Some personal identifiers have been redacted for privacy purposes.
United States of America
OCCUPATIONAL SAFETY AND HEALTH REVIEW COMMISSION
1120 20th Street, N.W., Ninth Floor
Washington, D.C. 20036-3457
SECRETARY OF LABOR, |
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Complainant, |
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v. |
| OSHRC DOCKET NO. 20-0066 |
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Respondent. |
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APPEARANCES:
Patrick L. DePace, Esquire
Department of Labor, Office of the Solicitor, Cleveland, Ohio
For the Secretary
Tod T. Morrow, Esquire
Morrow & Meyer LLC, Canton, Ohio
For Respondent
BEFORE:
Dennis L. Phillips
Administrative Law Judge
DECISION AND ORDER
This proceeding is before the Occupational Safety and Health Review Commission (the Commission) pursuant to § 10(c) of the Occupational Safety and Health Act of 1970, 29 U.S.C. § 659(c) (the Act).
A one-day in-person trial was held in Cleveland, Ohio on August 10, 2021. Three witnesses testified at the trial: CO Escalona, and Messrs. Lint and Respondent’s Field Supervisor Kenneth Williamson. (Tr. 19, 156, 202). Post-trial briefs were filed by both parties, as well as reply briefs.
The key issues in dispute are whether the Secretary established that hazardous slopes are a recognized hazard for riding mowers, whether the Secretary proposed a feasible abatement for the asserted hazard, and whether Enviroscapes had knowledge of the hazardous condition at the Clarington worksite.
As set forth below, the Court finds the Secretary has not proven his prima facie case for Citation 1, Item 1, thus the citation is vacated. With respect to Citation 2, Item 1, the Court finds the Secretary proved his prima facie case, affirms the citation, and assesses a penalty of $6,630.
I. Jurisdiction
Based upon the record, the Court finds Respondent, at all relevant times, was engaged in a business affecting commerce and was an employer within the meaning of sections 3(3) and 3(5) of the Act, 29 U.S.C. §§ 652(3) and (5). (Tr. 15). The Court finds the Commission has jurisdiction over the parties and subject matter in this case.
II. Admitted Facts
The following facts were set forth in the parties’ joint pretrial statement and read into the trial record. (Tr. 14-16; Joint Pretrial Statement, p. 3; C-1, at pp. 1-2).
“Respondent is, and at all times relevant to this proceeding was, a corporation with an office and place of business at 7727 Paris Avenue in Louisville, Ohio.” (Tr. 15).
“Respondent is, and at all times relevant to this proceeding was, engaged in landscaping.” (Tr. 15).
“At all times relevant to this proceeding Respondent had a workplace in Clarington, Ohio where it was engaged in landscaping.” (Tr. 15).
“At all times relevant to this proceeding Respondent was engaged in a business affecting interstate commerce in that Respondent was engaged in purchasing and using goods or materials which had been moved in interstate commerce.” (Tr. 15).
“At all times relevant to this proceeding, Respondent was an employer employing employees at its worksite located in Clarington, Ohio.” (Tr. 15).
“Respondent failed to report to OSHA within 24 hours the amputation suffered by employee [redacted] on July 25, 2019, while working for Respondent.” (Tr. 15-16).
III. Findings of Fact
A. Background
1. Company history, business and clients
Enviroscapes is a landscaping services company based in Louisville, Ohio. (Tr. 15, 26, 204-05). Enviroscapes provides commercial landscaping services that include mowing, landscape maintenance, and snow removal. (Tr. 15, 20). Respondent provides most of its services during the mowing season, April through November. (Tr. 77). Enviroscapes’ clients are primarily commercial properties scattered throughout Ohio, Pennsylvania, West Virginia and Kentucky. (Tr. 20, 157). The size of a client’s property ranged from small up to 50 acres. (Tr. 93, 176-77).
Todd Pugh, the owner and Chief Executive Officer (CEO), founded Respondent in 1987. (Tr. 164). Mr. Lint has worked for Respondent for over 20 years. He has been the Director of Operations since 2012. (Tr. 156-57). Mr. Lint oversees the operations and sales for the company by working directly with branch managers and the company’s CEO and Chief Financial Officer (CFO). (Tr. 158). Mr. Williamson has been with Respondent for thirteen years, the last ten as a field supervisor. (Tr. 21). As of July 2019, Enviroscapes had six branch offices. (Tr. 162).
Enviroscapes is an active participant in the lawn maintenance industry; they consult with manufacturers, they attend five to eight trade shows per year, and the owner has several industry-related patents. Mr. Lint also participates in several industry peer groups. (Tr. 183-84). Mr. Lint testified that it was industry practice to prohibit the use of riding mowers on slopes greater than 20 degrees. (Tr. 184).
2. Company structure & mowing process
Mr. Williamson is one of four management employees at Respondent’s Canton, Ohio branch office. (Tr. 21, 73). Respondent has about 240 to 250 employees. (Tr. 157). The Canton branch has about 20 to 23 employees and provides services for 200 to 250 property sites either weekly or every other week. (Tr. 22, 74). Mr. Williamson’s duties include scheduling, equipment maintenance, worksite observation, quality checks, and safety of the crews he supervises. (Tr. 21, 32-33). He typically supervises six to nine landscaping crews. (Tr. 21). Each crew consists of two or three employees. Each crew has a dedicated route of mowing locations, and the crews work in the same locations each week. (Tr. 21-22). Mr. Williamson testified that he goes to each work site about every two to three weeks. (Tr. 67).
A crew may be responsible for between ten to seventy sites per week. (Tr. 22). A customer’s property can take as little as 15 minutes to mow, and a large location can take several hours. (Tr. 93). Crews are provided with a digital site map, riding mowers, string trimmers (also known as “weed eaters”), flags and marking paint to perform work at their assigned sites. (Tr. 44-45, 63, 81, 87; S. Br. 18).
3. The Clarington worksite
The Clarington site had two slopes that required the use of a string trimmer rather than a walk-behind or riding mower, because of a steep slope or proximity to the gas pipeline. (Tr. 41-45, 81-82). The remaining 25-33% of the site could be cut with the riding mower. (Tr. 83). The mower used at the Clarington site was a Toro GrandStand Multi Force Mower, Model 74523, Serial No. 404862996. (Tr. 56, 187). Mr. Lint testified that the GrandStand Multi Force Mower with 52in or 60in TURBO FORCE Cutting Unit Operator’s Manual for Model No. 74523, Serial No. 316000001 and Up, Form No. 3415-584, Revision C, copyright 2018 (Employer’s Manual) at Exhibit C-17 applied to the mower ridden by Mr. [redacted] at the job site on July 25, 2019. (Tr. 185-87; C-17).
Mr. Williamson testified that he had been to the Clarington site four or five times prior to July 25, 2019. (Tr. 40). He had not seen any hazards at the worksite that were not included on the Clarington site’s digital map. (Tr. 45-46). Mr. Williamson had observed Mr. [redacted] work several times at various other sites where he also walked him through what areas were safe to mow and what areas needed to be done by hand with the weed-eater. He did not walk Mr. [redacted] through what areas were safe to mow at the Clarington Site. (Tr. 71, 87-88, 123).
B. Accident on July 25, 2019
After his release from the hospital, Mr. [redacted] continued to have follow-up medical care in Pittsburgh. (Tr. 174). Mr. [redacted] did not return to work at Enviroscapes. (Tr. 147, 173).
C. Respondent’s post-accident review
Enviroscapes conducted an internal review of the accident. Messrs. Williamson, Lint, Dallas May (Canton Branch Manager), and the company’s CFO, Cyndy Host, were involved in the accident review. (Tr. 91, 111, 158-59, 174, 178-79, 188).
Mr. Williamson returned to the Clarington site the day after the accident. (Tr. 72, 91-92). During the two visits to the site after the accident, he observed, based on the mower’s tracks, that one area (to the left of the area that was the subject of the accident area) had been mowed side-to-side, horizontal to the slope. (Tr. 95-96, 106-07; Ex. R-H). He also observed a second area at the site that had been mowed up-and-down, vertically with the slope (marked as “B” on Ex. R-G). (Tr. 107; Ex. R-G). Because the second area was sloped, that area should also have been mowed side-to-side in accordance with company policy. (Tr. 106-07, 143-44, 146, 148, 152). On Enviroscapes’ digital map, both of these slopes allowed the use of a riding mower. (Tr. 106-07, 143-44, 146; Exs. R-G, R-H). There was no indication the riding mower had been used in any part of the worksite with slopes over 20 degrees. (Tr. 96-97).
Mr. Lint was at the Clarington site the day after the accident. (Tr. 177). Based on Mr. Williamson’s pictures, he had a general idea of where the rut was located. (Tr. 177-78). Even so, he could not see the rut immediately, but when he “walked like baby steps” he was able to feel the rut with his feet. (Tr. 177-78). Mr. Lint observed the rut was covered by grass. (Tr. 177). He saw that the sloped area above the rut (Ex. C-12, at “B”) had been mowed up and down based on the mowing lines. (Tr. 189).
Mr. Lint had Mr. May obtain Mr. [redacted]’ written statement two or three days after the accident when Mr. [redacted] had returned to Canton. (Tr. 50, 188, 190). Norma Camacho, an Enviroscapes employee, later translated the written statement from Spanish into English. (Tr. 159-60; Ex. C-5).
D. Digital maps
Respondent has a digital map for all of the property sites it mows. The sales team initially creates the digital site map when the company bids for a mowing contract. (Tr. 35-36, 162). When owners of a property become a client, a branch field supervisor (such as Mr. Williamson) does a walk-through of the site with the sales account manager and the map is updated with hazard information. Mowing zones are determined before the property is added to a crew’s route. (Tr. 35-36, 122). Slopes greater than 20 degrees are identified as hazards on the map. (T. 139, 143, 152-53; Exs. R-K, C-17, p. 7). Other hazards are also identified on the map, such as holes, ruts and rocks. (Tr. 36-37, 121-22, 153, 163). The map shows the hazard areas in purple. (Tr. 80-81, 122-23, 140-41, 144). Mr. Williamson testified that the area where Mr. [redacted] was mowing when the accident occurred would have been shown as green, indicating there was no identified hazard, on the map for the Clarington site on July 25, 2019. (Tr. 139, 144, 147-48; Ex. R-G at “B”).
The digital map is available to each crew through Enviroscapes’ digital routing system. (Tr. 122). A field supervisor can update the maps when changes or new hazards are identified. (Tr. 37-38, 163). Employees can access the map with their phones. (Tr. 76, 80-82, 122, 154, 162-63; Ex. R-K).
E. Respondent’s Safety Measures
1. Training of employees
Each mowing season there is a three to four hour “spring cleanup” training for all returning employees, and for new employees there is a 3-day initial spring training. (Tr. 77, 112-14; Exs. R-A through R-C). Safety is a covered topic in both trainings. (Tr. 78). In addition, there are monthly safety meetings and each morning there is a huddle at the start of the shift where safety issues are discussed. (Tr. 78). In 2019, Mr. [redacted] attended both the 3-day initial spring training and spring cleanup training provided by the company. (Tr. 75, 112-17, 142).
The 3-day new employee spring training is required for any employee that had not worked for Respondent in the prior twelve months, even if they worked for Respondent at some time in the past. (Tr. 75, 165). The first training day is onboarding at the corporate office in Louisville, with classroom training in the morning, and field training in the afternoon. (Tr. 27, 165-66). The next two days of training are at the branch location where the employee is assigned. (Tr. 26, 166-67). For the first hour, the new hire has time alone with the field supervisor or branch manager and then joins the rest of the employees for the two days of training at the branch office. On the final day the employee is introduced to his assigned crew. (Tr. 26-27, 166-67).
Most of the training is hands-on in field conditions. (Tr. 27-29, 31, 192). Training includes how to work on hills, slopes, near poles, trees and operating manual’s instructions for equipment on slope safety. (Tr. 22-23, 28-29, 31, 64). It is a company rule to not use a mower on slopes over 20 degrees.20 (Tr. 75-76, 85, 142, 152, 193-194). Employees are taught that slopes over 20 degrees must be cut using a string trimmer. (Tr. 45, 75-76, 85). For slopes under 20 degrees, employees are taught and required to mow across slopes rather than up and down. (Tr. 55, 67, 148, 152, 194).
Employees are also taught to use a string trimmer on a slope that is less than 20 degrees whenever they believe it would be unsafe to operate the riding mower, such as on wet grass or near a drop-off. (Tr. 28-29, 34-35, 75-76, 97-98). Enviroscapes considers walk-behind or push mowers too hazardous for use on a slope over 20 degrees. (Tr. 44-45).
Employees are trained to evaluate each site for hazards, such as changes in terrain, and to mark obstacles, such as holes, ruts, rocks and other hazards, with orange flags and marking paint. (Tr. 28-29, 44-45, 47, 64-65, 92-93, 99, 142). Crew members are to notify their supervisor of any new hazards found at a site, so the digital map can be updated. (Tr. 37-38, 76, 162-63). Mr. Williamson stated that it was not feasible for a crew to walk over each inch of a site prior to mowing because that would take more time than cutting the grass at the site. (Tr. 93-94, 176-77).
The cell phone number of the company’s owner, Todd Pugh, is provided to all employees and they are encouraged to call him or their supervisor if they have any questions or concerns about safety. (Tr. 79-80, 100, 168-169, 180-81).
Employees are trained on the instructions in the mower’s operating manual. (Tr. 64). The Employer’s Manual applicable to the mower used by Mr. [redacted] at the worksite on July 25, 2019 includes the following section on slope safety. (Ex. C-17, p. 7).
Slope Operation
All slopes and ramps require extra caution. If you feel uneasy on a slope, do not mow it.
• Remove obstacles such as rocks, tree limbs, etc. from the mowing area.
• Watch for holes, ruts or bumps, Tall grass can hide obstacles.
• Use caution near drop-offs, ditches, or embankments. The machine could suddenly turn over if a wheel goes over the edge of a cliff or ditch, or if an edge caves in.
• Use extra care with grass catchers or other attachments. These can change the stability of the machine.
• Keep all movements on slopes slow and gradual.
• Do not make sudden changes in speed or direction.
• Mow slopes side to side.
• Do not mow slopes greater than 20 degrees.
(Ex. C-17, p. 7).
Employees are also trained to use good judgement based on their training, sight, and experience in various scenarios. (Tr. 85, 181-82, 192-93).
2. Safety meetings
Mr. Williamson conducts monthly safety meetings with the crews to cover topics relevant to the current seasonal conditions. (Tr. 78, 117-19). For example, different equipment is used at the beginning of the season when the sites are cleaned up than the equipment used for the ongoing maintenance of the site throughout the season. (Tr. 118). Safety topics range from ladder safety, use of hedge shearers, bee stings, poison ivy, and backing a trailer. (Tr. 118). On the morning following Mr. [redacted]’ accident, there was a company-wide meeting to discuss the accident and ways to prevent it. (Tr. 198-200).
3. Supervision of employees
Field supervisors spend approximately 80 percent of their time out in the field, observing and monitoring the mowing crews with respect to safe work practices. (Tr. 32, 73-74, 78-79). Mr. Williamson monitors each of his crews in the field three to four hours each week. (Tr. 32).
The monitoring of the crew is documented on the company’s IPS digital system. (Tr. 32-33, 80-81). Before employees begin to cut grass at a site, management evaluates the property in terms of any safety hazards using digital maps generated by Respondent’s account managers on the initial walk-through. These digital maps show property boundaries, hazards, mowing frequency, vegetation control areas, fence lines and parking lots. (Tr. 80, 122, 140-41; Ex. R-K). The IPS digital system is available to all crew leaders and employees when they are going through their route. (Tr. 80-81, 122, 141). A digital map was available for the Clarington site on July 25, 2019 that showed which sections were to be weed-eated. (Tr. 81-82, 122). Mr. Williamson testified that the accident did not occur in an area where the ride-on mower was prohibited; i.e., in a no mow zone over 20 degrees. He said that the accident occurred close to a no mowing boundary, but was within a 15 to 20-degree slope area. (Tr. 83-84, 149). He identified the approximate area where the accident occurred on the photograph at Exhibit C-12, at “A”, and the photograph at Exhibit R-H, at “C”. (Tr. 102-04, 109-10; Exs. C-12, R-H). Mr. Williamson also identified that part of the area shown on the photograph at Exhibit C-12, at “B” that had a slope less than 20 degrees. He said Mr. [redacted] was mowing up and down in that area prior to the accident. (Tr. 104, 147-48; Ex. C-12). He further identified the area where a weed eater would have been used on the photograph at Exhibit C-12, at “C”. (Tr. 105; Ex. C-12).
The monitoring documentation maintained within Respondent’s IPS digital system also includes whether a crew uses PPE, the quality of work, and safety compliance. (Tr. 33, 78-81). Mr. Williamson often observes a crew from a distance to ensure that the crew is unaware of his presence. (Tr. 65-66).
The crew is not required to document its review of the site conditions prior to mowing. (Tr. 47). During his field observations, Mr. Williamson can observe whether a crew has done a site review before starting work and is following safe work practices. (Tr. 32, 64-65, 78-79). Once or twice a week, Mr. Williamson asks a crew for a recap of site conditions at the end of a shift. (Tr. 47). Supervisors also verify compliance with slope safety procedures by examining the mowing marks at a site. (Tr. 66). The appearance of mowing tracks shows where the riding mower was used. The absence of such marks indicates that string trimmers were used. Mowing marks can also reveal the direction of the mowing; that is, whether the area was mowed side-to-side across the slope or vertically on the slope. (Tr. 49, 66-67; 95-96).
Mr. Lint spends 15-20% of his time in the field visiting various locations, helping the crews, or riding along and observing them. (Tr. 167-68). Mr. Lint works out of the corporate office in Louisville, Ohio. (Tr. 167, 197).
4. Discipline of employees
Respondent enforces safety compliance with coaching notices, also referred to as a “write-up”. (Tr. 79). The coaching notice is to make sure an employee is aware of his or her actions and any safety concerns. It is also used to coach employees to use better practices. (Tr. 79). In his ten years as a crew supervisor, Mr. Williams has given between 50 and 100 coaching notices. (Tr. 68, 119-20). Most of those notices were about PPE use—use of safety glasses, ear plugs, etc. (Tr. 68). Mr. Williamson could recall giving one coaching notice about eight years earlier to a crew that was using a mower on an unsafe slope. (Tr. 68-70). A couple of weeks after the notice was issued and the crew had been told to use a string trimmer to cut the slope, a riding mower turned over while being used on the slope. (Tr. 68-69). The crew was immediately terminated. (Tr. 68-69, 79, 165).
Mr. Williamson was Mr. [redacted]’ supervisor for the entire time Mr. [redacted] worked for Respondent from 2018 through 2019. (Tr. 115). Over the years, he had observed Mr. [redacted] on more than twenty occasions. (Tr. 74, 87-88). During the 18 months before the accident, he had observed Mr. [redacted] working safely on slopes at two or three sites. (Tr. 123). Mr. Williamson testified that Mr. [redacted] was very detailed in his work, “very intentional on safety”, and performed his job correctly. (Tr. 88).
F. OSHA Inspection
Slope Safety
Slopes are a major factor related to loss of control and rollover accidents, which can result in severe injury or death. You are responsible for safe slope operation. Operating the machine on any slope requires extra caution. Before using the machine on a slope, do the following:
– Review and understand the slope instructions in the manual and on the machine.
– Evaluate the site conditions of the day to determine if the slope is safe for machine operation. Use common sense and good judgment when performing this evaluation. Changes in the terrain, such as moisture, can quickly affect the operation of the machine on a slope.
• Operate across slopes, never up and down. Avoid operation on excessively steep or wet slopes.
• Identify hazards at the base of the slope. Do not operate the machine near drop-offs, ditches, embankments, water, or other hazards. The machine could suddenly roll over if a wheel goes over the edge or the edge collapses. Keep a safe distance (twice the width of the machine) between the machine and any hazard. Use a walk-behind machine or a handheld tool to operate in these areas.
• Avoid starting, stopping, or turning the machine on slopes. Avoid making sudden changes in speed or direction; turn slowly and gradually.
• Do not operate a machine under any conditions where traction, steering or stability is in question. Be aware that operating the machine on wet grass, across slopes or downhill may cause the machine to lose traction. Loss of traction to the drive wheels may result in sliding and a loss of braking and steering. The machine can slide even if the drive wheels are stopped.
• Remove or mark obstacles such as ditches, holes, ruts, bumps, rocks, or other hidden hazards. Tall grass can hide obstacles. Uneven terrain could overturn the machine.
• Use extra care while operating with accessories or attachments. These can change the stability of the machine and cause a loss of control. Follow directions for counterweights.
• If you lose control of the machine, step off and away from the direction of travel of the machine.
IV. Citations
A. Citation 1, Item 1
General Duty Clause Violation
To prove a violation of section 5(a)(1) of the Act, also known as the general duty clause, the Secretary must demonstrate by a preponderance of the evidence that: (1) a condition or activity in the workplace presented a hazard to employees; (2) the employer or its industry recognized the hazard, (3) the hazard was likely to cause death or serious physical harm, and (4) a feasible and effective means existed to eliminate or materially reduce the hazard. Arcadian Corp., No. 93-0628, 2004 WL 2218388, at *7 (O.S.H.R.C., Sept. 30, 2004). (S. Br. 25, 27). The Secretary must also show that the employer knew or with the exercise of reasonable diligence could have known of the hazardous condition. Otis Elevator Co., No. 03-1344, 2007 WL 3088263, at *2 (O.S.H.R.C., Sept. 27, 2007).
The Secretary asserts the hazard was “hazardous slope operations” for a riding mower. (S. Br. 26; S. Reply Br. 1-3). The Secretary asserts the hazard is recognized both by the Respondent and by the landscaping industry. (S. Br. 26). The Secretary asserts the feasible means of abatement for hazardous slopes is the use of a string trimmer and marking ruts and holes prior to mowing. (Id. at 33-34). Further, the Secretary asserts Respondent’s knowledge of the hazard is shown by the training it provides to employees on the proper use of mowers on slopes and the digital site map that indicated a large portion of the grass at the Clarington site could not be cut with a riding mower. (Id. at 35-36).
1. Hazard Definition and Recognition
For a general duty clause violation, the Secretary must identify the hazard “in a way that apprises the employer of its obligations and identifies conditions or practices over which the employer can reasonably be expected to exercise control.” Arcadian Corp., 2004 WL 2218388, at *7. “The adequacy of the employer's work practices to reduce the risk of, or prevent the occurrence of, the hazard is a separate issue from the question of how the recognized hazard is defined.” Id. at *8. The “Commission has held that it is the hazard, not the specific incident that resulted in injury or might have resulted in injury, that is the relevant consideration in determining the existence of a recognized hazard.” Id. at *9.
“A safety hazard at the worksite is a condition that creates or contributes to an increased risk that an event causing death or serious bodily harm to employees will occur.” Baroid Div. of NL Indus., Inc. v. Occupational Safety & Health Review Comm’n, 660 F.2d 439, 444 (10th Cir. 1981). (S. Br. 26). Here the hazard is defined as hazardous slope operations for a riding mower. The employee is exposed to harm due to improper operation of a riding mower on a slope, including use of a mower on a slope that is too steep or encountering a hidden ground hazard on a slope.
Hazard recognition “may be shown by proof that ‘a hazard ... is recognized as such by the employer’ or by ‘general understanding in the [employer's] industry.”’ Otis Elevator Co., 2007 WL 3088263, at *4 quoting Kokosing Constr. Co., No. 92-2596, 1996 WL 749961, at *4 (O.S.H.R.C., Dec. 20, 1996).
For the reasons set forth below, the Court finds that Respondent recognizes there are hazards affiliated with use of a riding mower on a slope. The Court also finds the industry has recognized hazards affiliated with use of a riding mower on a sloped area, as demonstrated by the two Toro operator’s manuals in evidence. (Exs. C-7, C-17). Operator Manuals can serve to establish industry recognition of a hazard. Elite Builders, Inc., No. 16-0119, 2017 WL 4083647, at *18 (O.S.H.R.C.A.L.J., Aug. 2, 2017.
Enviroscapes’ recognition of the hazard of hazardous slope operation for a riding mower is demonstrated through its work rules, digital site map, and training. See Integra Health Mgmt., Inc., No. 13-1124, 2019 WL 1142920, at *8 (O.S.H.R.C., Mar. 4, 2019) (“Work rules addressing a hazard have been found to establish recognition of that hazard.”)
Enviroscapes’ work rules address the use of a riding mower on slopes. For a slope over 20 degrees, use of a riding mower is prohibited. (Tr. 35, 75, 85, 152, 193-94). For lesser slopes, employees are required to mow across a slope (horizontally), not up-and-down (vertically). (Tr. 55, 67, 148, 152, 194).
The digital map for each site identifies the slopes over 20 degrees as a hazard area where riding mowers are not allowed. (Tr. 139, 143, 152-53; Ex. R-K). The hazard areas are shown in purple on the digital map. (Tr. 80-81, 122-23, 140-41).
The two Toro operator’s manuals in evidence show industry recognition of the hazard of using a riding mower on a slope. (Exs. C-7, C-17). The Employer’s Manual had a section entitled “Slope Operation” that identified special guidelines for use of the riding mower on a slope. (Ex. C-17). This slope safety section included a general statement that “[a]ll slopes and ramps require extra caution” and listed several guidelines for operating on slopes, such as, to watch for holes, ruts, or bumps; to use caution near drop-offs, ditches, and embankments; to keep movement slow and gradual; to mow slopes side-to-side; and to not use the mower on slopes greater than 20 degrees. (Tr. 135; Ex. C-17, pp. 7-8).
The CO’s Website Manual included a section entitled “Slope Safety.” (Tr. 213-14; Ex. C-7, pp. 14-15). The section had a general caution that “slopes are a major factor related to loss and control . . . [o]perating the machine on any slope requires extra caution” and to operate across a slope (not up and down), to avoid operating on excessively steep or wet slopes, to avoid sudden changes in speed or direction, to remove or mark obstacles such as ruts, bumps or hidden hazards, and to not operate where conditions affect traction, steering or stability. (Ex. C-7, pp. 14-15). The Court finds the two Toro operator’s manuals show the landscaping industry recognizes there are hazards in operating a riding mower on a slope. See Young Sales Corp., No. 8184, 1979 WL 8441, at *2 (O.S.H.R.C., May 1, 1979) (manufacturer's warning as probative evidence of existence of recognized hazard under general duty clause).
The Court finds that both Enviroscapes and the landscaping industry recognize there are hazards when operating a riding mower on a slope. (S. Br. 37).
2. Exposure to condition/activity that presented a serious hazard.
The Secretary must prove employees were exposed to the asserted hazard and it was likely to cause death or serious physical harm.” Peacock Engineering, Inc., No. 11-2780, 2017 WL 3864205, at *5 (O.S.H.R.C., Apr. 27, 2017). The criterium is “whether, if an accident occurs, the results are likely to cause death or serious harm.” Id. Respondent does not dispute that the hazard is serious.
Enviroscapes has work rules regarding the use of a riding mower on a slope to mitigate the hazard presented. Employees are to either mow across the slope or use a string trimmer to cut the grass. Here, the likely harm resulting from an accident with the riding mower includes contact with the blades that can result in amputation, which is undisputedly a serious injury. (S. Br. 35).
Mr. [redacted] was exposed to the hazard of operating a riding mower on a slope. Here, he operated the riding mower up-and-down the slope, instead of side-to-side. He fell from the mower and the mower ran over his hand, resulting in the amputation of two fingers and two fingertips.
3. Abatement
The Secretary must set forth proposed abatement measures and show those measures are feasible and will materially reduce the incidence of the hazard. Arcadian Corp., 2004 WL 2218388, at *7. The “Secretary has the burden of coming forward with evidence on the feasibility issue.” Whirlpool Corp. v. OSHRC, 645 F.2d 1096, 1098 (D. C. Cir. 1981).
In Citation 1, Item 1, the Secretary sets forth three methods to abate the hazard of operating on a hazardous slope. First, is to “follow the guidelines in the Operator’s Manual. . . Model No. 74523 . . . Slope Safety.” The second is to “use walk behind machines or hand held tools, such as but not limited to string trimmer.” And, finally to “use markers to identify holes or abrupt changes to the terrain.” (Citation, 1, Item 1, p.6; S. Br. 23).
When an employer already has abatement measures in place, it is the Secretary’s burden to set forth additional specific measures that would materially reduce the hazard beyond what an employer already had in place. See Sec’y of Labor v. U.S. Postal Serv., Nat’l Ass’n of Letter Carriers, No. 04-0316, 2006 WL 6463045, at *7 (O.S.H.R.C., Nov. 20, 2006) (the Secretary failed to show that reflective material on postal uniform was less effective than ANSI-compliant garment); see also, Pepperidge Farm, Inc., No. 89-265, 1997 WL 212599, at *51 (O.S.H.R.C., Apr. 26, 1997) (citation vacated where the Secretary did not identify additional steps that were feasible and reduced the hazard); Cerro Metal Prod. Div., Marmon Grp., Inc., No. 78-5159, 1986 WL 53467, at *6 (O.S.H.R.C., May 7, 1986) (vacating citation where record evidence did not show a “specific, feasible additional step” that employer could have taken to abate the hazard).
a. The Operator’s Manuals
With respect to the Secretary’s proposed abatement of following the guidelines of the Toro Operator’s Manual, two Toro operator’s manuals were placed into evidence. The first, at exhibit C-7, is the CO’s Website Manual that the CO found when he searched the online Toro website. (Tr. 214; C-7). The second, at Exhibit C-17, is the Employer’s Manual from Enviroscapes’ Canton Branch Office. Mr. Williamson testified that Respondent follows the safety guidelines in the Employer’s Manual, including the guidelines and instructions in the section called Slope Safety. (Tr. 63-64, 131; Ex. C-17). He said that the Employer’s Manual is the most current manual that he had in his possession. (Tr. 129-31, C-17). He said that the Employer’s Manual was the manual for the mower that was involved in the accident. (Tr. 131).
The Secretary acknowledges that Enviroscapes trains employees to follow the guidelines of the Employer’s Manual. (S. Br. 31, 34). Mr. Williamson testified that Respondent’s employees are trained to comply with the general rule outlined in the Employer’s Manual that it is unsafe to mow slopes that have a slope of over 20 degrees. (Tr. 85, 128; Ex. C-17). The CO’s Website Manual does not mention any specific degree of slope. It says only to “[e]valuate the terrain to determine the appropriate equipment .…” (Tr. 86; Ex. C-7, p. 11). Respondent’s employees do not actually measure the degree of every slope prior to mowing. They rely upon their experience, sight, common sense, and training to ascertain whether or not a slope is greater than 20 degrees. (Tr. 84-86, 123-25, 181-82; Ex. C-17, p. 7). The Secretary does not propose additional specific abatement measures related to following the operator’s manual beyond those Enviroscapes had in place. Thus, the proposed abatement measure of following the operator’s manual was already implemented by Respondent.
b. The use of a string trimmer or walk-behind machine
The Secretary asserts the use of a walk-behind machine or handheld tools, such as a string trimmer, would substantially eliminate the hazards related to mowing on a slope.41 (S. Br. 23, 27, 33-34). The Secretary acknowledges that Respondent provided its crews with string trimmers. (S. Br. 34).
Respondent provided string trimmers to each crew and required its employees to use a string trimmer, rather than the ride-on mower, on slopes over 20 degrees. (Tr. 44-45, 84-86). Respondent provides a digital map of each worksite, which identifies the areas where a ride-on mower is not allowed and that a string trimmer must be used (mowing areas with no hazards are shown in green; hazard areas are shown in purple). (Tr. 80-81, 122-23, 140-41, 143; Ex. R-K). For the slopes over 20 degrees, Respondent finds the use of a string trimmer eliminates the hazard.42 A walk-behind mower is not allowed as Respondent believes it is just as hazardous as a riding mower on a 20-degree-plus slope. (Tr. 44-45).
For the lower sloped areas (less than or equal to 20 degrees), the Respondent required its employees to mow across the slopes, side-to-side, rather than up-and-down. (Tr. 55, 67, 148, 152; Ex. C-17, p. 7). The Secretary did not propose this particular abatement method. Nonetheless, the CO’s Website Manual states the mower should be “[o]perate[d] across slopes, never up and down,” which is consistent with Respondent’s work rule. (Ex. C-7, pp. 14-15). The Employer’s Manual states the operator should “[m]ow slopes side to side.” (Ex. C-17, p. 7). Neither manual prohibits the use of a riding mower on every slope. (Exs. C-7, C-17).
Additionally, Respondent trains its employees to evaluate the site conditions and not use the riding mower when the grass is wet, due to possible lack of traction. (Tr. 28-29, 34-35, 46, 97-98). Employees are trained to seek guidance from a supervisor when site conditions are not ideal, and the supervisor then tells them to either use a string trimmer or skip that area. (Tr. 76-77, 100, 168-69). The Secretary did not specify this method of abatement; it was already included in Respondent’s work rules and training regarding cutting grass on slopes.
c. Marking ruts, holes or other hazards
The Secretary also asserts that marking holes, ruts, and other hidden hazards prior to mowing will substantially eliminate the hazards affiliated with mowing on a slope. (S. Br. 27, 34). The Secretary acknowledges that Enviroscapes provided flags to employees for marking holes, ruts or other hidden hazards and a digital map showing hidden hazards, such as holes, that had previously been identified at a worksite. (S. Br. 17, 19, 21, 27, 34). The Secretary also acknowledges that Enviroscapes trained its employees to evaluate the site for hazards, such as ruts and holes. (S. Br. 17).
The Secretary seems to suggest that Respondent should implement an additional measure with respect to marking holes and ruts. The Secretary states generally that Respondent needs to implement a method to confirm whether its employees actually evaluate each worksite for new hidden hazards and whether the provided flags are actually used to mark hazards prior to mowing. (S. Br. 38, 40-41). The Secretary asserts that Respondent cannot simply rely on its employees to follow their training. (S. Br. 38). And that before “relying extensively on employee judgment, Respondent should have some means to confirm that employees were appropriately identifying previously undetected hazards, such as ruts and holes that had not existed when the map was created.” (S. Br. 41)
Respondent asserts that it “works hard to verify that employees follow” its rules and practices on safe mowing. (R. Br. 20). Toward that end, Respondent’s field supervisors spend about 80% of their time in the field observing work crews at various sites. Each crew is supervised three to four hours each week. A crew is responsible for between ten to seventy sites each week. The Canton branch alone services about 250 sites. (Tr. 22, 32, 73-74, 78-79, 87; R. Br. 20-21, R. Reply Br. 7).
The Secretary suggests that a manager could be at every site with every work crew just prior to operating a riding mower to verify whether the crew is actually identifying and eliminating hazards prior to work. (S. Br. 41; R. Br. 21). However, the Secretary also acknowledges it is not feasible for Respondent “to monitor crews on each worksite each day” in this way. (S. Br. 41-43, R. Reply Br. 5-6). Respondent argues that the general duty clause does not require the constant presence of a supervisor at the worksite citing to Brennan v. OSHRC (Hanovia Lamp Div.), 502 F.2d 946, 949 (3d Cir. 1974) (“requiring that each employee be constantly watched by a supervisor, would be totally impractical and in all but the most unusual circumstances, an unnecessary burden.”) and Conn. Light & Power Co., No. 85-1118, 1989 WL 223325, at *6 (O.S.H.R.C., Apr. 26, 1989) (rendering a workplace free of recognized hazards does not impose supervisory duties that require constant one-on-one supervision at the work site). (R. Br. 21, R. Reply Br. 7-10).
The Secretary points out what it sees as the flaws in the Respondent’s reliance on employees to review the site and report new hazards to the supervisor. The Secretary also states it is inadequate for the supervisor to inspect mowing tracks at a site to determine if Enviroscapes rules have been implemented. (S. Br. 41-42). However, the Secretary does not set forth an alternative means for Respondent to verify employees are always checking the site before mowing and using the flags to mark hazards. It is the Secretary’s burden to propose a feasible, effective means of abatement. Here, where the Respondent already implemented abatement measures, the Secretary must set forth specific additional measures beyond what the employer has in place. See Cerro Metal Prod. Div., Marmon Grp., Inc., 1986 WL 53467, at *6 (vacating citation where record evidence did not show a “specific, feasible additional step” that employer could have taken to abate the hazard).
The Secretary also seems to suggest that the crew could walk the entire site to detect any new hidden hazards, such as a rut or hole. (S. Br. 40-41). However, the Secretary did not provide evidence this would effectively identify new holes, ruts or similar hidden hazards at a worksite or if it would be a feasible means of abatement. Further, the Secretary seems to credit Respondent’s position that walking an entire site prior to mowing would not be feasible. (S. Br. 40). The Secretary’s suggestion that the entire worksite could be walked prior to mowing is unsupported and rejected.
The Court finds that Respondent already implemented the Secretary’s recommended abatement of following the operator’s manual, using a string trimmer on slopes, and marking holes and ruts with flags. Further, the Court finds that the Secretary did not provide evidence of an additional means of abatement that would be feasible and effective. See Pepperidge Farm, Inc., 1997 WL 2122599, at *51 (citation vacated where “the Secretary has not shown that the additional steps not taken by [employer] were feasible and that their efficacy in reducing the hazard was so compelling that the failure to have implemented them by the time of the inspection rendered [employer’s] process inadequate.”).
The Secretary did not carry his burden of setting forth an additional effective, feasible abatement beyond what the Respondent already had in place.
4. Knowledge,
The Secretary must show that the employer knew or with the exercise of reasonable diligence could have known of the hazardous condition. Peacock Eng'g, Inc., No. 11-2780, 2017 WL 3864205, at *2 (O.S.H.R.C., April 27, 2017). “The actual or constructive knowledge of a supervisor is imputable to the employer.” Jacobs Field Servs. N. Am., No. 10-2659, 2015 WL 1022393, at *3 (O.S.H.R.C., Mar. 4, 2015).
The Secretary asserts Respondent had actual knowledge that its “crew working on the Clarington, Ohio site were exposed to the hazards of operating a riding mower on slopes ….”
(S. Br. 37-39). The Secretary asserts that Respondent’s knowledge is shown through its evaluation of each site for hazards and its digital site map of hazardous slopes. (S. Br. 35-37). Specifically, the Clarington site had a large portion designated for the use of a string trimmer rather than a riding mower because it had a slope over 20 degrees. (S. Br. 36). However, the Secretary does not assert that Respondent had actual knowledge of the rut that seemed to cause the employee’s accident. (S. Br. 39).
However, Respondent asserts that it had no actual knowledge of the hidden tire rut and could not have known with reasonable diligence the rut existed or that it was not marked as a hazard before the accident. (Tr. 54, 92-93; R. Br. 25-26). Respondent asserts the rut was a new hazard at the site that was hidden by the grass and difficult to find. (R. Br. 26). Mr. Williamson testified that he did not know if Messrs. Trejo and [redacted] had seen any hazard at the base of the slope prior to the accident. (Tr. 72). Mr. Williamson testified that the rut at the bottom of the hill “had the potential to be a hazardous condition.” (Tr. 54).
The Secretary also asserts Respondent had constructive knowledge of the violative conduct engaged in by the crew; i.e., operating a riding mower on a slope when it was not safe to do so and failing to mark a hazardous rut on the slope. (S. Reply Br. 3-4). In the Sixth Circuit, courts look to the following factors in determining whether an employer had constructive knowledge: “[the] employer’s obligation to inspect the work area, to anticipate hazards to which employees may be exposed, and to take measures to prevent the occurrence.” Mountain States Contractors v. Perez, 825 F.3d 274, 285 (6th Cir. 2016). The Secretary asserts that with reasonable diligence Respondent could have known of the rut on the slope at the Clarington site. (S. Br. 37-39). In particular, the Secretary asserts that Respondent was not diligent because it relied on an employee’s own judgement at a worksite without a reasonable basis to expect an employee to exercise good judgement. (S. Br. 38, S. Reply Br. 4). The Secretary asserts Respondent took no measures to prevent the hazard of an unmarked hole on a slope, such as the rut at the Clarington site. (S. Br. 38; S. Reply Br. 4). But here, the crew had walked the site looking for hazards prior to mowing that morning. (Tr. 176, 191-92). Mr. [redacted] did not see the rut when he “walked the site” before beginning to mow the Clarington site. (Tr. 176, 191-92). Mr. Lint, knowing approximately where the rut was from Mr. Williamson’s photograph, could only find the rut when he “walked like baby steps” and felt the rut with his feet. (Tr. 177). Respondent also provided its crews with a IPS digital site map that showed hazardous conditions, flags and marking paint to perform work at their assigned sites. (Tr. 44-45, 63, 81, 87).
Respondent exercised reasonable diligence when its crew tried to identify the hazard of an unmarked hole on the slope at the Clarington site prior to mowing. (R. Br. 26-27).
The Secretary also asserts that Respondent was not reasonably diligent because it needed a more effective way to monitor its crews’ pre-mow site assessments, yet the Secretary does not set forth a particular measure to abate this.
As discussed above, Respondent’s field supervisors spend about 80% of their time in the field monitoring the work crews which results in each crew being monitored for three to four hours each week. (Tr. 32). The Secretary seems to suggest that a manager needs to be onsite with each crew at the beginning of work at each site to monitor a crew’s site assessment; however, the Secretary also seems to suggest it is not feasible for a manager to be at every site every time. (S. Br. 41-42). As discussed above, it is the Secretary’s burden to propose abatement measures that are feasible and effective. Here, the Secretary made a general suggestion about additional abatement needed yet provided no abatement measure that a reasonably diligent employer could implement. Thus, the Secretary’s argument is rejected.
Respondent asserts that, without walking the site inch-by-inch before mowing, the rut could not have been discovered because it was hidden in the grass. (R. Br. 25-26). The Court agrees. The rut had not been previously identified as a hazard at the site and was not readily discernible. (Tr. 51, 72, 153). The evidence submitted shows that Mr. [redacted] only noticed the rut at the moment the mower encountered it. (Tr. 178-79). To Mr. Williamson, it appeared the rut had been created by the tire of a gas company service truck that had driven off the concrete pad on a rainy day. (Tr. 92). Mr. Lint, knowing approximately where the rut was from Mr. Williamson’s photograph, could only find the rut when he “walked like baby steps” and felt the rut with his feet. (Tr. 177).
Further, the Secretary provided no evidence of a feasible abatement method that would have led to the mowing crew discovering a rut, hidden by grass, prior to encountering it with the mower. Because there is no evidence to rebut Respondent’s position that it was not reasonable to have discovered the rut prior to mowing the slope, the Court finds that Respondent could not have, with reasonable diligence, known of the hazard on the slope at the Clarington site.
The Secretary’s assertion that Respondent had constructive knowledge of the hazard at the Clarington site is rejected.
The Secretary did not carry its burden of proof for Citation 1, Item 1 and thus Citation 1, Item 1, is vacated.46 In particular, the Secretary did not prove the necessary element of feasible abatement beyond the measures already in place by the Respondent and did not show that Respondent had knowledge of the hazardous condition at the Clarington site.
B. Citation 2, Item 1
To establish a violation of an OSHA standard, the Secretary must prove: (1) the cited standard applies; (2) the terms of the standard were violated; (3) one or more employees had access to the cited condition; and (4) the employer knew, or with the exercise of reasonable diligence could have known, of the violative condition. Astra Pharm. Prod., No. 78-6247, 1981 WL 18810, at *4 (O.S.H.R.C., July 30, 1981), aff’d in relevant part, 681 F.2d 69 (1st Cir. 1982). The Secretary has the burden of proving his case by a preponderance of the evidence. Id.
The Secretary issued an other-than-serious citation alleging Respondent violated 29 C.F.R. § 1904.39(a)(2), which requires:
Within twenty-four (24) hours after the in-patient hospitalization of one or more employees or an employee's amputation or an employee's loss of an eye, as a result of a work-related incident, you must report the in-patient hospitalization, amputation, or loss of an eye to OSHA.
Respondent has admitted that it failed to report to OSHA within 24 hours the amputation suffered by employee [redacted] on July 25, 2019, while working for Respondent. (Tr. 15-16; Ex. C-1, at p. 3; Joint Pretrial Statement, p. 3). Respondent asserts that it did not report the injury within 24 hours because it believed, as Mr. Lint testified, it was only required to report an accident “if there was three or more injuries or hospitalizations of it.” (Tr. 182-83; R. Br. 9). Mr. Lint further testified that he did not dispute that Respondent failed to report the accident within 24 hours. He stated, “It was a mistake” and “We own that.” (Tr. 182-83, 218; R. Br. 30). Respondent asserts that its “failure to report was based upon an honest mistake and was not done willfully.” (R. Br. 9).
1. Applicability, Employee Exposure, Violation of the Standard and Knowledge
Respondent does not dispute the applicability of the standard or that an employee was exposed. An employee had fingers amputated as a result of a work-related incident. (Tr. 15-16, 48-52; Ex. C-1, p. 3). The standard applies and employees were exposed. (S. Br. 53).
Respondent admits that it did not report the amputation suffered by Mr. [redacted] within 24 hours as required by the standard. (Tr. 15-16; Ex. C-1, p.3; Joint Pretrial Statement, p. 3). Both Messrs. Lint and Williamson knew that Mr. [redacted] had been hospitalized resulting in the amputation of two fingers and two fingertips. (Tr. 89-90, 176-77). Their knowledge is imputed to Respondent.
The Secretary has proved the standard applied, an employee was exposed, the standard was violated, and Respondent had knowledge of the violative condition. Citation 2, Item 1, is affirmed.
2. Characterization and Penalty
Respondent argues that the monetary penalty for the recordkeeping violation should be reduced below the penalty proposed by the Secretary. (R. Reply Br. 11-12). The Secretary characterized the violation as other-than-serious and proposed a penalty of $8,525.47 The Commission has stated an other-than-serious violation “is one in which there is a direct and immediate relationship between the violative condition and occupational safety and health but not of such relationship that a resultant injury or illness is death or serious physical harm.” Crescent Wharf & Warehouse Co., No. 1, 1973 WL 4327, at *3 (O.S.H.R.C., Apr. 27, 1973). The Court agrees the violation was other-than-serious; but also agrees that the proposed penalty should be reduced.
The Court finds a further reduction to the penalty is warranted. The CO testified that Respondent had been inspected previously but received no citation. (Tr. 217). He testified that Respondent “essentially had a clean history.” This inspection history merits a discount. Further, the CO testified that Respondent was “very cooperative” during the inspection. (Tr. 217-18). At trial, Mr. Lint accepted responsibility for, and did not dispute, the recording keeping violation. He said, “[i]t was a mistake” and “[w]e own that.” (Tr. 182-83, 218).
Taking all the criteria and the record into consideration, the Court assesses a $6,630 penalty for Citation 2, Item 1.
V. Findings of Fact and Conclusions of Law
All findings of fact and conclusions of law relevant and necessary to a determination of the contested issues have been made above. See Fed. R. Civ. P. 52(a). All proposed findings of fact and conclusions of law inconsistent with this decision are denied.
ORDER
Based upon the foregoing findings of fact and conclusions of law, it is ORDERED that:
1.Citation 1, Item 1, alleging a Serious violation of section 5 (a)(1) of the OSH Act is VACATED.
2.Citation 2, Item 1, alleging an Other-than-Serious violation of 29 C.F.R. § 1904.39 (a)(2) is AFFIRMED and the Court assesses a penalty in the amount of $6,630.
SO ORDERED.
/s/
The Honorable Dennis L. Phillips
U.S. OSHRC Judge
Dated: April 19, 2022
Washington, D.C.
1 Respondent’s “Incident Investigation” report erroneously indicates that Mr. [redacted] was not hospitalized overnight. The Court finds that Mr. [redacted] was hospitalized overnight. (Tr. 158-59, 188; Ex. C-5 at p. 1).
2 Mr. Lint also arranged for hotels, transportation and food for Mr. [redacted]’ wife and children while they were in Pittsburgh. (Tr. 174, 178).
3 Citation 2, Item 1, inaccurately alleged that three fingers were amputated. (Tr. 10).
4 Methods recommended by OSHA to alleviate the hazard included using a string trimmer instead of a riding mower on excessively steep slopes and marking obstacles such as ruts. (S. Br. 7, 24-25).
5 Mr. Williamson had performed inspections of the site four or five times before. (Tr. 40).
6 Mr. [redacted] was the lead employee of the two given his experience. (Tr. 146). The Secretary acknowledged in his post-trial brief that “[redacted] was an experienced employee and was the lead worker on the site.” (S. Br. 42).
7 Irrigation flags were little metal stake flags with an orange flag top that were used to mark any hazards. (Tr. 44).
8 Mr. Williamson testified that Mr. [redacted] did not voice any concerns to him about the Clarington site in 2018. (Tr. 133).
9 Mr. Williamson testified that the area of the rut (also referred to as a tire mark or hole) is shown on the Photograph at Exhibit G, at “A” and on the photograph at Exhibit H, at “B”. (Tr. 105-09; Exs. G, at “A”, H, at “B”). He also identified where some portion of Mr. [redacted]’ amputated thumb and/or finger were found in the gravel area shown on the photograph at Exhibit H, at “D”. He also identified the area Mr. [redacted] had mowed up and down on the photograph at Exhibit G, at “B”. He further identified the area Mr. [redacted] had mowed across, side-to-side, on the photograph at Exhibit H, at “A”. (Tr. 107; Ex. H, at “A”).
10 Based on the available evidence, the Court finds that Mr. [redacted] saw the rut at the last moment, jumped off the mower, lost his balance after he jumped, and fell to the ground. In his written statement, Mr. [redacted] states that he “blacked out for a moment” when he hit the ground. (Tr. 178-79; Ex. C-5).
11 Mr. Williamson did not move any of the equipment at the site when he first stopped by to shut and lock the gates to the property. (Tr. 89-90).
12 The Court finds that the mower had not tipped over at the time of the accident as alleged in Citation 1, Item 1. (Tr. 94, 110; R. Br. 16).
13 Mr. Williamson testified that “[i]t was the rut at the bottom of the hill that caused the accident, not the slope.” (Tr. 149).
14 The Secretary asserts that the rut “was a new hazard likely created on July 25, 2019 or shortly before that date.” (S. Br. 22). He further stated, “the rut that was encountered by [redacted] was a new hazard that had not been previously identified.” (S. Br. 41).
15 Mr. Lint never spoke to Mr. Trejo about the accident. (Tr. 175).
16 At trial, Mr. Williamson testified that he had observed a slide mark on one of the mower passes during the morning of July 25, 2019 after the accident and he assumed that the mower had skidded. He said he did not know that the mower had skidded, and no one told him that it had. (Tr. 98-99).
17 Mr. Lint testified that he had hours of conversation with Mr. [redacted] while Mr. [redacted] was in the hospital in Pittsburgh. (Tr. 178).
18 The PowerPoint presentation is titled, “New Team Member Introduction to Training and the Safety Guide.” (Ex. C-2).
19 Exhibits C-2 and C-3 are also provided to Spanish speaking employees in Spanish. (Tr. 31-32).
20 Respondent’s 20-degree rule is also based upon the Employer’s Manual applicable to the mower used at the
worksite. (Tr. 85-86; Ex. C-17).
21 Mr. Williamson testified that one or two sites are skipped at least once a week because of unsafe conditions during spring. (Tr. 100). He said that the Clarington site was never skipped while he supervised that worksite. (Tr. 114).
22 These weather conditions may include dew on the ground, rain, lightning or thunder. (Tr. 28-29, 34-35).
23 Mr. Williamson found that Mr. Trejo understands English well and could translate for Mr. [redacted], if needed. (Tr. 42). However, Mr. [redacted] spoke “pretty good English.” (Tr. 42, 88-89).
24 Mr. Williamson testified that Mr. [redacted] would have been disciplined for mowing up and down even though that area where he was mowing was marked in green on the IPS digital map. The green color signified that mowing side-to-side in that area was safe because the slope there was less than 20 degrees and no hazards had been identified. (Tr. 147-52; Ex. R-G, at “B”). He further said the area shown on the photograph at Exhibit R-G, at “C”, is a hazard because the slope is greater than 20 degrees and an employee cannot use a riding mower there at all. (Tr. 152; Ex. R-G, at “C”).
25 Mr. Williamson also testified that he was not aware of Respondent having any other accidents involving a riding mower. (Tr. 107).
26 Mr. [redacted] was on a work visa, so typically would work from April through November. (Tr. 173).
27 CO Escalona served as an OSHA CO for three-and-a-half years. He has done about 150 to 170 OSHA inspections. He has never before done an inspection of a landscaping company. (Tr. 202-05).
28 Mr. Williamson testified that the photograph at Exhibit C-10 taken by the CO in Mr. Williamson’s presence on November 18, 2019, accurately depicted, other than the color of the grass and the absence of leaves on the tree, the conditions at the worksite on the day of the accident. (Tr. 59; Ex. C-10). He further said that the CO measured, in his presence, the grade of the slope there several times at 19 degrees. (Tr. 61; Ex. C-13). Mr. Williamson testified that the placement of the rod where the degrees were measured is shown on the photograph at Exhibit R-G, at “B”.
29 The Secretary’s position is that one of these two manuals “was an update of the other.” (S. Br. 23).
30 Mr. Williamson testified that had he known of the rut he would have marked it as a hazard. (Tr. 153; Ex. R-G, at “A”).
31 Because the Secretary clarified that it was not asserting that a 15-degree slope was a recognized hazard, Respondent’s arguments that it had not received fair notice of the applicability of any 15-degree rule or that it was not standard industry practice to prohibit the use of riding mowers on slopes greater than 15 degrees are moot and are not considered here. (Tr. 184; S. Reply Br. 1, R. Br. 14, 16).
32 Mr. Williamson testified “that I wasn’t physically there [at the accident site], so I don’t know if it [the ground] was wet that morning [July 25, 2019].” (Tr. 126).
33 Mr. Williamson testified that areas that need to be weed-eated cannot be mowed. (Tr. 42).
34 Federal Rule of Evidence 201(b) permits judicial notice of a "fact" that is not subject to reasonable dispute because it: “(1) is generally known within the court’s territorial jurisdiction; or (2) can be accurately and readily determined from sources whose accuracy cannot reasonably be questioned.” Federal Rule of Evidence 201, which is applicable to Commission proceedings pursuant to Commission Rule 71, 29 C.F.R. § 2200.71.
35 In this case, manufacturing instructions were available in the Employer’s Manual which stated that operators were not to mow slopes greater than 20 degrees. (Ex. C-17, p. 7).
36 Motion for directed verdict was denied. (Tr. 231).
37 The document on the webpage states:
.that the “guidelines discussed below are based on safety principles issued by the California Department of Industrial Relations, which includes Cal/OSHA; the Canadian Centre for Occupational Health and Safety; and the Outdoor Power Equipment Institute (OPEI).”
.“This is one in a series of information webpages highlighting OSHA programs, policies, or standards. It does not impose any new compliance requirements.”
See Dangers of Roll-Overs of Riding Mowers at https://www.osha.gov/riding-mowers (accessed on November 29, 2021).
38 In Grismer Tire Co., No. 13-1939, 2016 WL 5118268, at *12, n. 13 (O.S.H.R.C.A.L.J., Aug. 9, 2016, the Judge took judicial notice that an OSHA interpretation letter was published on OSHA’s website (in response to the Secretary’s hearsay objection) when it was offered as an exhibit at the trial. In J&M Miller Constr., No. 14-1765, 2016 WL 5118269, at *22, n. 29 (O.S.H.R.C.A.L.J., Aug 1, 2016 (consolidated), this Court took judicial notice that an OSHA publication was an accurate source of information regarding the hazard of eye injuries created by ricocheting nails and was not subject to reasonable dispute. In Cooper Tire & Rubber Co., No. 11-1588, 2016 WL 233385, at *17, n.26 & *37, n.44 (O.S.H.R.C.A.L.J., Jan. 7, 2016), the Judge, sua sponte, took judicial notice of two Chemical Safety Board (CSB) reports the parties had repeatedly referred to during the trial yet had not admitted as evidence. The Judge found the accuracy of “the CSB reports are a source whose accuracy cannot be reasonably questioned.” The Judge also took judicial notice of an OSHA Standard Interpretation letter concerning the Classification of Combustible Dusts.
39 The Secretary asserts that “Respondent alleges that [redacted] should be disciplined for the failure to mark the rut.” (S. Br. 45). This mischaracterizes Mr. Williamson’s testimony that said Mr. [redacted] should have marked the hole if he saw it. Respondent’s position is that Mr. [redacted] did not see the rut beforehand. (Tr. 45-46, 143, 191-92; R. Br. 9, 26, R. Reply Br. 9).
40 Mr. Lint did not know which manual was first printed. The Secretary provided no evidence as to which manual was more current at the time of the incident on July 25, 2019. (Tr. 135-36, 187; Exs. C-7, C-17; S. Br. 14).
41 The Secretary acknowledges that Respondent knew that using a string trimmer and marking holes were feasible means of abatement. (S. Br. 35).
42 Mr. Williamson testified that the use of a string trimmer on the slope at the Clarington site reduced the hazard by “[a] hundred percent.” (Tr. 45).
43 The Secretary implies that the slope that Mr. [redacted] was mowing at the time of his accident “required” the use of a string trimmer. (S. Br. 19). However, the Secretary provides no explanation why that particular sloped area required the use of a string trimmer or why Respondent’s rule to mow that slope side-to-side with a riding mower was not adequate abatement.
44 Mr. Williamson testified that the grade level of any slope over 20 degrees is considered hazardous. (Tr. 62).
45 The Court observed Mr. Williamson’s demeanor while he was testifying and based upon his appearance, expression, tone, and responsiveness found him to be honest, knowledgeable, confident and persuasive.
46 Because the Secretary failed to prove his prima facie case, the Court has not addressed Enviroscapes’ asserted defense of unpreventable employee misconduct. To establish this defense the employer is required to show that it “(1) established work rules designed to prevent the violation; (2) has adequately communicated the rules to its employees; (3) has taken steps to discover violations of the rules; and (4) has effectively enforced the rules when violations were detected.” Am. Eng’g & Dev. Corp., No. 10-0359, 2012 WL 3875599, at *3 (O.S.H.R.C., Aug. 27, 2012). (S. Br. 49, R. Br. 28-29).
47 “Enviroscapes submits that a $1,000.00 penalty is more appropriate for this OTS violation.” (R. Br. 31).
48 The Commission owes no deference to the Secretary’s proposed penalty. Hern Iron Works, Inc., No. 88-1962, 1994 WL 53780, at *3 (O.S.H.R.C., Feb. 18, 1994).
49 OSHA's statutory maximum penalties were increased pursuant to the Inflation Adjustment Act of 2015, Pub. Law 114-74 § 701, 129 Stat. 559-602 (2015) as updated at 81 Fed. Reg. 43430 (July 1, 2016). The violation in the instant case occurred after November 2, 2015, and was assessed between January 23, 2019 and January 15, 2020, thus the statutory maximum of $13,260 applies.