 CFR 1910.215(a)(4): Grinding machinery was not used with work rest(s) to support off-
hand grinding work:
The Sioux bench grinder located in the truck maintenance shop.
29 CFR 1910.215(b)(9): The distance between the abrasive wheel periphery(s) and the
adjustable tongue or the end of the safety guard peripheral member at the top exceeded
one-fourth inch:
The Sioux bench grinder located in the truck maintenance shop.
29 CFR 1910.219(b)(1): Flywheel(s) with parts seven feet or less above floor(s) or
platform(s) were not guarded in accordance with the requirements specified in
29 CFR 1910.219(b)(1)(i) through (b)(1)(vi):
The flywheel on the hog that grinds scrap for the furnace and located outside the main
compressor room was not guarded.
29 CFR 1910.213(h)(1): Projecting key(s), setscrew(s), or other projections in revolving
part(s) were not removed, made flush or guarded by metal cover(s):
The flywheel on the veneer edger, Independent Stave Co. #276, located in the veneer
department, had a protruding set screw.
29 CFR 1910.242(b): Compressed air used for cleaning purposes was not reduced to less than
30 p.s.i.:
a) Eight air nozzles had more than 30 p.s.i. used at the east side of the finish mill.
b) The air nozzle located by the Salem sander at the sanding department.
c) The air nozzle located in the wall unit assembly area of the cabinet room.
29 CFR 1910.2529a)(2)(ii)(b): Assigned storage space(s) for compressed gas cylinders were
so located as to subject such cylinder(s) to the possibility of being knocked over or
damaged by passing or falling objects:
a) One oxygen cylinder and one acetylene cylinder located in the raw materials unloading
dock were not secured.
b) One oxygen cylinder and one acetylene cylinder located at the maintenance area at the
bottom of the ramp were not secured.
29 CFR 1910.252(a)(2)(ii)(d): Valve protection caps were not in place, hand-tight, on
compressed gas cylinder(s) not in use or connected for use:
The acetylene cylinder located at the maintenance area at the bottom of the ramp.
29 CFR 1910.252(a)(2)(iv)(c): Oxygen cylinder(s) in storage were not separated from
fuel-gas cylinder(s) by a minimum distance of 20 feet or by a noncombustible barrier at
least 5 feet high having a fire-resistance rating of at least one-half hour:
a) One oxygen cylinder and one acetylene cylinder was stored next to each other at the raw
materials unloading dock.
b) One oxygen cylinder and one acetylene cylinder was stored and next to each other at the
maintenance area at the bottom of the ramp.
29 CFR 1910.309(n) Section 110-17(b), National Electrical Code, NFPA 70-1971, as adopted
by 29 CFR 1910.309(a): Electrical equipment exposed to physical damage did not have
enclosure(s) or guard(s) so arranged and of such strength as to prevent such damage:
a) Electric wiring and splices to the electric motor for the lumber lift in the rough mill
was not protected by conduit or junction boxes.
b) Two motors, one for the glue roller and one for the lay-up table on the Bell glue
machine, south end of the rough mill had wiring connections not in covered junction boxes.
c) Electric wiring and splices under the table of the Wallace 10 in. table saw in the
sample area was not protected by conduit or junction boxes.
d) The open electric bulb on the Oakly horizontal belt grinder, Independent Stave Co.#211,
located in the sanding department.
29 CFR 1910.309(a) Section 110-22, National Electrical Code, NFPA 70-1971, as adopted by
29 CFR 1910.309(a): Disconnecting means required by the National Electrical Code for motor
and appliances, and each service, feeder or branch circuit at the point where it
originated, not located and arranged so the purpose was evident, were not legibly marked
to indicate their purpose:
There 12 various size switches located at the main electric breaker area of the rough mill
not marked for what they controlled.
29 CFR 1910.309(a) Section 250-5(b)(1), National Electrical Code, NFPA 70- 1971, as
adopted by 29 CFR 1910.309(a): The interior alternating current system(s) were not
grounded where the system could be grounded so that the maximum voltage to ground on the
ungrounded conductors would not exceed 150 volts:
The receptacle that the plug from the cold drink machine used to keep water cold for the
glue spreader at the south end of the rough mill was plugged into, had reverse polarity.
29 CFR 1910.309(a) Section 250-45(d), national Electrical Code, NFPA 70-1971, as adopted
by 29 CFR 1910.309(a): Exposed, noncurrent-carrying metal parts of cord and plug-connected
equipment which were liable to become energized, were not grounded:
a)The glue mixer, no identification, located by the panel flow glue machine at the west
side of the rough mill did not have ground pin in the plug.
b)Poly Vend vending machine, S/N 6142, located at the raw material unloading dock, did not
have ground pin in the plug.
c)The Halsey Taylor water cooler located by the time clock in rough mill did not have a
ground pin in the plug.
d)The Balder Electric Co. lighted eye shield on the Sioux bench grinder located in the
knife sharpening shop had the neutral pin and wire connected to case of light no apparent
connection from the ground pin to the case.
e)The water cooler by the rest room in the truck maintenance shop did not have a ground
pin in the plug.
29 CFR 1910.309(a) Section 400-4, National Electrical Code, NFPA 70-1971, as adopted by 29
CFR 1910.309(a): Flexible cord(s) were used in a prohibited manner, in that the cord(s)
were used in a prohibited manner, in that the cord(s) were used a substitute for the fixed
wiring of a structure:
a)Flexible cord and extension cord with total length approximately 30 feet that provides
electric power to the flourescent light fixture above the Diehl self feed rip saw located
at the west side of the rough mill.
b)The flexible cord for the time clock in the sanding department was plugged into
receptacle through a hole in the wall.
c)The flexible cord to the 42 inch overhead mounted fan in the cabinet room.
d)The flexible cord used with the Better Pack 555 tape dispenser on the pack line.
29 CFR 1910.309(b) Section 110-12, National Electrical Code, NFPA 70-1971, as adopted by
29 CFR 1910.309(b): Electrical equipment was not installed in a neat and workmanlike
manner:
a)The Greenlee #10 single surface planer located in the rough mill has electric conductors
that enter the main switch that are not secured to it and conductors have had the outer
sheath of cable removed for distance of 7 inches before they enter the switch.
b)The flexible conduit containing electric conductors is separated from the drive motor
for the Greenlee #10 single surface planer located is the rough mill.
29 CFR 1910.309(b) Section 300-4, National Electrical Code, NFPA 70-1971, as adopted by 29
CFR 1910.309(b): Conductor(s) subject to physical damage were not adequately protected:
The 3 wires providing electric power to the motor for fan #3 to the Carter- Day dust
collector were located only 77 inches over a pathway where person walk.
29 CFR 1910.309(b) Section 370-18(c), National Electrical Code, NFPA 70-1971 as adopted by
29 CFR 1910.309(b): Pull box(es), junction box(es) and fitting(s) were not provided with
cover(s) approved for that purpose:
a)The junction box below the motor on the Oakly horizontal belt sander, Independent Stave
Co. #211, located in the sanding department did not have a cover.
b)The junction box on the side of the winch motor located at the north side of the rough
mill did not have a cover.
c)A cover was not provided where conductors were connected to wiring in a junction box on
a motor of the unused old Bell glue machine to provide power to a
small glue spreader, near south end of the rough mill.
d)The 6 inch square junction box with taped connections in it and located on wall on south
side of the gang rip saw in the rough mill did not have a cover.
e)The cover was missing from the junction box on the motor for the No. 4 Marion rip saw
located at the east side of the rough mill.
f)The junction box on the side of the motor for the blower that blows dust from the finish
mill cyclone to the dust collector by the furnace did not have a cover.
g)A cover was not provided on the junction box for the Salem sander #370 located in the
sanding department.
h)The junction box on the motor for the Vonnigut head brush sander located in the sanding
department did not have a cover.
i)The junction box on the electric motor of the home made dean sander located in the
sanding department does not have a cover.
A preliminary hearing was held on a Motion to Quash Evidence because of alleged invalidity
of the warrant. The respondent took the position that the warrant was illegal because it
was assured ex parte. The respondent also took the position that the evidence introduced
at the hearing in this cause on the Motion to Quash indicated the probably source of the
complainant's information was untrustworthy and could be impeached. The respondent
therefore requested permission to attempt to impeach the information submitted by the
informer. It was the position of the respondent that, if the warrant was held valid, a
wall-to-wall inspection was not proper and the warrant should have been restricted to
those items enumerated in the affidavit filed in support of the warrant. It was further
necessary, in the event a wall-to-wall inspection was held to be illegal, to determine
whether the alleged violations not alleged in the application for the warrant, but
apparent to the compliance officer while inspecting the items alleged in the warrant,
could be incorpatored in a citation and complaint.
On November 25, 1980, an order issued holding as follows:
The Motion to Quash Evidence was denied as to allegations of violations which were alleged
in the affidavit filed before the Magistrate. The Motion to Quash Evidence was denied as
to alleged violations which were observed by complainant as a result of inspection of
alleged violations alleged in the affidavit before the Magistrate. The Motion to Quash
Evidence obtained as a result of the warrant was, in all other respects, granted.
On June 18, 1981, the parties filed a stipulation stipulating the record and the hearing.
The stipulation provided as follows:
It was agreed that the Judge should enter his decision and order in accordance with the
stipulation. The parties, however, specifically agreed that entering into the stipulation
should not operate or be construed to waive the right of each to appeal any and all
constitutional or legal issues material thereto and that each party reserved its right to
appeal such issues. The respondent also reserved its right to request the administrative
law judge to reconsider the rulings on respondent's Motion to Quash or suppress evidence
in the light of the cases of Marshall v. Horn Seed Company, Inc., F.2d, (10th Cir. 1981),
9 BNA OSHC 1510, and Sarasota Concrete Company, OSHRC (No. 78-5264, April 27, 1981), 9 BNA
OSHC 1979 CCH OSHD (P) 23,839.
It was stipulated that the following items or sub-items were those which had been quashed
by said order of November 25, 1980, ruling on the Motion to Quash Evidence. It was agreed
that the Judge should, subject to complainant's right to appeal that legal determination,
vacate those items sub-items. It was agreed that the record should reflect that
complainant had made a full and complete offer of proof and that the complainant,
therefore, should be allowed to have a hearing on the merits of these items in the event
that an appeal should reverse the Judge's ruling on the Motion to Quash the Evidence as to
said items. Said items were stipulated to be as follows:
SERIOUS Citation No.1
Item No.
Standard (29 CFR)
1
1910.23(c)(1)
11 a), b), and c
1910.212(a)(1)
12 a) and c)
1910.212(a)(5)
Item No. | Standard (29 CFR) |
13 a) | 1910.213(a)(12) |
14 | 1910.213(b)(5) |
15 b) | 1910.213(b)(5) |
17A c) | 1910.213(h)(1) |
21 | |
22 | 1910.213(h)(1) |
23 a) | 1910.213(p)(4) |
24A a), b), c), e), f), g), h), i) | 1910.219(d)(1) |
24C a), b), c), j), k), l), m), n), o), p), q), r), s), t), | 1910.219(e)(3)(i) |
25A k) | 1910.219(f)(3) |
26 | 1910.243(c)(3) |
27 a), b), f), g), h), i) | 1910.309(a) incorporating § 119-17(a), NEC, NFPA70-1971 |
28A a), b), c), d), f), g), h) | 1910.309(a) incorporating §250-42, N EC, N F P 70-1971 |
28B b), c) | 1910.309(a) incorporating § 250-43(c) NEC,
NFPA 70-1971 |
Item No | Standard (29 CFR) |
29A a), b), c), e) f), g), h), i), j), l),m), n), o) |
1910.309(a), incorporating §250-45(d) NEC, NFPA 70-1971 |
29B | 1910.309(a), incorporating §250-51 NEC, NFPA 70- 197t |
29C | 1910.215(a)(11) |
30 | 1910.309(b) incorporating §210-21(b) NEC, NFPA 70-1971 |
32A | 1910.309(b) incorporating §300-15(b)NEC, NFPA 70-1971 |
OTHER Citation No
Item No. | Standard (29 CFR) |
3 | 1910.22(a)(1) |
4 | 1910.25(d)(1)(x) |
5 | 1910.26(a)(iii) |
6 | 1910.27(c)(1) |
8 | 1910.106(b)(iv)(a) |
10 | 1910.105(g)(3)(iii) |
12 | 1910.110(h)(6)(i)(b) |
13 | 1910.110(h)(6)(ii)(b) |
Item No | Standard (29 CFR) |
14 | 1910.110(h)(12) |
18 | 1910.176(g) |
20a) | 1910.178(p)(1) |
22 | 1910.215(a)(4) |
23 | 1910.25(b)(4) |
24 | 1910.219(b)(1) |
25 | 1910.219(h)(1) |
26 b), e) | 1910.242(b) |
27 | 191.11.2 5 2(a)(2)(ii)(u) |
28 | 1910.252(a)(2)(ii)(d) |
29 | 1910.252(a)(2)(iv)(c) |
30 c),d) | 1910.309(a) incorporating § 110-17(b) NEC, NFPA 70-1971 |
33 b), d),e) | 1910.309(a) incorporating §250-45(d) NEC, NFPA 70-1971 |
34 b), c), d) | 1910.309(a) incorporating §400-4 NEC, NFPA 70-1971 |
36 | 1910.309(b) incorporating §300-1 NEC, NFPA 70-1971 |
Item No. |
Standard (29 CFR) |
37 a), f), g), h), i) | 1910.309(b) incorporating §370 NEC, NFPA 70-1971 |
It was agreed that the following items were not identified in the warrant application but
were located in areas which were covered by the complaint and thus, within the compliance
officer's plain view. As above stated, ruling has previously been made that these items
may be cited and the evidence observed as to these items competent. The respondent does
not waive its exception to this ruling. It is stipulated, however, that subject to the
right of appeal as to this ruling the Judge should find said items in the citation have
been established as violations. The items so affected are as follows:
Item No. | Standard (29 CFR) |
2A | 1910.37(f)(1) |
2B | 1910.37(f)(2) |
2C | 1910.36(d)(2) |
3A | 1910.106(e)(2)(iv)(a) |
3B | 1910.106(e)(5)(i) |
4A | 1910.107(b)(7) |
4B | 1910.107(b)(6) |
4C | 1910.107(d)(3) |
5 | 1910.107(c)(5) |
5B | 1910.107(c)(6) |
6C | 1910.107(c)(7) |
Item No. | Standard (29 CFR) |
9 | 1910.107(e)(9) |
12b) | 1910.212(a)(5) |
The parties agree that a penalty of $1000 is reasonable and appropriate on the above-
listed Serious violations of the Act.
Also included in the above classification is Item Seven from Citation Two, 29 C.F.R. §
1910.37(g)(2).
It was agreed that the following citation items relate to conditions in the finish mill
area of the company's plant but not within the finish department. The respondent contends
that these items should be excluded for the same reasons as set forth above. It is further
agreed that these items were not within the plain view of the inspector while he was in
the rough mill area and were not within his plain view while he was in the spring area
which is also known as the finish department. The complainant contends that these items
were a proper part of the inspection and violations as to said items should be found.
SERIOUS Citation No. 1
Item No. | Standard (29 CFR) |
15c) | 1910.213(b)(6) |
16A | l910.2l3(c)(2) |
16B | 1910.213(c)(1) |
16C | 1910.213(c)(3) |
17A b) | 1910.2130(h)(1) |
Item No | Standard (29 CFR) |
17B a) | 1910.213(h)(3) |
17C a) | 1910.213(h)(4) |
18A | 1910.213(k)(1) |
18B | 1910.213(k)(2) |
19, b), c), d) | 1910.213(n)(1) |
20 a), b), c), d) | 1910.213(n)(3) |
23b) | 1910.213(r)(4) |
24A d) | 1910.219(d)(1) |
24C g), h), i) | 1910.219(c)(3)(i) |
The parties agree that a penalty of $900 is reasonable and appropriate for the
above-listed Serious violations of the Act.
OTHER Citation No. 2
Item No. | Standard (29 CFR) |
17A | 1910.169(b)(3)(i) |
17B | 1910.169(b)(3)(ii) |
21 | 1910.213(1)(6) |
26 a) | 1910.242(b) |
28A c) | 1910.309(a) incorporating §250-42NEC, NFPA 70-1971 |
It was agreed that the Judge had clearly overruled the employer's Motion to Quash as to
the following items. The employer preserved its objection to the validity of the warrant
as to those items, but it was agreed that subject to that objection, the Judge should make
a finding of violation on the record as to said items:
SERIOUS Citation No. 1
Item No. | Standard (29 (FR) |
6A | 1910.107(c)(6) |
12d) | 1910.212(a)(5) |
13b) | 1910.213(a)(12) |
15a) | 213(b)(6) |
17A a) | 1910.213(3)(b)(1) |
17D | 1910.213(g)(1) |
24B | 1910.219(c)(1)(i) |
24C d), e), f) | 1910.219(e)(3)(i) |
25A a), b), c), d), e), f), g), h), i), j) |
1910.219(f)(3) |
25B | 1910.219(f)(1) |
27 c), d), e), | 1910.309(a) incorporating §110- 17(a) NEC, NFPA, 70-1971 |
28B a) | 1910.309(a) incorporating §250-43(e) NEC,NFPA 70-1971 |
29A d), k) | 1910.301)(A) incorporating §250-45(d) NEC, NFPA 70-1971 |
No. | Standard (29 CFR) |
29D | 1910.309(a) incorporating 1910-45(b) NEC, NFPA 70-1971 |
32B | 1910.309(b) incorporating §370-18(c) NEC, NFPA 70-1971 |
The parties agree that a penalty of $1000 is reasonable and appropriate on the
above-listed Serious violations of the Act.
OTHER Citation No. 2
Item No. | Standard (29 CFR) |
1 | 1903.2(a)(1) (no penalty to be imposed) |
2 | 1904.2(a) |
7A | 1910.107(d)(2) |
7B | 1910.107 (g)(1) |
8 | 1910.107(e)(2) |
9 | 1910.106(e)(2)(ii)(b)(2) |
9 | 1910.107(e)(9) |
10 | 1910.107(g)(2) |
11 | 1910.107(e)(5) |
13 | 1910.134(b)(4) |
16 | 1910.134(b)(6) |
19 | 1910.178(e)(1) |
Item No. | Standard (29 CFR) |
20 b), e), d) | 1910.1168(P)(1) |
30 a), b) | 1910.309(a) incorporating §110-17(b), NEC, NFPA |
31 | 1910.309(a) incorporating §110-22, NEC NFPA 70-1971 |
31 | 1910.309(b) incorporating §300-4, NEC, NFPA 70-1971 |
32 | 1910.309(a) incorporating § 250-45(b)(1) |
33 a), c) | 1910.309(a) incorporating § 250-45(d) |
34 a) | 1910.309(a) incorporating §400-4 |
35 | 1910.31190) incorporating § 110-12 |
37 b), c), d), e) | 1910.309(b) incorporating §370-18(c) |
Also subject to the entry of a decision and order consistent with the agreement, the
parties agreed and stipulated that the abatement date should be extended to September 1,
1981, with respect to the following items or sub-items and as to all other items the
abatement date will be 15 days after service of the decision.
SERIOUS Citation No. 1
Item No. | Standard (29 CFR) |
28A | 1910.309(a) incorporating §250-42 NEC, NFPA 70-1971 |
28B | 1910.309(a) incorporating §250-43 NEC, NFPA 70-1971 |
29A | 1910.309(a) incorporating §250-45(d) NEC, NFPA 70-1971 |
29B | 1910.309(a) incorporating §250-51 NEC, NFPA 70-1971 |
29C | 1910.213(a)(11) |
29D | 1910.309(a) incorporating §250-45(b) NEC9 NFPA 70-1971 |
30 | 1910.309(a) incorporating §210-21(b) NEC, NFPA 70-1971 |
OTHER Citation No. 2
Item No. | Standard (29 CFR) |
30 | 1919.309(a) incorporating §110-17(b) NEC, NFPA 70-1971 |
Item No. | Standard (29 CFR) |
31 | 1910.309(b) incorporating §300-4 NEC, NFPA 70-1971 |
33 | 1910.309(a) incorporating §250-45(d) NEC, NFPA 70-1971 |
35 | 1910.309M incorporating §110-12 NEC, NFPA 70-4971 |
It was further stipulated that the various pleadings filed with the Review Commission, the
record of the proceeding on the preliminary hearing on the warrant which was held on
October 6, 1980, the transcript and exhibits offered and received at that time, and said
stipulation should be included in the record of this cause and no evidence shall be
required to establish or vacate the citations as set forth therein.
It was stated that there was no authorized representative of employees affected by items
cited and that the agreement has been, on June 9, 1961, posted for the benefit of
unrepresented employees as required by the rules of the Occupational Safety and Health
Review Commission.
In view of said stipulation of the parties, the determinative issues in this case hinge
upon the ruling of the Judge with reference to the validity of the inspection warrant. As
above set forth, an order has previously been entered with reference to this question. The
respondent, however, requested reconsideration of this order in the light of the decision
in the case of Marshall v. Horn Seed Company, Inc., supra, and Sarasota Concrete Company,
supra.
It is admitted that the respondent maintains a furniture manufacturing plant at Harrison,
Arkansas and that it is engaged in a business affecting interstate commerce.
A complaint alleging numerous.violations was filed with complainant by a former employee
of respondent. Complainant, therefore, through compliance Officer Jerry D. Loux, attempted
to inspect the respondent's premises on October 30, 1979. He conferred with the chief
executive officer of the company at Harrison, Arkansas, Mr. Lee, and asked his permission
to make the inspection. Mr. Lee, after contacting company officials in Missouri and the
company attorney, advised Mr. Loux that the company desired not to waive its rights under
the Fourth Amendment and not to permit a search without a warrant. Mr. Loux conferred with
respondent's attorney, Mr. Jones, and Mr. Jones stated that if complainant was going to
seek a warrant, the respondent would like to be notified of the time and place the
application would be presented, so that the respondent could appear and resist the request
for the warrant. The complainant proceeded to request a warrant from United States
Magistrate Ned Stewart at Ft. Smith, Arkansas. No notice was given to the respondent, and
the warrant was granted ex parte. In support of the request for the warrant, an affidavit
executed by Mr. Loux was filed with the magistrate (Exh. R-3 in this hearing).
The affidavit stated in part "the facts tending to establish grounds for issuance of
the inspection warrant are as follows: a written complaint from a former employee was
received on October 29, 1979, alleging the following:". After the above statement, 22
alleged unsafe conditions are set forth. Following the enumeration of the alleged unsafe
conditions, there is a statement of the standards under the Occupational Safety and Health
Act which are allegedly violated.
Pursuant to the warrant being issued, an inspection of the respondent's entire premises
was made and a citation issued alleging violations, not only of the matters; set forth in
the affidavit filed in support of the warrant, but also as to numerous other alleged
violations of the respondent's plant.
The respondent maintains that the search was invalid for several reasons. It is contended
that the respondent was entitled to be present at the time the application for the warrant
was made and that an ex parte warrant is not legal. It is insisted by the respondent that
the affidavit is not adequate, in that the affiant did not personally confer with the
complaining party, the source of the complaining person's information is not set forth,
and there are inadequate supporting facts recited in the affidavit to justify a warrant
being based thereon. It is further the contention of the respondent that the evidence
adduced at the hearing in this cause of the motion to quash evidence, indicates that the
probable source of the affiant's information was untrustworthy and can be impeached.
It is further the position of the respondent that, if it is held that the warrant is
valid, a wall to wall inspection is not proper and the warrant should have restricted
inspection to those items enumerated in the affidavit supporting the application for the
warrant. In the event it is held that a wall to wall inspection should not have been made
the issue must further be decided as to whether the citation should contain alleged
violations the compliance officer could not help but see while inspecting the alleged
violations set forth in the affidavit.
While these issues were decided in the order of November 25, 1980, reconsideration of this
order has been requested and the parties, by their stipulation have agreed that the
ultimate decision in this case hinges upon the ruling as to the inspection warrant. So
that this decision may reflect a complete ruling on the issues posed, parts of the
decision of November 25, 1980, will be restated in this order.
The law is in serious conflict as to whether an ex parte warrant may issue. The
Occupational Safety and Health Review Commission has not decided this issue, and the
Circuit Courts of Appeals are in conflict.
In the case of Marshall v. Barlow's Inc.,436 U.S. 307, 56 L. Ed. 2d 305, 6 OSHC 1671
(1978), the Supreme Court of the United States held that an employer could require that
warrant be obtained.
Following the Barlow's case the Secretary issued an interpretive rule providing for ex
parte warrants. It is the contention of the respondent that the action of the Secretary in
this regard was the issuance of a regulation rather than an interpretive rule and, in view
of the fact that the procedures required for issuance.of a regulation were not conformed
to, the regulation was not valid. Tree Circuit Courts of Appeals would appear to have held
that the action of the Secretary was the issuance of an interpretive rule, although the
Third Circuit Court of Appeals elected not to follow the interpretative rule.
A regulation, if properly promulgated, and constitutional, must be enforced by the courts.
Interpretative rules however, do not have the force of law. Although courts often defer to
an agency's interpretative rule, they are always free to choose otherwise. In the case of
Cerro Metal Products Division of Marmon Group, Inc., v. Marshall 621 F.2d 961, 8 OSHC 1193
(3rd Cir. 1980), the court held that the position of the Secretary had not always been
consistent. The Court of Appeals was further of the opinion that dictum of the Supreme
Court in the Barlow case the interpretative rule was an erroneous interpretation and that
the court would not follow it.
However, the United States Court at Appeals for the Tenth Circuit in the case of Marshall
v. W & W Steel Company, Inc., 604 F.2d 1332 (1979), said "we agree with the
Secretary that 29 CFR § 1903.4(d) was an interpretative rule whereby the term 'compulsory
process' was defined to include ex parte warrants. Such being the case, the 1978
amendment, section 1903.4(d), was effective and in force on the date when the warrant
issued in the present case."
In the case of Marshall v. Shellcast Corp., 592 F.2d 1369 (5th Cir., 1979), the court held
that the district court had no jurisdiction to consider complaints filed by the Secretary
of Labor seeking injunctions to compel obedience of inspection warrant, issued pursuant to
the Occupational Safety and Health Act. In so deceting, the court stated:
Moreover, it seems likely that Congress, desiring an enforcement scheme based on surprise
and undelayed searches, would very much prefer immediate execution of duly issued ex parte
warrants to the litigation intent delays urged on us by the search-shy Secretary in this
case. By denying jurisdiction for injunctive suits initiated by the Secretary, Congress
postpones and reduces the adversary litigation that otherwise might undermine the
efficient and speedy implementation of the Act.
It will be seen from the above that there is a substantial conflict between the courts.
While the courts differ as to whether an ex parte warrant is legal, it would appear that
the greater weight of authority is to the effect that an ex parte warrant may issue. The
United States Court of Appeals for the Fifth Circuit that authority and the United States
Court of Appeals for the Tenth Circuit expressly upholds.
It is the further position of the respondent that the affidavit of the compliance officer
in support of the request for issuance of a warrant does not adequately state grounds for
a warrant to issue. In the hearing in this case on the issue of the warrant, the
respondent also introduced evidence for the purpose of establishing that the person the
respondent suspected of being the informant was not a credible witness.
As above stated, the affidavit in support of the request for issuance or a warrant,
contained the following language: "The facts tending to establish grounds for
issuance of the inspection warrant are as follows: a written complaint from a former
employee was received on October 29, 1979, alleging the following:". Said affidavit
listed 22 alleged unsafe conditions, following which the affidavit set forth the standards
alleged to be violated.
The respondent takes the position that since the affiant did not personally talk to the
informant; and, since the basis of the informant's knowledge is not set forth in the
affidavit, the affidavit is inadequate. The respondent further takes the position that the
person the respondent suspects of being the informant is untrustworthy and made the
charges because said employee had a supposed grievance against the respondent. It is
primarily on this question of the adequacy of the affidavit and the right to impeach the
affiant that the request for reconsideration was submitted. The respondent issued said
request primarily based upon the case. of Marshall v. Horn Seed Company, supra Said
decision does appear to sustain the position of the respondent. In said case, the Court
said:
These safegaurds are not built in when a search is based on a specific complaint. In such
instances, the government is not inspecting on the basis of neutral criteria derived from
reasonable legislative or administrative standards. Unless it is possible to infer that
the complaint was actually made and that it has some modicum of plausibility to it, the
danger of arbitrary invasions by government officials exist. There are no administrative
or legislative guidelines assuring us that the target was not chosen for purposes of
harassment. An administrative warrant application based upon specific evidence is more
analogous to an application for a criminal search warrant than to an application for a
search warrant under the regulatory scheme. Without some sort of scrutiny of the
reliability of the 'specific evidence' serving as probable cause for an OSHA warrant, no
real assessment of the need to search can be made. Absent a true balancing of that need
against 'the invasion which the search entails', Camara, 387 U. S. 537, we would have no
assurance that the search is reasonable and consequently, that the Fourth Amendment's
basic purpose had been met...
Tested by these standards, the warrant application in this case did not supply probable
cause for search. At the contempt proceedings, compliance officer Gann explained the
circumstances behind the statements made in her affidavit. She indicated that she had not
received initial telephone complaints, nor was she sure who had. While she testified that
OSHA complaint forms were completed, signed and returned by the complainant, these were
not given to the Judge who issued the warrant. Nor was the Judge informed that the
complainants were employees, or that their status as employees had been verified. The
affidavit simply stated the complaints were received and described the conditions alleged
to be unsafe and unhealthful. In ruling on the validity of a search warrant, the reviewing
court may only consider the information provided the issuing Magistrate or Judge.
Spinelli, 393 U.S. 413 N.3 (Criminal search warrant). "We therefore affirmed the
decision of the District Court quashing the warrant and dismissing the contempt
proceedings."
The United States Court of Appeals; for the Seventh Circuit, however, in the case of
Matter of Establishment inspection, Etc., 589 F.2d 1335 (7th Cir. 1979), held to the
contrary. The Court said:
The Barlow's court quite clearly held that 'probable cause in the criminal --pose is not
required'. . .
***
Camara and Barlow's do not require that the warrant application set forth the underlying
circumstances demonstrating the basis for the conclusion reached by the complainant, or
that the underlying circumstances demonstrate a reason to believe that the complainant is
a creditable person. Nor is there a requirement that the application request be
supplemented with a detailed, signed, employee complaint. Complainant's names may be
deleted from complaints in order to protect them from employer harassment. . .
Here the Secretary's sworn application detailing the employees complaint and indicating
the basis for concluding that potentially significant hazards to workers were alleged by
it, afforded the Magistrate sufficient factual data to conclude that a search was
reasonable and that a warrant should issue...
***
Discovery decisions are committed to the sound discretion of the District Judge, and they
may not be easily reversed on appeal. In the instant case the warrant application, which
referred to an 'employee complaint' incorporated the sworn affidavit of an OSHA compliance
officer. The District Judge could correctly assume, therefore, that the information
contained therein was true and correct. Because this information was adequate on its face
to establish probable cause, there was no need to pursue further discovery, and the Judge
acted properly in not granting such relief. Indeed, the employee's identity was not even
discoverable in this proceeding.
Neither party has cited a decision of the Review Commission determining this question. The
case arose within the jurisdiction of the United States Court of Appeals for the Eighth
Circuit and therefore, neither the decision of the Court of Appeals for the Tenth Circuit
nor the decision of the Court of Appeals for the Seventh Circuit is binding in this case.
It is incumbent upon this Judge, therefore, to determine whether the reasoning of the
Tenth Circuit or the reasoning of the Seventh Circuit is more logical on this point. It
would appear that the reasoning of the United States Court of Appeals for the Seventh
Circuit is the sounder exposition of the law.
The purpose of requiring a warrant is to prevent the government from making harassing
inspections without reasonable cause to believe the Inspection necessary. It cannot be
said that the information supplied by the charging party did not give reasonable cause for
an inspection. It does not follow that because an inspection is made, a citation will
issue. If the allegations of violation are found by the inspection to be unsustainable,
the complainant can refuse to issue a citation. An allegation of unsafe conditions by one
in a position to have observed the conditions not only justifies but requires an
inspection to determine if such allegations justify a trial. 'The respondent is protected
against a harassing trial by a disgruntled employee by the fact that only the government,
not the employee, may bring the question to trial.
The respondent contends that the person believed to have made the complaint feels a
grievance against the respondent and the charges were made because of this supposed
grievance. Even if it was proven that such a supposed grievance existed, and but for the
grievance, the charge would not have been filed, such fact does not prove that the charges
are without foundation and that an unsafe condition does not exist. The issue is not the
motive of the charging party but whether the law has been violated. A person can know a
violation existed but not bestir himself to complain until he decides to do so out of
spite. That would not make the charge groundless. The only way for the government to
determine whether the charge is groundless is to look and see. It is not necessary that
the charge be true to justify an inspection, but there must be reason for the complainant
to believe that the charge could be true. The fact that the complainant, after inspection,
concluded that a substantial number of violations existed, is evidence that the charges
were not entirely frivolous. Of course, in the absence of a stipulation such as filed in
this case, whether such a conclusion of OSHA is correct is determined after a hearing at
which evidence on all sides is heard. The allegations of violation.furnished by the
informer, regardless of his motive, are sufficient to justify complainant in finding out
whether a violation has occurred.
To require in every case a full blown trial on the motives or the informer before an
inspection can be made would be to defeat the purpose of the Act, and would not answer the
question of the validity of the charges.
The respondent is accorded a full day in court. A citation issued respondent is completely
heard and, in the event of an adverse decision, respondent has the right of appeal, not
only to the Review Commission but also to the appellate courts.
The request to reconsider said ruling is, therefore, denied.
The question remains as to whether the complainant was entitled to a broader inspection of
the premises of the respondent than those covered by the allegations set forth in the
affidavit of the compliance officer filed with the Magistrate. There is also a conflict of
authority among the Circuit Courts of Appeals as to this question and apparently, the
Occupational Safety and Health Review Commission has not rendered a decision determining
this question.
The United States Court of Appeals for the Seventh Circuit in the case of Burkart Randall
Division of Textron, lnc. v. Marshall 8 OSHC 1467 ___ F.2d ___ (May 27, 1980) held that
notwithstanding the fact the inspection warrant was issued as a result of an employee
complaint, a warrant may issue authorizing a wall-to-wall inspection. The court stated
"our examination of these competing positions and of the policies underlying the Act
and the warrant requirement, convinces us that the better view is that which permits,
absent extraordinary circumstances, general inspections and response to employee
complaints".
On the other hand, the United States Court of Appeals for the Third Circuit in the case of
Marshall v. North American Car Company, 8 OSHC 1722 ___ F.2d (July 24, 1980), stated
"we hold that where an OSHA inspection is conducted under section 8(f) pursuant to an
employee complaint, the scope of the inspection must bear an appropriate relationship to
the violations alleged in the complaint".
This case arises within the jurisdiction of the United States Court of Appeals for the
Eighth Circuit. In the case of Central Mine Equipment Company, 7 OSHC 1907, 608 F.2d 710
(8th Cir. November 5, 1979), an attack on the validity of the warrant was made in the
United States District Court. The respondent took the position that an inspection warrant
could not authorize inspection of areas of the plant that were not alleged by the
affidavit before the Magistrate to be in violation of the Act. The Court of Appeals held
that the issue was one that should have been presented to the Occupational Safety and
Health Review Commission and not to the District Court. The court, however, in a footnote,
page 720, stated as follows:
The Secretary's position would appear to be a tenuous one. Although Marshall v. Barlow's
Inc., 436 U.S. 307 (6 OSHC 1571)(1978), which requires warrants for OSHA inspections made
pursuant to a general administrative plan derived from neutral criteria, indicated that
full-scale searches may be made without specific knowledge of existing violations, this
does not necessarily authorize wall-to-wall inspections that are non-routine responses to
individual complaints. The reasonableness of a search is dependent on the balance between
'the need for the intrusion on the one hand, and the threat of disruption to the occupant
on the other.' Michigan v. Tyler, 436 U.S. 499, 507 (1978). In striking that balance, the
magistrate who issues a search warrant must 'perform the important function of preventing
harassment by keeping that invasion (of the subject's privacy) to a minimum.' Id. at 508.
The performance of that function may require a more particularized inquiry' in the context
of non-routine investigatory searches than in the case of routine inspections, which are
made under 'guidelines specifying the purpose, frequency, scope and manner of conducting
the inspections.' Id., at 507. Many factors, including the scope of the search, are
relevant in determining the
reasonableness of the non-routine inspection. Id. Michigan v. Tyler, therefore, appears to
require that an OSHA search made pursuant to a specific report of a violation be no more
than intrusive than necessary to investigate that violation. In cases such as this, in
which the work place is large and compartmentalized, the geographic scope of the
inspection may be limited without rejection or diminution of the government's legitimate
interest in correcting the alleged violation; in other cases, a meaningful limitation on
the scope of the search will be more difficult to devise." See, e.g., Matter of
Establishment Inspection, Etc., 589 F.2d 1335, (6 OSHA 2151) (7th Cir. 1979), cert.
denied, 48 U.S.L.W. 3222 (U.S. Oct. 1, 1979) (No. 78-1852.)
It is true that the above language is legal dictum as the court held that the case turned
on other points. The court, however, went out of its way to express its views as to
whether a warrant authorizing a wall to wall inspection would issue under circumstances
similar to that existing in the case at bar. This language of the court, being legal
dictum, is not binding on this Judge but is very persuasive. The law being in an uncertain
state as a result of conflicts between the Circuit Courts of Appeals, a definite statement
of the view of the Court of Appeals having jurisdiction over the area in which this case
arose, is extremely relevant in reaching a decision on this issue.
This issue appears to have been laid to rest by the Occupational Safety and Health Review
Commission in the case of Sarasota Concrete Company, supra. In said case, the Review
Commission said:
A plantwide inspection is usually permissible when probable cause is established upon a
general administrative plan. In complaint situations, however, an inspection beyond the
scope of the alleged violation is not permissible where the Secretary can determine the
precise location of the alleged violation. This position is consistent with 'the notion
inherent in the Fourth Amendment that the scope of a warrant shall be tailored to the
showing of probable cause'.
In this case, the hazard alleged in Storey's complaint - - defective concrete trucks - -
was located in a discrete area of respondent's facilities. Based on the record, we
conclude that the Secretary did not possess additional facts to justify the conclusion
that an inspection of respondent's entire facility was reasonable to insure that the
safety and health of respondent's employees would not be jeopardized. The inspection
should have been limited to the alleged violations noted in Storey's complaint. In light
of the supporting facts, this limited inspection would have been reasonable. Instead the
compliance officer inspected respondent's entire facility and the Secretary issued the
citation for i2 other than serious violations, all unrelated to respondent's trucks. The
Secretary presented no evidence to the Magistrate other than the employee complaint.
Accordingly, we find that the Secretary violated the Fourth Amendment by exceeding the
permissible scope of inspection because only a search related to the trucks was
supportable by probable cause.
The prior holding of this Judge that a wall-to-wall inspection was not properly authorized
is, therefore, herein reiterated.
The issue remains as to whether the inspection was proper as to items not included in the
affidavit attached to the warrant application but which were apparent to the compliance
officer while inspecting those items alleged in said affidavit. In the case of Sarasota
Concrete Company, supra, the Review Commission in a footnote expressly stated that this
point was not reached. The case of Central Mining Equipment Company, supra, however, would
indicate that a citation could include such items. It will be observed that in the quoted
footnote, the Court states:
"In cases such as this case, in which the workplace is large and compartmentalized,
the geographic scope of the inspection may be limited without rejection or diminution of
the government's legitimate interest in correcting the alleged violations; in other cases
a meaningful limitation on the scope of the search will be more difficult to devise."
It therefore appears that evidence of violations not alleged in the application for the
warrant, but which are discovered as a result of inspection of said application's alleged
violations were properly included in the citation and complaint. The ruling in the order
of November 25, 1980 so holding is, therefore, here reiterated.
Section IV of the Stipulation List a number of standards which it is agreed are in the
Finnish Mill area. It is stated that the complainant contends the Judge overruled
respondent's Motion as to those items. The complainant apparently has misinterpreted the
Judge's ruling in this regard. The stipulation states that the items were not within the
plain view of the inspector. If the compliance officer had to search beyond the items
mentioned when the warrant was secured in order to find a violation, such search was
illegal regardless of whether such violation was in the same building or in another. The
allegations as to all such items must therefore be dismissed.
FINDINGS OF FACT
1. Respondent maintains a furniture manufacturing plant at Harrison, Arkansas, where it
purchases raw material, equipment and supplies and sells finished products which cross
state lines.
2. The facts set forth in said stipulation of the parties stipulating the record are
affirmed and are made findings of fact in this decision.
CONCLUSIONS OF LAW
1. Respondent is engaged in a business affecting interstate commerce and is within the
jurisdiction of the Occupational Safety and Health Act.
2. All ex-parte inspection warrant is legally issued, it not being necessary to accord the
respondent an opportunity to appear and oppose same.
3. An inspection warrant based upon a complaint must be restricted to those items set
forth in the complaint, and items observable without search at the places
alleged the complaining party, and a wall-to-wall inspection is not properly authorized.
4. The citation can properly issue, based upon alleged violations which are not alleged in
the charges filed before a Magistrate issuing a warrant, but which are apparent to the
person making the inspection from his inspection of those items which are alleged to be a
violation in the hearing of the application for the warrant.
7). The respondent was, on or about November 7,1979, to December 31, 1979, in violation of
the following standards:
SERIOUS Citation No. I
Item No. | Standard (29 CFR) |
2A | 1910.37(f)(1) |
2B | 1910.37(f)(2) |
2C | 1910.36(d)(2) |
3A | 1910.106(e)(2)(iv)(a) |
3B | 1910.106(e)(5)(1) |
4A | 1910.I07(b)(7) |
4B | 1910.107(b)(6) |
4C | 1910.107(d)(3) |
5 | 1910.107(c)(5) |
6 A | 1910.107(c)(6) |
6B | 1910.107(c)(6) |
6C | 1910.107(c)(7) |
Item No. | Standard (29 CFR) |
15(c) | 1910.213(b)(6) |
16A | 1910.213(c)(2) |
16B | 1910.213(c)(1) |
16C | 1910.213(c)(3) |
17A b) | 1910.213(h)(1) |
17B a) | 1910.213(h)(3) |
17C a) | 1910.213(h)(4) |
18 A | 1910.213(k)(1) |
18B | 1910.213(k)(2) |
19 a), b), c), d) | 1910.213(n)(1) |
20 a), b), c), d) | 1910.213(n)(3) |
23 A | 1910.213(r)(4) |
24A, d) | 1910.219(d)(l) |
24C a), b), c) | 1910.219(o)(3)(i) |
OTHER Citation No. 2
Item No. | Standard (29 CFR) |
1 | 1903.2(a)(1) (no penalty to |
be imposed) | |
2 | 1904.2(a) |
7 | 1910.37(g)(2) |
7A | 1910.107(d)(2) |
7B | 1910.107(g)(1) |
8 | 1910.107(e)(2) |
Item No. | Standard (29 C Pit) |
9 | 1910.106(e)(2)(ii)(b)(2)) |
9 | 1910.107(e)(9) |
10 | 1910.107(g)(2) |
11 | 1910.107(e)(5) |
12d) | 19l0.212(a)(5) |
13b) | 1910.213(a)(I2) |
15 | 1910.134(b)(4) |
15 a) | 213(b)(6) |
16 | 1910.134(b)(6) |
17A | 1910.169(b)(3)(i) |
17A a) | 1910.213(h)(1) |
17B | 1910.l69(b)(3)(ii) |
17D | 1910.213(g)(1) |
19 | 1910.l78(e)(1) |
20 b), c), d) | 1910.178(g)(t) |
21 | 1910.213(l)(6) |
24B | 1910.219(e)(l)(i) |
24C d), e), f) | 1910.219(e)(3)(i) |
25A a), b), c), d), e) f), g), h), i), j) |
1910.219(f)(3) |
25B | 1910.219(f)(1) |
26a) | 1910.24(b) |
Item No.. | Standard (29 CFR) |
27 c), d), e) | 1910.309(a) incorporating §110-17(a), NEC, NFPA 70-1971 |
28A e) | 1910-309(a) incorporating §250-42, NEC, NFPA 70-1971 |
28A d), k) | 191O.309(a) incorporating §250-45(d), NEC, NFPA 70-1971 |
28B a) | 1910.309(a) incorporating §250-43(c), NEC, NFPA 70-1971 |
29A d), k) | 1910.309(a) incorporating §250-45(d)t NEC, NFPA 70-1971 |
29D | 1910.309(a) incorporating §250-45(b)v NEC, NFPA 70-1971 |
30 a), b) | 1910.309(a) incorporating §110-17(b), NEC, NFPA 70-1971 (Sept. 1, 1981) |
31 | 1910.309(a) incorporating §110-22, NEC, NFPA 70-1971 |
Item No. | Standard (29 CPR) |
31 | 1910.309(b) incorporating §300-4, NEC, NFPA 70-1971 |
32 | 1910.309(a) incorporating §250-5(b)(1) |
32B | 1910.309(b) incorporating §370-18(c), NEC, NFPA 70-1971 |
33 a), c) | 1910.309(a) incorporating §250-45(d) (Sept. 1, 1981) |
34 a) | 1910.309(a) incorporating §400-4 |
35 | 1910.309(b) incorporating §110-12 (Sept. 1, 1981) |
37 b), c), d), e) | 1910.309(b) incorporating §370-18(c) |
The allegations of violation have. not been sustained as to the following standards:
Item No. | Standard (29 CFR) |
1 | 1910.23(c)(1) |
11 a), b), c) | 1910.212(a)(1) |
12 a) and c) | 1910.212(a)(5) |
13 a) | 1910.213(a)(12) |
14 | 1910.213(b)(5) |
Item No. | Standard (29 CFR) |
15 b) | 1910.213(b0(6) |
17A e) | 1910.213(h)(1) |
17B b) | 1910.213(h)(3) |
17C b) | 1910.213(h)(4) |
18 | 1910.176(g) |
21 | 1910.213(p)(4) |
22 | 1910.213(q)(2) |
23 a) | 1910.213(r)(4) |
24A a), b), c), e), f), g), h) i) |
1910.219(d)(l) |
24C a), b), c), j), k), l), m), n), o), p) q), r), s), t) |
1910.219(e)(3)(i) |
25A k) | 1910.219(f)(3) |
26 | 1910.243(c)(3) |
27 a), b), f,) g), h), i) | 1910.309(a) incorporating §110-17(a), NEC. NFPA 70-1971 |
28A a), b), c), d), f), g), h) |
1910.309(a) incorporating §250-42, NEC, NFPA 70-1971 |
28B b), c) | 1910.309(a) incorporating §250-43(c), NEC, NFPA 70-1971 |
Item No. | Standard (29 CFR) |
29A a), b), c), e), f), g), h), i), j), l), m), n), o) |
1910.309(a) incorporating §250-45(d), NEC, NFPA 70-1971 |
29B | 1910.309(a) incorporating §250-91, NEC, NFPA 70-1971 |
29C | 1910.213(a)(ii) |
30 | 1910.309(b) incorporating §210-21(b), NEC, NFPA 70-1971 |
32A | 1910.300(b) incorporating §300-15(b), NEC, NFPA 70-1971 |
OTHER Citation No. 2
Item No. | Standard (29 CFR) |
3 | 1910.22(a)(1) |
4 | 19lO.25(d)(1)(x) |
5 | 1910.26(a)(1)(iii) |
6 | 1910.27(c)(1) |
8 | 1910.lO6(bX3XivXa) |
10 | 1910.106(g)(3)(iii) |
12 | 1910.110(h)(6)(i)(b) |
13 | 1910.110(h)(6)(ii)(b) |
Item No. | Standard (29 CFR) |
14 | 1910.110(h)(I2) |
20 a) | 1910.178(p)(1) |
22 | 1910.215(a)(4) |
23 | 1910.215(b)(9) |
24 | 1910.219(b)(1) |
25 | 1910.219(h)(1) |
26 b), c) | 1910.242(b) |
27 | 1910.252(a)(2)(ii)(b) |
28 | 1910.252(a)(2)(ii)(d) |
29 | 1910.252(a)(2)(iv)(c) |
30 c), d) | 1910.309(a) incorporating § 110-17(b), NEC, NFPA 70-1971 |
33 b), d), e) | 1910.309(a) incorporating {§250-45(d), NEC, NFPA 70-1971 |
34 b), c), d) | 1910.309(a) incorporating §400-4, NEC, NFPA 70-1971 |
36 | 1910.309(b) incorporating §300-4, NEC, NFPA 70-1971 |
37 a), f), g), h), i) | 1910.309(b) incorporating §370-18(c), NEC, NFPA 70-1971 |
ORDER
It is therefore ordered that:
The abatement date shall be September 1, 1981, as to those items opposite which said date
is set forth below. All other items shall be abated within 15 days of the date of receipt
of the decision.
1. Respondent was, on or about November 7, 1979, to December 31, 1979, in violation of the
following standards: (SERIOUS Citation No. 1)
Item No. | Standard (29 CFR) |
2A | 1910.37(f)(1) |
2B | 1910.37(f)(2) |
2C | 1910.36(d)(2) |
3A | 1910.106(e)(2)(iv)(a) |
3B | 1910.106(e)(5)(i) |
15c) | 1910.213(b)(6) |
16A | 1910.213(c)(2) |
16B | 1910.213(c)(1) |
16C | 1910.213(c)(3) |
17A b) | 1910.213(h)(1) |
17 B a) | 1910.213(h)(3) |
17C a) | 1910.213(h)(4) |
18 A | 1910.213(k)(1) |
18B | 1910.213(k)(2) |
19 a), b), c), d) | 1910.213(n)(1) |
20 a), b), c), d) | 1910.213(n)(3) |
Item No. | Standard (29 CFR) |
23 b) | 1910.213(r)(4) |
24A d) | 1910.219(d)(1) |
24C g), h), i) | 1910.219(e)(3)(i) |
A penalty in the amount of $900 is assessed for all of said violations.
2. Respondent was, on or about November 7, 1979, to December 31, 1979, in violation of the
following standards: (SERIOUS Citation No. 1)
Item No. | Standard (29 CFR) |
6A | 1910.107(c)(6) |
12 d) | 1910.212(a)(5) |
13 b) | 1910.213(a)(I2) |
15 a) | 213(b)(6) |
17 A a) | 1910.213(h)(1) |
17D | 1910.213(g)(1) |
24B | 1910.219(e)(1)(i) |
24C d), e), f) | 1910.219(e)(3)(i) |
25A a), b), c), d), e), f) g), h), i) j) |
1910.219(f)(3) |
25B | 1910.219(f)(1) |
27 c), d), e) | 1910.309(a) incorporating §110- 17(a) NEC, NFPA, 70-1971 |
28B a) | 1910.309(a) incorporating § 250-43(c) NEC, NFPA 70-1971 |
Item No. | Standard (29 CPR) |
29A d), k) | 1910.309(a) incorporating § 250-45(d) NEC, NFPA 70-1971 |
29D | 1910.309(a) incorporating § 250-45(b) NEC, NFPA 70-1971 |
32B | 1910.309(b) incorporating § 370-18(c) NEC, NFPA 73-1971 |
A penalty in the amount of $1,000 is assessed for all of said violations.
3. The respondent was, on or about November 7, 1979, to December 31, 19791, in violation
of the following standards:
OTHER Citation No. 2
Item No. | Standard (29 CFR) |
17A | 1910.169(b)(3)(i) |
17B | 1910.169(b)(3)(ii) |
21 | 1910.213(1)(6) |
26 a) | 1910.242(b) |
1 | 1903.2(a)(1) (no penalty to be imposed) |
2 | 1904.2(a) |
7A | 1910.107(d)(2) |
7B | 1910.107(g)(1) |
Item No. | Standard (29 CFR) |
8 | 1910.107(e)(2) |
9 | 1910-106(e)(2)(11)(b)(2) |
10 | 1910.107(g)(2) |
11 | 1910.107(e)(5) |
15 | 1910.134(b)(4) |
16 | 1910.l34(b)(6) |
19 | 1910.178(e)(1) |
20 b), c), d) | 1910.178(p)(1) |
22A e) | 1910.309(a) incorporating §250-429 NEC, NFPA 70-1971 (Sept. 1, 1981) |
30 a), b) | 1910.309(a) incorporating §110-17(b) NEC, NFPA 70-1971 |
31 | 1910-309(a) incorporating §110-22 NEC, NFPA 70-1971 (Sept. 1, 1981) |
31 | 1910.309(b) incorporating §300-4 NEC, NFPA 70-1971 |
32 | 1910.309(a) incorporating §250-5(b)(1) |
33 a), c) | 1910.399(a) incorporating §250-45(d) |
Item No. | Standard (29 CFR) |
34 a) | 1910.309(a) incorporating §400-4 |
35 | 1910.309(b) incorporating §110-12 |
37 b), c), d), e) | 1910.309(b) incorporating §370-18(c) |
No penalty is assessed for said violations.
4. The allegations of violation of the following standards are dismissed: SERIOUS Citation
No. 1
Item No. | Standard (29 CFR) |
1 | 1910.23(c)(1) |
11 a), b), and c) | 1910.212(a)(1) |
12 a) and c) | 1910.212(a)(5) |
13 a) | 1910-213(a)(12) |
14 | 1910.213(b)(5) |
15 b) | 1910.213(b)(6) |
17A c | 1910.213(h)(t) |
17B b) | 1910.213(h)(3) |
17C b) | 1910.213(h)(4) |
21 | 1910.213(p)(4) |
22 | 1910.213(q)(2) |
23 a) | 1910.219(r)(4) |
24A a), b), c), e, f), g) h), i) |
1910-219(d)(1) |
Item No. | Standard (29 CFR) |
24C a), b), c), j), k), l), m), n), o), p), q), r), s), t) |
1910.219(e)(3)(i) |
25A k) | 1910.219(f)(3) |
26 | 1910.243(c)(3) |
27 a), b), f), g), h) i) | 1910.309(a)incorporating §110-17(a), NEC, NFPA 70-1971 |
28A a), b), c, d), f) g), h) |
1910.309(a) incorporating §250-42, NEC, NFPA 70-1971 |
28B b), c) | 1910.309(a) incorporating §250-43(c) NEC, NFPA 70-1971 |
29A a), b), c), e) f), g), h), i) j), l), m), n), o) |
1910.309(a), incorporating §250-45(d) NEC, NFPA 70-1971 |
29R | 1910.309(a), incorporating §250-51 NEC, NFPA 70- 1971 (Sept. 1, 1981 |
29C | 1910.215(a)(ll) |
30 | 1910.309(b) incorporating § 210-21(b) NEC, NFPA 7G-1971 |
Item No. | Standard (29 CFR) |
32A | 1910.309(b) incorporation §300-15(b) NEC, NFPA 70-1971 |
OTHER Citation No. 2
Item No. | Standard (29 CFR) |
3 | 1910.22(a)(1) |
4 | 1910.25(d(1)(x) |
5 | 1910.26(a)(l)(iii) |
6 | 1910.27(c)(1) |
8 | 1910.106(b)(3)(iv)(a) |
10 | 1910.106(g)(iii) |
12 | 1910.110(h)(6)(i)(b) |
13 | 1910.110(h)(6)(ii)(b) |
14 | 1910.110(h)(12) |
18 | 1910.176(g) |
20 a) | 1910.178(p)(1) |
22 | 1919.215(1)(4) |
23 | 1910.215(b)(9) |
24 | 1910.219(b)(1) |
25 | 1910.219(h)(1) |
26 b), c) | 1910.242(b) |
27 | 1910.252(a)(2)(ii)(b) |
28 | 1910.252(a)(2)(ii)(d) |
Item No. | Standard (29 CFR) |
29 | 1910.252(a)(2)(iv)(c) |
30 c), d) | 1910.309(a) incorporating §110-17(b) NEC, NFPA 70-1971 |
33 b), d), e) | 1910.309(a) incorporating § 250-45(d) NEC, NFPA 70-1971 |
34 b), c), d) | 1910.309(a) incorporating § 400-4 NEC, NFPA 70-1971 |
36 | 1910.309(b) incorporating §300-4 NEC, NFPA 70-1971 |
37 a), f), g), h), i) | 1910.309(b) incorporating §370-18(e) NEC, NFPA 70-1971 |
Dated this 3rd day of September, 1981.
JOHN S. PATTON
Judge
FOOTNOTES:
[[1]] The parties, following the judge's suppression rulings, waived a hearing on the
merits. The parties stipulated which citation items should be affirmed or vacated based on
the judge's rulings.
[[2]] As established by the Act, the Commission is composed of three members. Section
12(a) of the Act, 29 U.S.C. § 661(a). Presently, the Commission has two members as a
result of a vacancy.
[[3]] As the Fifth Circuit, citing language in the Supreme Court's decision in Leon,
stated in Davis Metal Stamping, Inc. v. OSHRC, 800 F.2d 1351, 1354, n.2 (5th Cir. 1986), a
reviewing body may exercise discretion in its decision- making process on issues of
probable cause. It may deal directly with probable cause issues, or proceed to a
consideration of the officer's good faith without resolving the fourth amendment issues.
In this case, Commissioner Wall considers it to be a close question as to whether the
warrant was supported by probable cause. Therefore, he concludes that it would be better
to allow the parties to complete the record on good faith, since that issue may be
dispositive, rather than to review the parties' probable cause arguments at this time.
[[4]] Administrative Law Judge John S. Patton is no longer with the Commission.