UNITED STATES OF AMERICA
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
SECRETARY
OF LABOR, |
|
Complainant, |
|
v. |
OSHRC
DOCKET NO. 76-1481 |
BETHLEHEM
STEEL CORPORATION, |
|
Respondent. |
|
April 29, 1980
DECISION
Before:
CLEARY, Chairman, and COTTINE, Commissioner.*
BY
THE COMMISSION:
This
is a case under the Occupational Safety and Health Act of 1970, 29 U.S.C. §§
651–678 (‘the Act’). A decision of Administrative Law Judge Robert N. Burchmore
is before the Commission for review under section 12(j) of the Act, 29 U.S.C. §
661(i). In pertinent part, the judge concluded that the Respondent, Bethlehem
Steel Corporation (‘Bethlehem’), had committed five nonserious violations of
section 5(a)(2) of the Act, 29 U.S.C. § 654(a)(2), by failing to comply with
several standards published at 29 C.F.R. Parts 1910 and 1916. At issue is
whether the judge properly held that the violations were not repeated within
the meaning of section 17(a) of the Act.1
We reverse that portion of his decision
and find that the violations were repeated.
I
As a
result of a February 2–3, 1976 inspection of the Respondent’s shipbuilding and
repair facility at Beaumont, Texas, one citation alleging nonserious violations
of the Act and nine citations alleging repeated violations of the Act were
issued to the respondent.2 Citation
number two alleged a repeated failure to comply with the standard at 29 C.F.R.
§ 1910.27(d)(2)3 in that:
landing platforms were not provided for
each 20 feet of height of ladder to the roof on the north side of the
fabrication shop building.
Judge
Burchmore affirmed this citation as a nonserious violation, finding that
Respondent maintained ‘a straight, uninterrupted ladder about 45 feet high,
which had no offsets or landing platforms, and there was no ladder climbing
safety device on it.’ Citation number four, item ‘a’, alleged a repeated
failure to comply with Section 400–4 of the National Electrical Code as adopted
by 29 C.F.R. § 1910.309(a)4 for:
Prohibited use of flexible electric cords
at the following locations:
a. 440 volt power lead and three extension
cords through hole in wall by Column #4 of the fabrication shop.
Based
on his determination that ‘flexible cords [were] run through a jagged opening
cut in a corrugated metal wall,’ the judge affirmed this item of the citation
as a nonserious violation. Citation number eight alleged a repeated violation
of the standard at 29 C.F.R. § 1916.43(a)5
in that:
Flush manholes and other small openings of
comparable size in the deck were not suitably covered or guarded at the
following locations:
a. two holes in the second deck of the
starboard pod house of rig #4889
b. second deck store room hatch to No. 5
tank of rig #4889
c. partle [sic] guarded deck holes on mat
deck of #4891 platform.
The
judge affirmed this citation as a nonserious violation, finding that there were
three manholes at the Respondent’s workplace ‘which were not covered or
guarded.’ Citation number nine alleged a repeated violation of the standard at
29 C.F.R § 1916.51(a)6 in that:
Good housekeeping conditions were not
maintained as follows:
a. deck by the starboard yoke house of rig
#4889, coiled cables
b. deck at top of starboard ladder to
drill floor of rig #4889—welding leads and trash
c. doorway at the head of the gangway on
platform #4891 hoses across doorway.
The judge
held that in two ‘temporary’ instances ‘loose cables or hose were . . . in the
way of employee traffic,’ and accordingly affirmed items ‘b’ and ‘c’ of this
citation as a nonserious violation.7 Finally,
citation number ten alleged a repeated violation of the standard at 29 C.F.R. §
1916(i)8 for the following:
A load of scaffolding was swung over the
head of an employee on rig #4889 by No. 14 gantry crane.
The
judge affirmed this citation as a nonserious violation, based on his finding
that ‘a load of scaffolding [was] lifted and swung over an employee’s head.’
II
The
Respondent had been previously cited under each of the above standards for
violations occurring at the Respondent’s Beaumont, Texas facility. In each
instance, the prior citation became a final order of the Commission prior to
the date of the inspection giving rise to the present citations. On June 19,
1973, Respondent was cited for a nonserious violation of section 1910.27(d)(2).
That violation was described as a failure to provide landing platforms, a cage,
or a ladder safety device for ladders used to ascend heights exceeding 20 feet.
In an attempt to distinguish the factual relatedness of the prior and present
citations, the Respondent produced evidence at the hearing showing that the citations
concerned different areas at Bethlehem’s Beaumont, Texas facility. An alleged
violation of Section 400–4 was also included in the citation issued on June 19,
1973. That violation involved, among other things, the use of flexible
electrical cord where the cord was run through a hole in a wall. Again, in an
attempt to distinguish the factual relatedness of the prior and present
citations, the Respondent produced evidence at the hearing showing that the
citations concerned different areas at Bethlehem’s Beaumont, Texas facility. A
further distinction was suggested on the basis that the electrical lines were
routed differently.
The
Respondent had been previously cited for a violation of section 1916.43(a) on
August 2, 1974. That violation entailed a failure to guard a deck opening where
employees were working. Three prior section 1916.51(a) citations were issued to
the Respondent. The citation issued on February 12, 1974, concerned scrap metal
and welding rods scattered on staging platforms in addition to service lines
and house laying on a deck such that a clear passageway was not maintained.9 Finally, on June 19, 1973, the
Respondent was cited for a violation of section 1916.66(i). That violation
involved the swinging of a load of pipe over the heads of employees. At the
hearing the Respondent distinguished the prior and present citations on the
basis of the type of load involved (pipe versus scaffolding) and the areas at
the Beaumont, Texas facility in which the respective violations occurred.
The
judge held that evidence of one prior violation is insufficient to establish a
repeated violation, according to the rule announced by the United States Court
of Appeals for the Third Circuit in Bethlehem Steel Corp. v. OSHRC, 540
F.2d 157 (3rd Cir. 1976). In that case, the court held that ‘repeatedly’ refers
to a violation that has occurred at least twice after the first violation and,
further, one which ‘flaunts’ the Act. Consequently, the judge characterized the
violations described in the instant citations as nonserious violations of the
Act. The Secretary maintains that the judge erred in concluding that the
violations were not repeated.[1]
III
The
Commission has respectfully declined to follow that aspect of the Third
Circuit’s decision in Bethlehem Steel Corp. upon which the judge relied
in reaching his conclusion.[2] In Potlatch Corp.,
79 OSAHRC 6/A2, 7 BNA OSHC 1061, 1979 CCH OSHD ¶ 23,294 (No. 16183, 1979), the
Commission held that a violation is repeated under section 17(a) of the Act if,
at the time of the alleged repeated violation, there was a Commission final
order against the same employer for a substantially similar violation. The
Commission also held in Potlatch that the Secretary may establish a prima facie
case of substantial similarity by showing that the past and present violations
are for failure to comply with the same standard. The employer can rebut the
prima facie case by proving that the factual circumstances of the present
violation are so disparate from those of the past violation that no reasonable
relationship exists between them. Belger Cartage Service, Inc., 79
OSAHRC 16/B14, 7 BNA OSHC 1233, 1236, 1979 CCH OSHD ¶23,440 at p. 28,374 (No.
76–1480, 1979).
Here,
the Secretary’s evidence showing Bethlehem Steel’s prior violations of the same
standards is sufficient to establish a prima facie case of substantial
similarity. Once the Secretary has established a prima facie case, the burden
shifts to the employer to rebut that showing. See Potlatch Corp., supra. At the
hearing and in its post-hearing brief, the Respondent argued that the prior and
present violations of section 1910.27(d)(2), Section 400–4, and section
1916.66(i) are so dissimilar as to negate a repeated classification inasmuch as
the prior violations in each instance occurred a different areas within
Bethlehem’s Beaumont, Texas facility. This evidence is insufficient to rebut
the Secretary’s prima facie case. We have recently held that ‘a difference in
the location of violations at the same worksite is not a relevant consideration’
to a determination of whether a violation is properly classified as repeated.
FMC Corp., 79 OSAHRC ——, 7 BNA OSHC 1419, 1421, 1979 CCH OSHD ¶ 23,631 at
p. 28,657 (No. 12311, 1979). See also, Potlatch Corp., supra; Accord, J.M.
Martinac Shipbuilding Corp. v. Marshall and OSAHRC, No. 78–2633, —— F.2d ——
(9th Cir., January 16, 1980). Bethlehem also argued that the violations of
Section 400–4 are factually unrelated in that the electrical lines were routed
differently. The judge, however, found that the present violation resulted from
flexible electrical cords being routed through a jagged opening cut in a wall.
Similarly, the prior violation of Section 400–4 involved flexible electrical
cord where the cord was run through a hole in a wall. Accordingly, the evidence
does not support the Respondent’s contention that the violations of Section
400–4 are factually unrelated. Similarly, Bethlehem’s attempt to distinguish
the violations of section 1916.66(i) on the basis of the type of load involved
does not establish a factual dissimilarity sufficient to rebut the Secretary’s
prima facie case. The evidence shows that both violations of this standard
involved a load being passed over the heads of employees.
IV
This
case was tried and decided prior to our decision in Potlatch. Usually when
there has been an intervening change in law between the hearing and our
decision on review in a case, we will offer the affected party an opportunity
to present additional evidence relevant to the newly established legal test or
defense. See e.g., Truland-Elliot, 77 OSAHRC 163/A7, 4 BNA OSHC 1455,
1976–77 CCH OSHD ¶ 20,908 (No. 11259, 1976). However, at the hearing and in its
post-hearing brief Bethlehem asserted a defense that the prior and present
violations of section 1910.27(d)(2), Section 400–4, and section 1916.66(i) were
factually unrelated and therefore the present violations of the standards were
not repeated. Under these circumstances, we conclude that the defense in each
instance would not have been tried any differently had Potlatch been issued
before the hearing. Therefore, we do not offer the Respondent an opportunity
for a remand with respect to these violations. See FMC Corp., supra, 7
BNA OSHC at 1422 n. 8, 1979 CCH OSHD at p. 28,657 n. 8.
The
evidence of record in this case demonstrates that the earlier violation of
section 1916.43(a) was virtually identical to the violations of this standard
in this instance. Each violation involved a failure to guard a deck opening.
The evidence of record also demonstrates that the earlier violation of section
1916.51(a) cited on February 12, 1974, was virtually identical to the present
violations of this standard. In both instances hoses and welding materials were
scattered around the work area presenting tripping hazards. Since on the facts
of this case the Respondent could not have rebutted the Secretary’s prima facie
case by showing significant factual dissimilarities between the present and
earlier violations of sections 1916.43(a) and 1916.51(a), no remand is ordered.
See Belger Cartage Service, Inc., supra, 7 BNA OSHC at 1236, 1979 CCH
OSHD at p. 28,374.
V
The
Secretary proposed the following penalties: $100 for the Section 400–4
violation; $150 for the section 1916.43(a) violation; $100 for the section
1916.51(a) violation, and $125 for the section 1916.66(i) violation. For each
of these violations, the judge reduced the penalty to $50. In addition, the
Secretary proposed a $125 penalty for the section 1910.27(d)(2) violation,
which penalty the judge vacated. Based on our review of the factors enumerated
in section 17(j) of the Act, 29 U.S.C. § 666(i), and the guidelines set forth
by our decision in Potlatch, we conclude that the penalties proposed by
the Secretary for the violations of section 1910.27(d)(2), Section 400–4,
section 1916.43(a), section 1916.51(a) and section 1916.66(i) are appropriate
in each instance. We take particular note of the fact that all of the repeated
violations in this case were committed at the same facility as the prior
violations.
Accordingly,
we modify the judge’s decision to find the violations of 29 C.F.R. §§ 1910.27(d)(2),
1916.43(a), 1916.51(a) and 1916.66(i), and of Section 400–4 to have been
repeated within the meaning of the Act, and we assess penalties of $125, $150,
$100, $125, and $100 respectively.
SO ORDERED.
FOR THE COMMISSION:
RAY H. DARLING, JR.
Executive Secretary
DATED: APR 29, 1980
UNITED STATES OF AMERICA
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
SECRETARY
OF LABOR, |
|
Complainant, |
|
v. |
OSHRC
DOCKET NO. 76-1481 |
BETHLEHEM
STEEL CORPORATION, |
|
Respondent. |
|
November 9, 1976
DECISION AND ORDER
Jack F. Ostrander for the Secretary of
Labor.
Murray N. Shelton, Jr. for the respondent.
BURCHMORE, Judge:
By
citations issued March 9, 1976, as amended, complainant charges that on
February 2–3, 1976, respondent committed numerous violations, both non-serious
and repeated, of section 5(a)(2) of the Occupational Safety and Health Act of
1970, 29 U.S.C. 651 et seq. (the Act), in that respondent failed to comply, in
some instances, with the Occupational Safety and Health Standards contained in
29 C.F.R. 1910, and in other instances with the Safety and Health Standards for
Shipbuilding as contained in 29 C.F.R. 1916. Penalties totaling $1420 were
proposed.
Timely
notice of contest was filed as to specified items and the proceeding was
referred to the undersigned administrative law judge for hearing and
adjudication. Hearing was held at Houston, Texas, on September 9, 1976. The
parties have submitted post hearing briefs.
It is
alleged and admitted in the pleadings, and I find, that respondent is an
employer engaged in a business affecting commerce. I conclude that respondent
is subject to the Act and that this Commission has jurisdiction in the
premises.
By
stipulation entered at the hearing and approved by the judge, and by motion
made subsequent to the hearing, which is hereby granted, it was agreed that
Item 2(a) of the non-serious citation be affirmed without penalty, that Item 6
of the non-serious citation be affirmed with a penalty of $35, and that the
following items be vacated: Items 1, 3, 5, 8, 13 and 14 of the non-serious
citation; and Citations for repeated violations numbered 3, 4(b) and (c), and
5. There remains for disposition contested Items 7(a) and (b), 9 and 12 of the
non-serious citation and Citations for repeated violation numbered 2, 4(a), 6,
7, 8, 9 and 10.
REPEATED VIOLATIONS
It
should be noted at the outset that the evidence introduced by the complainant
to establish the repeated nature of the alleged violations simply comprised
copies of prior citations which became effective under the same regulations; in
each instance, one prior violation was shown. Such evidence is insufficient to
establish a repeated violation within the meaning of the Act because it has
been held in a case involving this same respondent that the complainant must
show at least two prior violations and complainant must also show that the
instant violation was committed under circumstances amounting to a flaunting of
the Act. Bethlehem Steel Corporation v. OSHRC and Brennan, BNA 4 OSHC
1451 (3rd CA decided July 20, 1976). I therefore conclude that the alleged
violations have not been shown to have been repeated. On the other hand, the
fact that the alleged violations were not shown to be repeated still leaves for
determination whether lesser, non-serious violations occurred for which reduced
penalties should be assessed. Secretary of Labor v. Dye Construction Company,
BNA 4 OSHC 1444 (No. 4172, decided July 12, 1976).
In
assessing such penalties as may be appropriate, due consideration must be given
to the fact that the inspection and alleged violations took place at a very
large shipyard of the respondent located in Beaumont, Texas, where respondent
employs more than 99 employees. Respondent has been cited several times in the
past for violations of the Act, and such citations have become effective. On
the other hand, respondent conducts an extensive and ongoing safety program
embracing continuous instruction and supervision of employees; its good faith
is not questioned herein.
The Non-Serious
Citation
Item
7(a)(b). The two parts of this item are ‘equivalent’ in the words of the
inspecting officer. They are drawn, respectively, under two paragraphs of the
general industry standards, 29 C.F.R. 1910.252(a)(iii)(b)(1) and 252(a)(5)(iv),
which provide:
(iii) Piping protective equipment.
(b) Approved protective equipment
(designated PF in Figs. Q–1, Q–2 and Q–3) shall be installed in fuel-gas piping
to prevent:
(1) Backflow of oxygen into the fuelgas
supply system; and
(iv) Station outlet protective equipment.
(a) A check valve, pressure regulator, hydraulic seal, or combination of these
devices shall be provided at each station outlet, including those on portable
headers, to prevent backflow, as shown in Figures Q–1, Q–2 and Q–3 and designated
as SF and SO.
Respondent
contends that it was not citable under the general industry regulations because
it is engaged in shipbuilding and that it should have been cited under 29
C.F.R. 1916.35(e) governing fuel gas and oxygen manifolds in the shipbuilding
industry. Examination of the two sets of regulations reveals, however, that
Part 1910 provides more detailed standards regulating the precise point in
controversy. It has never been held that the general industry standards do not
apply to industries as to which there are industry standards in effect, and I
hold that, where the general industry standards contain requirements that are
not provided in connection with a particular industry, the industry is subject
to the general industry standards as well as those provided for the particular
industry.
The
inspecting officer testified that the deficiency complained of was a lack of
check valve, or anti-backflow device. This was countered by testimony of
respondent’s Safety Engineer to the effect that there were anti-backflow
devices in the system. On rebuttal the inspecting officer testified that, if
there were anti-backflow devices, they were located upstream of the required
placement according to the diagram in the regulation. The final testimony on
the subject was from the Safety Engineer, on surrebuttal, when he flatly stated
that there was an anti-backflow device both in the main piping and in the
branch piping. This testimony stands uncontroverted and I find that the
complainant has failed to prove be alleged violation.
Item
9. The inspecting officer observed some electric power supply boxes from which
cords ran to machinery. The boxes were covered but there were no warning signs
on them to keep employees away, so he cited respondent for violation of Article
110–17(c) of the National Electrical Code, NFPA 70–1971, which was adopted in
29 C.F.R. 1910.309(a) and which provides:
Entrances to rooms and other guarded
locations containing exposed live parts shall be marked with conspicuous
warning signs forbidding unqualified persons to enter.
Respondent
contends that the regulation is not applicable in this situation because there
was no room or other guarded location to be marked; the boxes were not in a
room by themselves but were out in the open, and they were covered. I agree,
and I find that complainant has failed to prove that there was an unmarked
entrance to a room or other guarded location containing exposed live parts. The
item must be vacated.
Item
12. An employee was observed working at the unguarded edge of the drill floor
platform on a drilling rig under construction. He was not protected by safety
belt, and respondent was therefore cited for violation of Part 1916.47(b) which
provides:
When employees are working aloft, or
elsewhere at elevations more than 5 feet above a solid surface, either
scaffolds or a sloping ladder, meeting the requirements of this subpart, shall
be used to afford safe footing, or the employees shall be protected by safety
belts and lifelines meeting the requirements of § 1916.84(b). * * *
There
can be no question that there was a violation here, but respondent introduced
evidence which shows that the employee was acting unpredictably and in
violation of adequate instructions and rules. Respondent’s Job Safety Analysis
requires employees to use safety belts under the circumstances here involved,
and that instruction had been thoroughly covered with the employee involved.
There is no evidence that the supervisor of the employee was aware or could
have reasonably become aware of the employee’s disobedience. This is a
situation which is governed by the decision in Secretary of Labor v.
Engineers Construction, Inc., BNA 3 OSHRC 1537. The item will be vacated.
Citation
No. 2
On
the north side of the fabrication shop building there was a straight,
uninterrupted ladder about 45 feet high, which had no offsets or landing
platforms, and there was no ladder climbing safety device on it. Part
1910.27(d)(2) requires as follows:
When ladders are used to ascend to heights
exceeding 20 feet (except on chimneys), landing platforms shall be provided for
each 30 feet of height or fraction thereof, except that, where no cage, well,
or ladder safety device is provided, landing platforms shall be provided for
each 20 feet of height or fraction thereof. Each ladder section shall be offset
from adjacent sections. Where installation conditions (even for a short,
unbroken length) require that adjacent sections be offset, landing platforms
shall be provided at each offset.
Respondent
points out that there were over 100 other ladders in the facility, all of which
conformed to the regulation, and respondent contends that this was therefore an
isolated instance for which it is not responsible. However, the defense of an
isolated instance relates to the question whether respondent had knowledge of a
violation, and there can be no question that respondent had, or should have
had, knowledge of this ladder, no matter how many other ladders there were in
the yard. On the other hand, the evidence shows that the ladder was used very
rarely, only once or twice a year, and that when it was used the employees were
instructed to use safety belts. I find, therefore, that the gravity of the
violation was so low as to warrant a zero penalty, considering the good faith
of the respondent and its history of efforts to comply with the law.
Citation
No. 4(a)
Article
400–4 of the National Electrical Code, NFPA 70–1971, as adopted by 29 C.F.R.
1910.309(a), provides:
Prohibited Uses. Except where installed in
accordance with Article 645, flexible cord shall not be used (1) as a
substitute for the fixed wiring of a structure; (2) where run through holes in
walls, ceilings, or floors; (3) where run through doorways, windows, or similar
openings; (4) where attached to building surfaces; or (5) where concealed
behind building walls, ceilings, or floors.
The
inspecting office observed and photographed flexible cords run through a jagged
opening cut in a corrugated metal wall, and cited respondent accordingly.
Respondent says the wires were only temporary hookups, but that does not excuse
the violation. Respondent also complains that the inspecting officer did not
test the wires to see they were alive. In my opinion, it was a reasonable inference
from the existence, location and hookup of the wires to assume that they were
live, and I so find. I affirm the citation. The proposed penalty for a repeated
violation was $100 and I find that the appropriate penalty for the violation,
which is not shown to have been repeated within the meaning of the Act, is $50.
Citation
No. 6
The
inspecting officer observed ground cables used in welding operations at the
yard and the insulation on the conductors was worn, or bare in places.
Respondent was cited for this condition under Part 1916.36(b)(4), which
provides ‘All arc welding and cutting cables’ shall be completely insulated.
However, respondent points out that section (c) of the regulation separately
deals with ‘ground return cables’ and contains no requirement that they shall
be insulated. I conclude, therefore, that the cited paragraph does not apply to
ground cables and that the citation should be vacated.
Citation
No. 7
Part
1916.41(h)(3) requires that the planking on scaffolds shall extend at least 12
inches but not more than 18 inches beyond the scaffold frame. The obvious
reason for this is to insure that the planking overlaps enough to keep it from
coming dislodged, but not so much that it might be upended if an employee
stepped on the end.
There
are thousands of feet of scaffolding in respondent’s shipyard. Out of all this
the inspecting officer found three instances where the planking overlapped by
slightly more than 18 inches. He photographed one instance of this and cited
respondent under the regulation. The photograph shows that the overlap exceeded
18 inches by not more than a few inches. Moreover, respondent’s Safety Director
testified that in two instances the scaffold was being disassembled and in the
other instance it was being erected. In each instance there was a railing on
the end of the scaffold and the approach to mounting the scaffold was from the
side, so that there was very little chance of an employee stepping on the
excessive end.
Here
is a technical violation of the literal words of the regulation, which however
involves almost no risk to employee safety. I find that there was a violation
and that no penalty is appropriate.
Citation
No. 8
Part
1916.43(a) requires that flush manholes be covered or guarded to a height of 30
inches. There were over 150 manholes in the yard out of which the inspecting
officer observed three which were not covered or guarded. Respondent contends
that it would have been impracticable to cover the holes in the instances cited
as there was work in progress. But its Safety Director conceded that ‘it’s
standard procedure to have all these openings covered . . . people go in and
out of these at different times, and it’s just like closing a door.’ I conclude
that in the instances cited there was a technical violation. The proposed
penalty, had the violation been a repeated one, was $150 and I find that this
should be reduced to $50.
Citation
No. 9
During
the two-day inspection tour, the inspector covered about 90 per cent of the
yard, which is about 71 acres in extent. He cited respondent for three
housekeeping violations in all this area, and these related to tripping hazards
of excess cables or hoses in walkways. Part 1916.51(a). Complainant concedes
that respondent had a program whereby wooden walkways were built in all working
areas where welding cables were used. But at the time of the inspection there
were these three areas where loose cables or hose were observed in way of
employee traffic.
Respondent
showed that as to one of the areas, the material in question was damaged cable
which was in the process of being rolled up for removal. In the other areas
there were temporary conditions that were remedied immediately after the
inspection.
Under
the circumstances I find that in the two instances of temporary condition there
was a technical housekeeping violation for which a penalty of $50 is
appropriate.
Citation
No. 10
Part
1916.55(i) relating to use of hoisting gear, provides that loads shall not be
swung over the heads of employees. During the inspection the investigator
observed a load of scaffolding being lifted and swung over an employee’s head.
Although respondent contends that this was an isolated instance, and it does
have a continuing rule and program of instruction to avoid such practices, the
record shows that this was the second time they were cited for violation of the
same standard. While the violation was not repeated within the meaning of the
Act, the facts require that the citation be affirmed as a non-serious citation
and that a penalty of $50 be assessed.
It is
ORDERED that the several citations, as amended, be and the same are hereby
modified to non-serious and affirmed or vacated as listed below, that penalties
be and the same are hereby assessed as listed and that this proceeding be and
the same is hereby discontinued.
Citation No. |
Item No. |
Disposition |
Penalty |
1 |
1 |
vacated |
|
1 |
2(a) |
affirmed |
zero |
1 |
3 |
vacated |
|
1 |
5 |
vacated |
|
1 |
6 |
affirmed |
$ 35 |
1 |
7 |
vacated |
|
1 |
8 |
vacated |
|
1 |
9 |
vacated |
|
1 |
12 |
vacated |
|
1 |
13 |
vacated |
|
1 |
14 |
vacated |
|
2 |
|
affirmed |
zero |
3 |
|
vacated |
|
4(a) |
|
affirmed |
$ 50 |
5 |
|
vacated |
|
6 |
|
vacated |
|
7 |
|
affirmed |
zero |
8 |
|
affirmed |
$ 50 |
9 |
|
affirmed |
$ 50 |
10 |
|
affirmed |
$ 50 |
Robert N. Burchmore
Judge, OSHRC
Dated: November 9, 1976
* Commissioner Barnako did not participate
in this decision.
1 Section 17(a), 29 U.S.C. § 666(a),
provides:
Any
employer who willfully or repeatedly violates the requirements of section 5 of
this Act, any standard, rule, or order promulgated pursuant to section 6 of
this Act, or regulations prescribed pursuant to this Act, may be assessed a
civil penalty of not more than $10,000 for each violation.
2 The Secretary filed a petition for
discretionary review and former Commissioner Moran directed review but did not
specify and issues to be considered by the Commission. The Secretary’s petition
for review challenged the judge’s characterization of the violations alleged in
citations numbered 2, 4a, 8, 9, and 10 as nonserious rather than repeated
violations. Since the parties did not object to the judge’s disposition of the
remainder of the citations for repeated violations and the citation for
nonserious violations, they will not be considered by the Commission because
they do not involve issues of compelling public interest. See Abbott-Sommer
Inc., 76 OSAHRC 21/A2, 3 BNA OSHC 2032, 1975–76 CCH OSHD ¶20,428 (No. 9507,
1976); Water Works Installation Corp., 76 OSAHRC 61/B8, 4 BNA OSHC 1339,
1976–77 CCH OSHD ¶20, 780 (No. 4136, 1976). Those parts of the judge’s decision
relating to these unreviewed citations are accorded the precedential value of
an unreviewed judge’s decision. Leone Construction Co., 76 OSAHRC 12/E6,
3 BNA OSHC 1979, 1975–76 CCH OSHD ¶20,387 (No. 4090, 1976), appeal withdrawn,
No. 76–4070 (2d Cir., May 17, 1976).
3 The standard at 29 C.F.R. § 1910.27(d)(2)
provides, in pertinent part, the following:
§
1910.27 Fixed ladders.
(d)
Special requirements
(2)
Landing platforms. When ladders are used to ascend heights exceeding 20 feet .
. ., landing platforms shall be provided for each 30 feet of height or fraction
thereof, except that, where no cage, well, or ladder safety device is provided,
landing platforms shall be provided for each 20 feet of height or fraction
thereof. . . .
4 The standard at 29 C.F.R. § 1910.309(a)
provides, in pertinent part, the following:
§
1910.309 National Electrical Code.
(a)
The requirements contained in the following articles and sections of the
National Electrical Code, NFPA 70–1971; ANSI C1–1971 (Rev. of 1968) shall apply
to all electrical installations and utilization equipment:
Sections
400–4
..... Flexible Cords and Cable Prohibited
Section
400–4 provides the following:
400–4.
Prohibited Uses. Except where installed in accordance with Article 645,
flexible cord shall not be used (1) as a substitute for the fixed wiring of a
structure; (2) where run through holes in walls, ceilings, or floors; (3) where
run through doorways, windows, or similar openings; (4) where attached to
building surfaces; or (5) where concealed behind building walls, ceilings, or
floors.
All
references to Section 400–4 in this decision refer to Section 400–4 of the
National Electrical Code, as adopted by 29 C.F.R § 1910.309(a).
5 The standard at 29 C.F.R. § 1916.43(a)
provides, in pertinent part, the following:
§
1916.43 Guarding of deck openings and edges.
(a)
When employees are working in the vicinity of flush manholes and other small
openings of comparable size in the deck and other working surfaces, such
openings shall be suitably covered or guarded to a height of not less than 30
inches, . . ..
6 The standard at 29 C.F.R. § 1916.51(a)
provides the following:
§
1916.51 Housekeeping.
(a)
Good housekeeping conditions shall be maintained at all times. Adequate aisles
and passageways shall be maintained in all work areas. All staging platforms,
ramps, stairways, walkways, aisles, and passageways on vessels or drydocks
shall be kept clear of all tools, materials, and equipment except that which is
in use, and all debris such as welding rod tips, bolts, nuts, and similar
material. Hose and electric conductors shall be elevated over or placed under
the walkway or working surfaces or covered by adequate crossover planks.
7 The judge made no specific order with
respect to item ‘a’ of citation number nine. In his discussion of this
citation, however, the judge indicated that the conditions alleged in item ‘a’
complied with section 1916.51(a). He expressly limited his conclusion that the
Respondent failed to comply with the standard to the conditions alleged in
items ‘b’ and ‘c’. Accordingly, we conclude that the judge’s order implicitly
vacated item ‘a’ of citation number nine and specifically affirmed items ‘b’
and ‘c’ as nonserious violations.
8 The standard at 29 C.F.R. § 1916.66(i)
provides the following:
§
1916.66 Use of gear.
(i)
Loads (tools, equipment or other materials) shall not be swung or suspended
over the heads of employee.
9 In paragraph
XXIV(b) of his Complaint the Secretary referred to a prior citation for a
violation of section 1916.51(a) issued on August 2, 1974, as the basis on which
the present violation was alleged to be repeated. However, the evidence of
record reveals three prior violations of this standard in citations issued on
June 19, 1973, on February 12, 1974, and on August 2, 1974. Rule 15(b) of the
Federal Rules of Civil Procedure requires that, ‘[w]hen issues not raised by
the pleadings are tried by the express or implied consent of the parties, they
shall be treated in all respects as if they had been raised in the pleadings.’
Usually a party’s failure to object at trial to the introduction of evidence
relevant to the unpleaded charge established that the party has impliedly
consented to the trial of that charge. 3 Moore’s Federal Practice
¶15.13[2] at 15–174 (2d ed. 1979). The only objection raised by Bethlehem with
respect to any of the three prior citations was an objection to the
introduction of the June 19, 1973 citation. The objection was based on the fact
that the complaint, in a paragraph unrelated to the housekeeping violation at
issue, referred to a June 16th citation but did not mention a June 19th
citation. In overruling the objection, the judge found that the Respondent
could not have been ‘misled or prejudiced . . . because the Respondent
certainly has or has had copies of every citation issued to it.’ Moreover, we
note that amendment in this case does not alter the legal theory on which the
Secretary proceeded. Accordingly, we amend paragraph XXIV(b) of the Secretary’s
complaint to conform to the evidence of record. In our review of this case we
will consider each of the three prior violations of section 1916.51(a) as shown
in the record. See generally, John and Roy Carlstrom, d/b/a Carlstrom
Brothers Construction, 78 OSAHRC 96/A2, 6 BNA OSHC 2101, 1978 CCH OSHD ¶23,
155 (No. 13502, 1978).
[1] The Secretary
refers the Commission to the Secretary’s brief submitted in George Hyman
Construction Co., 77 OSAHRC 67/C7, 5 BNA OSHC 1318, 1977–78 CCH OSHD
¶21,774 (No. 13559, 1977), aff’d 582 F.2d 834 (4th Cir. 1978). The
Respondent did not file a brief.
[2] Other circuit courts have agreed with the Commission’s decision not to follow the Third Circuit’s rule in Bethlehem Steel Corp., supra. See, e.g., George Hyman Construction Co. v. OSHRC, 582 F.2d 834 (4th Cir. 1978), affirming, George Hyman Constr. Co., 77 OSAHRC 67/C7, 5 BNA OSHC 1318, 1977–78 CCH OSHD ¶21,774 (No. 13559, 1977); Todd Shipyards Corporation v. Secretary of Labor and OSAHRC, 566 F.2d 1327 (9th Cir. 1977), affirming, Todd Shipyards Corp., 75 OSAHRC 32/A2, 2 BNA OSHC 1579, 1974–75 CCH OSHD ¶19, 272 (No. 1556, 1975).