UNITED STATES OF AMERICA
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
SECRETARY
OF LABOR, |
|
Complainant, |
|
v. |
OSHRC
DOCKET NO. 79–4478 |
GENERAL MOTORS CORPORATION, GM PARTS
DIVISION, |
|
Respondent. |
|
February 23, 1981
DECISION
Before: CLEARY, Chairman; BARNAKO and COTTINE,
Commissioners.
BY THE COMMISSION:
The issue
before us is whether the validity of an occupational safety and health standard
may be challenged on the ground that the established federal standard from
which it was derived was invalidly amended before its adoption under the
Occupational Safety and Health Act of 1970, 29 U.S.C. §§ 651–678 (‘the Act’).
We hold that the validity of the procedure by which an ancestor standard was
amended may not be challenged in a Commission proceeding.
I
On
August 2, 1979, the Secretary of Labor (‘the Secretary’) issued to General
Motors Corporation (‘GM’) a citation alleging that GM had violated section
5(a)(2) of the Act, 29 U.S.C. § 654(a)(2), by failing to comply with the
occupational safety and health standard at 29 C.F.R. § 1910.132(a). The
citation alleged that employees handling heavy materials in a warehouse area of
a GM Parts Division facility were not using foot protection. Section
1910.132(a) states in part that personal protective equipment for employees’
extremities ‘shall be provided, used,
and maintained. . . wherever it is necessary by reason of hazards . . ..’ [1](Emphasis added.) GM
contested the citation.
GM’s
answer to the Secretary’s subsequent complaint alleged, among other things,
that the standard was ‘improperly promulgated.’ Both parties then filed motions
for summary judgment. Administrative Law Judge J. Paul Brenton granted GM’s
motion and vacated the citation. He held that the addition of the word ‘used’
to 41 C.F.R. § 50–204.7, the established federal standard from which section
1910.132(a) was derived, was invalid because prior, public notice of the
amendment was not given and rulemaking procedures were not followed. Judge
Brenton agreed with the decision of another administrative law judge in General Motors Corp., OSHRC Docket No. 78–1443
(June 21, 1979), review directed, July 23, 1979, that the addition of the word
‘used’ was not a minor change for which notice and rulemaking proceedings were
unnecessary.
The
Secretary filed a petition for discretionary review of Judge Brenton’s decision,
and review was granted by Commissioner Cottine under section 12(j) of the Act,
29 U.S.C. § 661(i).[2]
II
A.
A
review of the regulatory background is important to an understanding of this
controversy. In 1936, Congress passed the Walsh-Healey Government Contracts
Act, 41 U.S.C. §§ 35–45 (‘the Walsh-Healey Act’). The Walsh-Healey Act requires
contracts with the federal government for materials in amounts over $10,000 to
provide that ‘no part of such contract will be performed . . . under working
conditions which are unsanitary or hazardous or dangerous to the health and
safety of employees engaged in the performance of said contract.’[3] It authorizes the
Secretary of Labor to adopt rules and regulations to carry out the statute,[4] and makes the Administrative
Procedure Act, 5 U.S.C. §§ 551–706 (‘the APA’), applicable to the making of rules
under the Walsh-Healey Act.[5]
Section
4(a) of the APA, 5 U.S.C. § 553(b), requires an agency to publish in the
Federal Register a notice of a proposed rulemaking giving the terms or
substance of a proposed rule, or a description of the subjects and issues
involved, unless the agency for good cause finds that ‘notice and public
procedure thereon are impracticable, unnecessary, or contrary to the public
interest.’ The agency’s finding of good cause, and a brief statement of the
reasons for the finding, must accompany the publication. Id. Section 4(b) of the APA, 5 U.S.C. § 553(c), requires that after
notice is given, interested persons be afforded ‘an opportunity to participate
in the rulemaking’ through submission of information, views or arguments.
On
September 20, 1968, the Bureau of Labor Standards of the United States
Department of Labor proposed to revise 41 C.F.R. Part 50–204 by prescribing
safety and health standards for the performance of contracts covered by the
Walsh-Healey Act. 33 Fed. Reg. 14258 (1968). One of the standards proposed to
be adopted stated in part as follows:
§ 50–204.64 Personal protective equipment.
Protective equipment, including personal
protective equipment for . . . extremities, protective clothing, . . . and
protective shields and barriers, shall be provided
and maintained . . . wherever it is necessary by reason of hazards . . ..
[Emphasis added.]
33 Fed. Reg. at 14270.
On
December 28, 1968 mine radiation standards were adopted. 33 Fed. Reg. 19947
(1968). On January 17, 1969, the remainder of the revised Part 50–204 was
adopted. 34 Fed. Reg. 788 (1969). The standard on personal protective equipment
was designated 41 C.F.R. § 50–204.7. 34 Fed. Reg. at 790.[6] The standards, which were
said by the Secretary to have been adopted after interested persons had been
afforded opportunities to present oral and written comments, were to become
effective 30 days after publication.
On
February 14, 1969, the effective date of the revised Part 50–204 was postponed
until May 17, 1969, ‘to permit a careful review’ of the standards by the new
Secretary of Labor. 34 Fed. Reg. 7946 (1969) (preamble); 34 Fed. Reg. 2207
(1969). After an advisory committee composed of representatives of labor,
management and public groups interested in occupational safety and health made
its recommendations, and the public comments received earlier were reviewed,
the Secretary amended some of the standards in Part 50–204 without further
rulemaking and adopted the revised Part 50–204, effective May 20, 1969. 34 Fed.
Reg. 7946 (1969). The personal protective equipment standard was unchanged.
On
January 24, 1970, the Secretary published ‘miscellaneous amendments’ to the new
part. 35 Fed. Reg. 1015 (1970). The Secretary stated:
Typographical or clerical corrections and
other minor changes are made in [41 C.F.R.] Part 50–204 . . . in the manner
indicated below. To the extent that substantive rules may be made in §§
50–204.7 and 50–204.10 [the personal protective equipment and noise standards],
notice and public procedure is found unnecessary because only minor amendments
are involved.
All
but two of the changes were to take effect at once; the changes to the personal
protective equipment and noise standards were to take effect 30 days after
publication. The personal protective equipment standard was changed by the
addition of the word ‘used’, so that the standard stated: ‘Protective
equipment, including personal protective equipment . . . shall be provided, used, and maintained . . ..’ (Emphasis
added.) This is the change to which GM objects.
B.
On
April 28, 1971, the Occupational Safety and Health Act became effective.
Section 6(a) of the Act, 29 U.S.C. § 655(a), required that the Secretary,
within two years, adopt as occupational safety and health standards under the
Act ‘established Federal standards’ and ‘national consensus standards’ without
following the rulemaking requirements of the APA or of other subsections of
section 6 of the Act. The Secretary was to do so unless he found that the
adoption of a standard would not improve employee safety or health.[7] Established federal
standards are defined in section 3(10), 29 U.S.C. § 652(10), as ‘any operative
. . . standard established by any [federal] agency . . . and presently in
effect, or contained in any Act of Congress in force on the date of enactment
of this Act.’[8]
The last sentence of section 4(b)(2), 29 U.S.C. § 653(b)(2), states, however,
that ‘Standards issued under the laws listed in this paragraph and in effect on
or after the effective date of this Act shall be deemed to be occupational
safety and health standards issued under this Act . . ..’ The Walsh-Healey Act
is one of the statutes listed.[9]
On
May 29, 1971, the Secretary, acting under section 6(a) and in conformity with
the congressional direction to adopt established federal standards under the
Act, adopted many Walsh-Healey standards as occupational safety and health
standards. 36 Fed. Reg. 10466 (1971). The Walsh-Healey standard on personal
protective equipment was adopted and was codified as an occupational safety and
health standard at 29 C.F.R. § 1910.132(a). Id. at 10590; 29 C.F.R § 1910.139.
III
On
review, the Secretary argues that the Commission has no authority to pass upon
the validity of occupational safety and health standards. He maintains that the
pre-enforcement challenge provision in section 6(f) of the Act, 29 U.S.C. §
655(f), is exclusive, and that, in particular, challenges to the procedural
regularity of a standard’s adoption may not be raised in an enforcement
proceeding. For the latter point he cites National
Industrial Constructors v. OSHRC, 583 F.2d 1048, 1052 (8th Cir. 1978)
(‘NIC’).
The
Secretary further argues that ‘the propriety of the promulgation of the
antecedent Walsh-Healey standard may not be questioned in an OSHA enforcement
proceeding.’ He maintains that in sections 4(b)(2) and 6(a) of the Act,
Congress adopted and authorized the adoption as quickly as possible of all
established federal standards ‘on the books’ when the Act became law; that
‘Congress did not require the Secretary to examine the genealogy of the
standards in order to determine their procedural legitimacy as a prerequisite
to their summary adoption’; and that in section 6(a) Congress required the
Secretary to inquire only whether adoption of a standard ‘would not result in
improved safety or health for specifically designated employees.’
The
Secretary argues also that the word ‘used’ was properly added to the
Walsh-Healey standard because it was a minor, clarifying amendment for which
notice and rulemaking were unnecessary under 5 U.S.C. § 553(b). He maintains
that the purpose of adding the word ‘used’ to the standard was to ‘make explicit
what was implicit in the word ‘provided’.’ He views the term ‘provided’ to
imply a requirement of use, citing Cornell
& Co., 77 OSAHRC 18/D10, 5 BNA OSHC 1018, 1020, 1976–77 CCH OSHD
¶21,532 (No. 9353, 1977); Brennan v.
Southern Contractors Service, 492 F.2d 498 (5th Cir. 1974); Marshall v. Southern Industrial Contractors
& Riggers, Inc., 576 F.2d 368 (5th Cir. 1978). He also relies on Turnbull Millwork Co., 77 OSAHRC 205/C8,
6 BNA OSHC 1148, 1149, 1977–78 CCH OSHD ¶ 22,388 (No. 15047, 1977). The
Secretary acknowledges the contrary Commission and court decisions in Kennecott Copper Corp., 76 OSAHRC 81/A2,
4 BNA OSHC 1400, 1976–77 CCH OSHD ¶ 20, 860 (No. 5958, 1976), aff’d, 577 F.2d 1113 (10th Cir. 1977).
GM
argues that the Commission may review the validity of standards, and that the
Commission and the courts have so held. It cites the legislative history of the
Act and Noblecraft Industries, Inc. v.
Secretary of Labor, 614 F.2d 199 (9th Cir. 1980) (‘Noblecraft’), for the proposition that the pre-enforcement
challenge procedure provided by section 6(f) is not exclusive. GM argues that
the distinction drawn by the NIC court, and relied upon by the Secretary,
between challenges to a standard’s substantive validity and to the procedural
regularity of its adoption, is unsupportable. Finally, GM maintains that the
addition of the word ‘used’ to § 50–204.7 was a substantial change that could
have been effected under the Walsh-Healey Act only after notice and rulemaking
under the APA.
IV
In Rockwell International Corp., 80 OSAHRC
___, 9 BNA OSHC 1092, 1094–1097, 1980 CCH OSHD ¶ 24,979, pp. 30,843–45 (No.
12470, 1980), the Commission held that it is generally authorized to consider
the validity of occupational safety and health standards in enforcement
proceedings. We rejected the Secretary’s argument that the mere existence of
the pre-enforcement challenge provision in section 6(f) of the Act indicates
that Congress intended to bar all challenges to the validity of a standard in
enforcement proceedings. We also stated, however, that Congress’ rejection of a
bill containing an exclusive pre-enforcement challenge provision does not
indicate necessarily that Congress intended to permit all challenges to a
standard’s validity in enforcement proceedings regardless of the circumstances.
9 BNA OSHC at 1096, 1980 CCH OSHD at p. 30,844 (majority opinion) and 9 BNA
OSHC at 1099, 1980 CCH OSHD at p. 30,847 (concurring opinion). Although we
considered Rockwell’s argument that the standard at issue in that case is
invalid because it is substantially different from the established federal
standard from which it was derived, we specifically reserved decision on
whether a challenge to the procedural regularity of the adoption of the
ancestor standard itself would be permitted in an enforcement proceeding. We
observed that such a question raised ‘different considerations’ and that the
Eighth Circuit in NIC had refused to
entertain such an attack in an enforcement proceeding. 9 BNA OSHC at 1096 &
n. 18, 1980 CCH OSHD at p. 30,845 & n. 18 (lead opinion), and 9 BNA OSHC at
1100, 1980 CCH OSHD at p. 30,848 (concurring opinion).[10]
The
language of the Act does not specifically address the issue before us. The only
provision that even suggests that GM’s challenge may be considered is the
definition of ‘established Federal standard’ in section 3(10) of the Act, 29
U.S.C. § 652(10), which refers to ‘any operative
occupational safety and health standard established by any [federal] agency . .
. and presently in effect, or contained in any Act of Congress in force on the
date of enactment of this Act.’ (Emphasis added.) To rely upon section 3(10),
however, would require us not only to construe ‘operative’ as meaning
‘valid’—despite its usual meaning of ‘operating’, or ‘exerting force or
influence’[11]—but
also to conclude that because the Walsh-Healey standard at issue was not
‘operative’, it was not an established federal standard within the
contemplation of section 3(10). Such a construction would simply not reflect
congressional intent. Section 4(b)(2) of the Act states in part that
Walsh-Healey standards ‘in effect on or after the effective date of this Act
shall be deemed to be occupational safety and health standards issued under
this Act . . ..’[12]
The drafters of the Act were aware that the then recently-adopted Walsh-Healey
standards would be the primary source of established federal standards for
industrial working conditions covered by the Act.[13] While section 4(b)(2)
cannot be read so literally as to make section 6(a) superfluous,[14] its text and the
regulatory background against which section 3(10) must be viewed do indicate
that it was Congress’ view that the Walsh-Healey standards would be
‘established Federal standards’ under the Act. Congress’ view of the matter
controls. Cf. Newport News Shipbuilding
& Drydock Co., 80 OSAHRC ___, 9 BNA OSHC 1085, 1088–89, 1980 CCH OSHD ¶
25, 003, pp. 30,889–890 (No. 76–171, 1980), following Noblecraft Industries, Inc. v. Secretary of Labor, 614 F.2d at 203
(ANSI and NFPA standards, intended by Congress to be adopted as national
consensus standards under section 6(a), meet the definition of national consensus
standard in section 3 (9)).[15]
Although
the text of the Act itself does not specifically answer the question before us,
we do have evidence of the guiding congressional purposes. Congress authorized
the Secretary to summarily adopt established federal standards and national
consensus standards ‘as soon as practicable’ because it found a ‘pressing need
for adoption of OSHA standards on an exceedingly broad industrial front without
undue delay.’[16]
As the Senate Subcommittee on Labor stated: ‘The purpose of this procedure is
to establish as rapidly as possible national occupational safety and health
standards with which industry is familiar.’[17] Congress also expected
that, despite their defects, the established federal standards and national
consensus standards ‘would provide a sound foundation for a national safety and
health program’[18]
and that the summary adoption of established federal standards would be fair to
employers because ‘[s]uch standards have already been subjected to the
procedural scrutiny mandated by the law under which they were issued.’[19] For these reasons, and to
expedite the adoption and nationwide enforcement of established federal standards,
section 6(a) imposed only a minimal, additional burden upon the task of
adopting them: The Secretary was commanded to adopt established federal
standards unless he found that no improvement in employee safety and health
would result. As the Secretary puts it, Congress directed the adoption of
established federal standards ‘on the books’ when the Act became effective and
did not require him to ‘examine the genealogy of the standards . . . as a
prerequisite to their adoption.’
Our
task here is to formulate a rule that best reflects congressional purposes and
expectations. The legitimacy of the procedures by which many established
federal standards were adopted has been questioned both here and in the courts.[20] While we are sensitive to
the interests of employers and labor organizations in challenging the validity
of standards—and we weighed those interests heavily in Rockwell—we must also
give weight to countervailing considerations. As we have noted, Congress
expected that the established federal standards would help to provide a sound
foundation for a national safety and health program because the procedural
regularity of their adoption had been subjected to scrutiny at the time of
their promulgation under other federal legislation. To strike down an occupational
safety and health standard at this time because of a procedural misstep
involving its ancestor standard adopted under another federal statute would
upset this congressional expectation. We also give considerable weight to the
fact that freely permitting challenges to the procedural validity of ancestor
standards would substantially undercut the public interests in finality and in
avoiding the burden that continuous challenges would impose upon the
Secretary’s enforcement program and the Commission’s adjudicative processes. Rockwell International Corp., 9 BNA OSHC
at 1096, 1980 CCH OSHD at p. 30,845 (lead opinion) and 9 BNA OSHC at 1099, 1980
CCH OSHD at pp. 30,847–48 (concurring opinion). See also National Industrial Constructors v. OSHRC, 583 F.2d at
1052.[21] We therefore hold that
the validity of an occupational safety and health standard may not be
challenged on the ground that the established federal standard from which it
was derived was invalidly amended before its adoption under the Act.
Accordingly, the judge’s decision is reversed, and the
case is remanded for further proceedings consistent with this opinion.
FOR THE COMMISSION:
RAY H. DARLING, JR.,
EXECUTIVE SECRETARY
DATED: FEB 23, 1981
UNITED STATES OF AMERICA
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
SECRETARY
OF LABOR, |
|
Complainant, |
|
v. |
OSHRC
DOCKET NO. 79–4478 |
GENERAL
MOTORS CORPORATION, GM PARTS DIVISION, |
|
Respondent. |
|
February 7, 1980
DECISION AND ORDER ON MOTION FOR SUMMARY
JUDGMENT
APPEARANCES
Bobbye D. Spears, Regional Solicitor,
Larry A. Auerbach, Esquire, U.S. Department of Labor, Office of the Solicitor, Atlanta,
Georgia, On behalf of Complainant.
Michael J. Connolly, Esquire, Ms. M. Alice
McCann, Esquire, General Motors Corporation, Detroit, Michigan, On behalf of
Respondent.
Brenton, Judge
STATEMENT OF THE CASE
On
August 2, 1979, complainant cited respondent for a § 5(a)(2) violation of the
Occupational Safety and Health Act of 1970. After respondent timely filed its
notice of contest, a complaint was filed and served upon respondent to which
respondent filed its answer.
On
November 2, 1979, a hearing on the merits was scheduled to commence on December
21, 1979. On December 3, 1979, respondent filed a motion for summary judgment
to which complainant responded on January 8, 1980. Complainant’s response
includes a cross-motion for summary judgment in his favor. Respondent responded
to that cross-motion on January 14, 1980.
At an
early date, the parties orally indicated that neither would request a hearing
on the motion, and neither made such request on or before December 18, 1979,
having been extended that opportunity on December 7, 1979.
The
respective motions of the parties are based soley upon the pleadings except
respondent submitted the decision and order of Judge Weil in Secretary of Labor v. General Motors
Corporation, OSHRC Docket No. 78–1443, in support of its motion.
No
affected employee or union representative of affected employees claimed party
status or objected at any time to the proceedings in this case.
THE CHARGE
That
checkers in the warehouse area handling heavy materials were not required to
wear foot protection in violation of a specific standard [promulgated under the
Act] (29 C.F.R. 1910.132(a)).
THE ISSUE
Whether
the pleadings, admissions, if any, and extraneous material on file show that
there is no genuine issue as to any material fact and that one of the moving
parties is entitled to a judgment as a matter of law.
LAW AND OPINION
Respondent
by its answer concedes that it is engaged in a business affecting commerce,
therefore the Review Commission has jurisdiction to hear and decide the issue
presented; unless § 6(f) of the Act establishes exclusive jurisdiction in the
United States Court of Appeals to hear and decide challenges to the validity of
the Secretary’s promulgated regulations and standards.
Respondent’s
answer denies the alleged violation and affirmatively avers the invalidity of §
132(a).
Complainant
concedes that in promulgating the standard under attack, he did not adopt the
pre-existing federal standard verbatim. That pre-existing standard provided:
‘Protective equipment . . . shall be
provided and maintained . . .’ (34 FR 788 at 790)
Complainant,
without a rule-making proceeding on public notice, changed the standard,
adopted and promulgated it to read:
‘Protective equipment . . . shall be
provided, used, and maintained . . .’ (35 FR 1015).
The
addition of the word ‘used’ in the standard as promulgated is the underlying
thrust of respondent’s case for summary judgment in its favor.
The
pleadings and the extraneous material judicially noticed clearly present the
question of law.
The
posture of this case at this stage of the proceedings clearly shows that the
fact of change upon adoption of § 132(a) is indisputable, which in turn
presents the issue of its validity and enforceability.
The
validity of the cited standard is, of course, a material fact and the heart of
complainant’s enforcement action here.
Judge
Weil’s decision and order appended to respondent’s memorandum in support of its
motion properly declared § 132(a) invalid. The parties there are identical
here. The issues presented and decided there are the same as presented and to
be decided here. Complainant here has presented no new or different
propositions of law and authorities.
This
tribunal is aware that Judge Weil’s decision and order in OSHRC Docket No.
78–1443 has been directed for review by the Review Commission and to date is
not Commission precedent.
Nevertheless,
this tribunal is in complete agreement with his analysis of the issue of the
validity of the cited standard. If the Commission has precisely decided the
issue as presented there and here, this tribunal by research is unaware of such
a decision.
This
tribunal has been over this territory before in Secretary v. Duriron Company, 78 OSAHRC 46/E6, 6 BNA 1701, 1978 CCH
OSHD ¶ 22,819 (Docket No. 77–3177). There, as here, a substantial change in
substance occurred upon the promulgation of the respective standards and
invalid in the absence of compliance with APA safeguards (5 U.S.C. § 553).
Judge
Weil’s decision in OSHRC Docket No. 78–1443 is incorporated herein by reference
and adopted by this tribunal as if fully rewritten. His conclusions reached in
that decision are equally valid here.
There
being no genuine issue as to the essential material fact put in issue by
respondent’s motion, respondent is entitled to judgment as a matter of law; and
complainant’s cross motion is denied and dismissed.
Respondent’s
motion here is functionally equivalent to a motion to dismiss for failure to
state a claim or a motion for judgment on the pleadings. In those kind of
cases, the movant denies the sufficiency of the truth of his adversary’s
allegations. Thus having found that § 132(a) is invalid in law, the citation
should be vacated.
ORDER
Citation
1 and its correlative penalty are vacated.
J. PAUL BRENTON
JUDGE
Dated: February 7, 1980
Atlanta, Georgia
[1] Section 1910.132
states in its entirety:
§ 1910.132 General requirements.
(a) Application. Protective equipment,
including personal protective equipment for eyes, face, head, and extremities,
protective clothing, respiratory devices, and protective shields and barriers,
shall be provided, used, and maintained in a sanitary and reliable condition
wherever it is necessary by reason of hazards of processes or environment,
chemical hazards, radiological hazards, or mechanical irritants encountered in
a manner capable of causing injury or impairment in the function of any part of
the body through absorption, inhalation or physical contact.
(b) Employee-owned equipment. Where
employees provide their own protective equipment, the employer shall be
responsible to assure its adequacy, including proper maintenance, and
sanitation of such equipment.
(c) Design. All personal protective equipment shall be of safe design and construction for the work to be performed.
[2] We sever this case from No. 78–1443, with which it had been consolidated. Commission Rule 10, 29 C.F.R § 2200.10.
[3] Section 1(e), 41 U.S.C. § 35(e).
[4] Section 4, 41 U.S.C. § 38.
[5] Section 10 as amended in 1952, 41 U.S.C. § 43a. Section 4(2) of the APA, 5 U.S.C § 553(a)(2), makes APA rulemaking procedures inapplicable to government contract matters.
[6] The final standard included a sentence that did not appear in the proposed standard. The new sentence stated that ‘All personal protective equipment shall be of safe design and construction for the work to be performed.’ Some changes were also made in another sentence dealing with employee-provided equipment.
[7] Section 6(a)
states:
Without regard to chapter 5 of title 5, United States Code, or to the other subsections of this section, the Secretary shall, as soon as practicable during the period beginning with the effective date of this Act and ending two years after such date, by rule promulgate as an occupational safety or health standard any national consensus standard, and any established Federal standard, unless he determines that the promulgation of such a standard would not result in improved safety or health for specifically designated employees. In the event of conflict among any such standards, the Secretary shall promulgate the standard which assures the greatest protection of the safety or health of the affected employees.
[8] National consensus
standards are defined in section 3 (9) of the Act, 29 U.S.C. § 652(9), as:
. . . any occupational safety and health standard or modification thereof which (1), has been adopted and promulgated by a nationally recognized standards-producing organization under procedures whereby it can be determined by the Secretary that persons interested and affected by the scope or provisions of the standard have reached substantial agreement on its adoption, (2) was formulated in a manner which afforded an opportunity for diverse views to be considered and (3) has been designated as such a standard by the Secretary, after consultation with other appropriate Federal agencies.
[9] The other laws are the Service Contract Act of 1965, 41 U.S.C. §§ 351–358; the Contract Work Hours and Safety Standards Act, 40 U.S.C. § 333 (usually known as the Construction Safety Act); the Longshoremen’s and Harbor Workers’ Compensation Act, 33 U.S.C. §§ 901–950 (‘the LHWCA’); and the National Foundation on Arts and Humanities Act of 1965, 20 U.S.C. §§ 951–960. Section 4(b)(2) is reproduced in its entirety at note 12, infra.
[10] Unlike Rockwell, this case does not present the question of whether a standard is invalid because it is substantially different from its source standard. See also Kennecott Copper Corp., 76 OSAHRC 81/A2, 4 BNA OSHC 1400, 1976–77 CCH OSHD ¶ 20,860 (No. 5958, 1976), aff’d, 577 F.2d 1113 (10th Cir. 1977) (change in national consensus standard). We also do not have before us a claim that § 1910.132(a) is invalid because it is vague or otherwise violates the due process clause of the Fifth Amendment. See, e. g., Owen Corning Fiberglas Corp., 79 OSAHRC 26/D6, 7 BNA OSHC 1291, 1979 CCH OSHD ¶23, 509 (No. 76–4990, 1979) (vagueness of § 1910.132(a)), appeal filed, No. 79–2516 (5th Cir. June 26, 1979).
[11] Webster’s Third New International Dictionary, at 1581 (1971) lists the following meanings: ‘producing an appropriate or designed effect’, ‘efficacious’, ‘having the effect of acting: exerting force or influence’, and ‘operating’. The Random House Dictionary, at 1009 (1971) lists ‘operating, or exerting force or influence’, ‘having force; being in effect or operation: [e. g.,] laws operative in this city’ (exemplary italics omitted), and ‘effective or efficacious’.
[12] Section 4(b)(2)
states in its entirety:
The safety and health standards promulgated under the Act of June 30, 1936, commonly known as the Walsh-Healey Act (41 U.S.C. 35 et seq.), the Service Contract Act of 1965 (41 U.S.C. 351 et seq.), Public Law 91–54, Act of August 9, 1969 [the Construction Safety Act] (40 U.S.C. 333), Public Law 85–742, Act of August 23, 1958 [the LHWCA] (33 U.S.C. 941), and the National Foundation on Arts and Humanities Act (20 U.S.C. 951 et seq.) are superseded on the effective date of corresponding standards, promulgated under this Act, which are determined by the Secretary to be more effective. Standards issued under the laws listed in this paragraph and in effect on or after the effective date of this Act shall be deemed to be occupational safety and health standards issued under this Act, as well as under such other Acts.
[13] Former Secretary of Labor Shultz, the first witness to testify before the Senate Subcommittee on Labor, testified that ‘[t]he only Federal laws not confined to a specific industry are the Walsh-Healey Public Contracts Act and its companion legislation, the McNamara-O’Hara Service Contract Act.’ Occupational Safety and Health Act, 1970: Hearings on S.2193 and S.2788 Before the Subcomm. on Labor of the Senate Comm. on Labor & Public Welfare, 91st Cong., 1st & 2d Sess. 80 (1969–1970). Senators Williams and Javits, two of the drafters of the Act, were also aware of the adoption and coverage of the Walsh-Healey standards. id. at 402–403 (Senator Javits), and at 808–809 (Senator Williams) (remarks on noise standards). See also, e.g., id. at 1003 (remarks of Mr. Mittelman minority counsel, on noise standard); at 150 (Dr. Key, Director of Bureau of Occupational Safety and Health, Dept. of HEW); at 630–631 (Mr. Ralph Nader); at 834 (Mr. Veneri, Electrical Workers); and at 1313 (final Walsh-Healey standards reproduced verbatim).
[14] That Congress did
not intend § 4(b)(2) to make § 6(a) superfluous or impair the Secretary’s
rulemaking authority under § 6(a) is clear. See remarks of Representative
Steiger of Wisconsin, reprinted in Senate Committee on Labor and Public
Welfare, 92d Cong., 1st Sess., Legislative History of the Occupational Safety
and Health Act of 1970, at 1217 (1971) (‘Leg. Hist.’); see also Atlantic & Gulf Stevedores, Inc., 75 OSAHRC 47/A2, 3
BNA OSHC 1003, 1008 & n.8, 1974–75 CCH OSHD ¶19,526, pp. 23,301–23,302
& n.8 (No. 2818 etc. 1975), aff’d,
534 F.2d 541 (3d Cir. 1976).
Section 4(b)(2), in addition to indicating that Walsh-Healey standards would be established federal standards within the contemplation of § 3(10), also made those standards ineffective under the Walsh-Healey Act only after they, or corresponding national consensus standards found to be more effective, had been adopted under § 6(a). Until then, the Walsh-Healey standards could have been enforced against government contractors under the Walsh-Healey Act or the Occupational Safety and Health Act. See Atlantic & Gulf Stevedores, 3 BNA OSHC at 1007–1008, 1974–75 CCH OSHD at pp. 23,301–23,302; S. Rep. No. 91–1282, 91st Cong., 2d Sess., at 22 and 27 (1970) (‘S. Rep.’), reprinted in Leg. Hist. at 141, 162 and 167; H.R. Conf. Rep. No. 91–1765, 91st Cong., 2d Sess., at 33 (1970) (‘Conf. Rep.’), reprinted in Leg. Hist. at 1154, 1186; Leg. Hist. at 1204 (remarks of Representive Perkins), and at 1216–1217 (remarks of Representive Steiger).
[15] We have considered also whether the words ‘in effect’ in the phrase ‘in effect on or after the effective date of this Act’ in § 4(b)(2) could be construed to mean ‘valid’. We conclude, however, that ‘in effect’ refers simply to the effective date of the standards.
[16] Noblecraft Industries, Inc. v. Secretary of Labor, 614 F.2d at 203; accord, Deering Milliken, Inc. v. OSHRC, 630 F.2d 1094, 1096 (5th Cir. 1980) (Congress adopted abbreviated procedure because it ‘perceived the industrial safety problem to be severe’).
[17] S. Rep. at 5–6,
Leg. Hist. at 145–146. The Senate committee stated:
Consensus Standards, Established Federal
Standards, Proprietary Standards.—Within two years after enactment, the
Secretary would be required by section 6(a), to promulgate all national
consensus standards and all established Federal standards unless he determines
that a standard would not result in improved safety or health for all or some
of the affected employees. If there is a conflict among standards, the
Secretary shall promulgate that which assures the greatest protection for the
affected employees.
The purpose of this procedure is to
establish as rapidly as possible national occupational safety and health
standards with which industry is familiar. These standards may not be as
effective or as up-to-date as is desirable, but they will be useful for
immediately providing a nationwide minimum level of health and safety.
Two private organizations are the major
sources of consensus standards: the American National Standards Institute,
Inc., and the National Fire Protection Association. Since, by the Act’s
definition, a ‘consensus standard’ is one which has been adopted under
procedures which have given diverse views an opportunity to be considered and
which indicate that interested and affected persons have reached substantial
agreement on its adoption, it is appropriate to permit the Secretary to
promulgate such standards without regard to the provisions of the
Administrative Procedure Act.
The bill also provides for the issuance in
similar fashion of those standards which have been issued under other Federal
statutes and which under this act may be made applicable to additional
employees who are not under the protection of such other Federal laws. Such
standards have already been subjected to the procedural scrutiny mandated by
the law under which they were issued; such standards, moreover, in large part,
represent the incorporation of voluntary industrial standards.
Promulgation, Revision and Revocation of
Standards.—The consensus and other standards issued under section 6(a) would
provide a sound foundation for a national safety and health program.
Id. See also Conf. Rep. at 33–34, Leg. Hist. at 1186–1187.
[18] S. Rep. at 6, Leg. Hist. at 146.
[19] See also Leg. Hist. at 995 (remarks of Rep. Steiger).
[20] For example, in NIC it was claimed that nearly all of 29 C.F.R. Part 1926 was invalidly adopted under the Construction Safety Act because, contrary to the APA, it was published in the Federal Register less than 30 days before its effective date.
[21] NIC is the only court decision to have confronted the narrow question we examine here. Although recently two courts of appeals have expressly declined to follow NIC, neither of those cases concerned the validity of ancestor standards. Deering-Milliken Inc. v. OSHRC, supra note 16 (modification under the Act of Walsh-Healey standard without following § 6(b) rulemaking procedures); Marshall v. Union Oil Co., 616 F.2d 1113 (9th Cir. 1980) (same as to national consensus standard). Despite the breadth of its reasoning, we read NIC in light of the particular challenge posed before the court.